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arXiv 2602.11902cs.LGcs.AI
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缓解基于参考的偏好优化中的不匹配

Mitigating Mismatch within Reference-based Preference Optimization

Sydney AI Centre, The University of Sydney(悉尼人工智能中心,悉尼大学);CFAR, A*STAR(CFAR,A*STAR);CSIRO, Data61(CSIRO,Data61);Southeast University(东南大学);Nanyang Technological University(南洋理工大学)

Suqin Yuan, Xingrui Yu, Jiyang Zheng, Lei Feng, Dadong Wang, Ivor Tsang, Tongliang Liu

AI总结:

HyPO通过有条件地去偏参考信号缓解基于参考的偏好优化中的不匹配问题,提升推理对齐性能。

摘要:

直接偏好优化(DPO)已成为大型语言模型离线偏好对齐的事实标准,但其依赖于参考策略引入了关键矛盾。DPO通过将每次更新相对于参考进行加权,从而在受信任区域内正则化更新以稳定训练。这种依赖性在悲观配对中变得有问题,其中参考模型偏好被拒绝的响应。对于这些配对,DPO一旦策略边际(Δ_θ)仅仅超过参考边际(Δ_ref)就会提前减弱梯度,即使策略仍错误(Δ_θ<0)。我们将这种失败称为提前满足,这是训练-推理不匹配的具体形式。无参考目标通过优化绝对边际来消除这种不匹配,但以牺牲参考的稳定信号为代价。我们通过混合DPO(HyPO)缓解这种矛盾,这是对DPO的直接修改,有条件地应用参考:HyPO在参考乐观或中性时与DPO行为完全相同,并在参考悲观时将Δ_θ-Δ_ref替换为Δ_θ-max{0,Δ_ref}。这一行的修改严格增强了悲观配对的每例学习信号,同时保持了DPO的目标形式和计算成本。通过有条件地去偏悲观参考信号,HyPO缓解了提前满足;实证上,在偏好对齐中,HyPO提高了推理对齐指标,并实现了更高的成对胜利率。我们的结果提供了证据,表明直接偏好对齐可以通过有条件地去偏参考信号来增强,而不是抛弃它。

英文摘要:

Direct Preference Optimization (DPO) has become the de facto standard for offline preference alignment of large language models, but its reliance on a reference policy introduces a critical tension. DPO weighs each update relative to a reference, which stabilizes the training by regularizing the updates within a trusted region. This reliance becomes problematic for pessimistic pairs, where the reference model prefers the rejected response. For these pairs, DPO prematurely attenuates the gradient as soon as the policy margin ($Δ_θ$) merely beats the reference margin ($Δ_{\mathrm{ref}}$) even if the policy is still wrong ($Δ_θ<0$). We name this failure premature satisfaction, which is a concrete form of the training-inference mismatch. Reference-free objectives remove this mismatch by optimizing the absolute margin, but at the cost of discarding the stabilizing signal of the reference. We mitigate this tension with Hybrid-DPO (HyPO), a drop-in modification to DPO that applies reference conditionally: HyPO behaves exactly like DPO when the reference is optimistic or neutral, and it treats the reference as neutral when it is pessimistic by replacing $Δ_θ-Δ_{\mathrm{ref}}$ with $Δ_θ-\max\{0,Δ_{\mathrm{ref}}\}$. This one-line change strictly strengthens per-example learning signals on pessimistic pairs while preserving DPO's objective form and computational cost. By conditionally debiasing the pessimistic reference signal, HyPO mitigates premature satisfaction; empirically, across preference alignment, HyPO improves inference-aligned metrics and achieves higher pairwise win rates. Our results provide evidence that direct preference alignment could be enhanced by conditionally debiasing the reference signal, rather than discarding it.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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