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arXiv 2602.08939cs.AI

CausalT5k: 诊断可信因果推理中的拒绝与失败模式——跨越因果阶梯

CausalT5k: Diagnosing Refusal and Failure Modes in Trustworthy Causal Reasoning Across Causal Rungs

Stanford University(斯坦福大学)
Longling Geng, Andy Ouyang, Theodore Wu, Daphne Barretto, Matthew John Hayes, Rachael Cooper, Yuqiao Zeng, Sameer Vijay, Gia Ancone, Ankit Rai, Matthew Wolfman,… 展开作者

Longling Geng, Andy Ouyang, Theodore Wu, Daphne Barretto, Matthew John Hayes, Rachael Cooper, Yuqiao Zeng, Sameer Vijay, Gia Ancone, Ankit Rai, Matthew Wolfman, Patrick Flanagan, Edward Y. Chang

AI总结:

提出CTK基准,通过5,147个案例诊断大语言模型在因果推理中的失败模式,包括因果阶梯、陷阱类型、压力敏感性和拒绝质量等标注,揭示聚合准确率隐藏的缺陷。

摘要:

大型语言模型越来越能生成流畅的因果解释,但它们常常以聚合准确率无法诊断的方式失败:混淆关联与干预、在压力下放弃正确判断、过度拒绝有效主张、或在证据不足时作答。我们引入CTK,一个包含5,147个案例且不断增长的诊断基准,涵盖10个领域和Pearl因果阶梯的所有三个层次。与仅评分的基准不同,CTK通过标注因果阶梯、陷阱类型、压力敏感性、拒绝质量以及效用-安全权衡来揭示模型为何失败。其Sheep/Wolf分类法区分有效因果设计与推理陷阱;配对的neutral/pressure变体通过Bad Flip Rate测量谄媚漂移;Wise Refusal字段测试模型在认可主张前是否识别出缺失信息。CTK暴露了聚合准确率隐藏的失败模式:怀疑陷阱、缩放下的阶梯坍塌、压力诱导漂移、检测-纠正差距以及反事实错误模式。它不规定修正方法,而是为研究因果推理失败概况提供诊断基础。

英文摘要:

Large language models increasingly produce fluent causal explanations, yet they often fail in ways aggregate accuracy cannot diagnose: confusing association with intervention, abandoning correct judgments under pressure, over-refusing valid claims, or answering when evidence is underdetermined. We introduce CTK, a diagnostic benchmark of 5,147 cases and growing, across 10 domains and all three levels of Pearl's Ladder of Causation. Unlike benchmarks that only score correctness, CTK reveals why a model failed by annotating causal rung, trap type, pressure sensitivity, refusal quality, and Utility-Safety tradeoffs. Its Sheep/Wolf taxonomy separates valid causal designs from inferential traps; paired neutral/pressure variants measure sycophantic drift through Bad Flip Rate; and Wise Refusal fields test whether a model identifies the missing information needed before endorsing a claim. CTK exposes failure modes hidden by aggregate accuracy: the Skepticism Trap, Rung Collapse under scaling, pressure-induced drift, Detection-Correction gaps, and counterfactual error modes. Rather than prescribing a correction method, it provides the diagnostic substrate for studying causal-reasoning failure profiles.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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