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arXiv 2603.30036cs.LGcs.AI

对齐、正交或冲突:何时可以安全地优化思维链?

Aligned, Orthogonal or In-conflict: When can we safely optimize Chain-of-Thought?

Google DeepMind(谷歌DeepMind)

Max Kaufmann, David Lindner, Roland S. Zimmermann, and Rohin Shah

AI总结:

本文探讨了在训练过程中思维链(CoT)的可监控性受训练影响的问题,提出了一种框架来预测何时以及为何发生冲突,并通过实验验证了正交和冲突奖励项对CoT监控性的影响。

摘要:

链式思维(CoT)监控是一种通过自动化系统监控大语言模型(LLM)链式思维的 promising 方法,用于有效监管AI系统。然而,模型的链式思维在多大程度上帮助我们监管模型——即链式思维的可监控性——可能受到训练的影响,例如模型学习隐藏其推理过程中的重要特征。我们提出并经验性验证了一个概念框架,用于预测何时以及为何发生这种情况。我们将LLM训练后视为一个强化学习环境,其中奖励分解为两个术语:一个取决于最终输出,另一个取决于链式思维。我们的框架允许我们在训练前将这两个术语分类为“对齐”、“正交”或“冲突”。我们预测,使用冲突项训练会降低链式思维的可监控性,正交项不会影响它,而对齐项会提高它。为了验证我们的框架,我们使用它来分类一组强化学习环境,训练LLM在这些环境中,并评估训练如何影响链式思维的可监控性。我们发现(1)使用“冲突”奖励项训练会降低链式思维的可监控性,(2)优化冲突奖励项是困难的。

英文摘要:

Chain-of-Thought (CoT) monitoring, in which automated systems monitor the CoT of an LLM, is a promising approach for effectively overseeing AI systems. However, the extent to which a model's CoT helps us oversee the model - the monitorability of the CoT - can be affected by training, for instance by the model learning to hide important features of its reasoning. We propose and empirically validate a conceptual framework for predicting when and why this occurs. We model LLM post-training as an RL environment where the reward decomposes into two terms: one term depending on final outputs and another term depending on the CoT. Our framework allows us to classify these two terms as "aligned", "orthogonal", or "in-conflict" before training. We predict that training with in-conflict terms will reduce monitorability, orthogonal terms will not affect it, and aligned terms will improve it. To validate our framework, we use it to classify a set of RL environments, train LLMs within those environments, and evaluate how training affects CoT monitorability. We find that (1) training with "in-conflict" reward terms reduces CoT monitorability and (2) optimizing in-conflict reward terms is difficult.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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