arXivDaily arXiv每日学术速递 周一至周五更新
arXiv 2605.04495cs.CLcs.AI

CAR:面向检索增强生成的查询引导置信感知重排序

CAR: Query-Guided Confidence-Aware Reranking for Retrieval-Augmented Generation

School of Computer Science and Technology, Dalian University of Technology(大连理工大学计算机科学与技术学院);School of Information Engineering, Dalian Ocean University(大连海洋大学信息工程学院);School of Information Engineering, Liaodong University(辽东学院信息工程学院);Information Technology Center, Qinghai University(青海大学信息技术中心);College of Health-Preservation and Wellness, Dalian Medical University(大连医科大学养生与健康学院);Tencent(腾讯)

Zhipeng Song, Yizhi Zhou, Xiangyu Kong, Jiulong Jiao, Xuezhou Ye, Chunqi Gao, Xueqing Shi, Yu Wang, Yuhang Zhou, Heng Qi

AI总结:

针对RAG现有重排序仅关注相关性的问题,提出无需训练的CAR框架,通过查询引导的答案稳定性校正排名,在多数据集实验中实现稳健性能提升,可用于黑盒LLM。

摘要:

检索增强生成(RAG)依赖证据排序来确定向生成器提供哪些信息,但现有检索与重排序方法主要估计查询-文档相关性。然而,相关性并不等同于生成器侧的有用性:相关段落可能引入歧义或干扰,而排名较低的段落可能稳定生成器的答案。我们提出CAR(Confidence-Aware Reranking,置信感知重排序),这是一种无需训练的排名校正框架,它仅将查询的答案稳定性作为控制变量,通过每个候选文档对采样答案语义稳定性产生的变化来衡量其价值。这种受控对比可估计文档对生成器行为的边际贡献,且不将语义稳定性视为相关性或校准后的正确性。CAR将这些置信变化转化为粗优先级约束,并返回与基线的肯德尔距离最小的可行排名,在生成器侧证据不支持反转现有成对偏好时,保留现有成对偏好。在NQ、HotpotQA和FEVER数据集上,针对稀疏与密集检索器、七种排序方法及三类生成器的实验显示出稳健的改进:在以BM25为核心的主要分析中,CAR实现了+5.53%的平均相对NDCG@5提升;在固定的NQ可回答下游评估中,它将标记级F1提升了+0.43个点,且排序与生成的增益在排序器间高度一致(ρ=0.93)。这些结果表明,CAR是一种易于部署、感知生成器的校正层,在保留信息性先验排名的同时补充相关性;CAR既不需要特定任务的训练,也无需访问模型内部信息(如对数或隐藏状态),仅通过生成的输出即可应用于黑盒大型语言模型。

英文摘要:

Retrieval-augmented generation (RAG) relies on evidence ranking to determine what information is exposed to the generator, yet existing retrieval and reranking methods primarily estimate query--document relevance. Relevance, however, is not equivalent to generator-side usefulness: a relevant passage may introduce ambiguity or distraction, whereas a lower-ranked passage may stabilize the generator's answer. We present CAR (Confidence-Aware Reranking), a training-free rank-correction framework that uses query-only answer stability as a control and measures each candidate by the change it induces in sampled-answer semantic stability. This controlled contrast estimates a document's marginal contribution to generator behavior without treating semantic stability as relevance or calibrated correctness. CAR converts these confidence changes into coarse precedence constraints and returns the feasible ranking with minimum Kendall distance from the baseline, preserving existing pairwise preferences unless generator-side evidence supports reversing them. Experiments on NQ, HotpotQA and FEVER across sparse and dense retrievers, seven ranking methods and three generator families show robust improvements. In the BM25-centered main analysis, CAR achieves a \textbf{+5.53\% mean relative NDCG@5 gain}; on the fixed NQ-answerable downstream evaluation, it improves token-level F1 by \textbf{+0.43 points}, with ranking and generation gains strongly aligned across rankers ($ρ= 0.93$). These results position CAR as a deployment-friendly, generator-aware correction layer that complements relevance while preserving informative prior rankings. CAR requires neither task-specific training nor access to model internals such as logits or hidden states, making it applicable to black-box LLMs through generated outputs alone.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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