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arXiv 2602.08259stat.MLcs.LG
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带有偏见AI反馈的统计框架

A Statistical Framework for Alignment with Biased AI Feedback

Center for Data Science, Zhejiang University(浙江大学数据科学中心);Department of Electrical and Computer Engineering, Rutgers University(罗格斯大学电气与计算机工程系);Department of Statistics, Rutgers University(罗格斯大学统计学系);Faculty of Business and Economics, The University of Hong Kong(香港大学商学院)

Xintao Xia, Zhiqiu Xia, Linjun Zhang, Zhanrui Cai

AI总结:

本文提出两种去偏对齐方法,DDPO通过残差修正和密度比重加权提升效率,DIPO直接估计人类偏好概率,实验证明其在情感生成、摘要和对话任务中提升了对齐效率并接近全人类标注数据性能。

摘要:

现代对齐管道越来越多地用大型语言模型(LLM-as-Judge)的评估来替代昂贵的人类偏好标签。然而,AI标签可能系统性地偏离高质量的人类反馈数据集。在本文中,我们开发了两种去偏对齐方法,以一般框架容纳异质提示-响应分布和外部人类反馈源。去偏直接偏好优化(DDPO)在标准DPO中增加残差修正和密度比重加权以减轻系统性偏见,同时保留DPO的计算效率。去偏身份偏好优化(DIPO)直接估计人类偏好概率而不施加参数化奖励模型。我们为这两种方法提供理论保证:DDPO提供了一种实用且计算高效的大型对齐解决方案,而DIPO则作为一种稳健、统计最优的替代方案,达到了半参数效率界限。在情感生成、摘要和单轮对话的实证研究中,所提出的方法显著提高了对齐效率,并恢复了接近完全人类标注数据训练的性能。

英文摘要:

Modern alignment pipelines are increasingly replacing expensive human preference labels with evaluations from large language models (LLM-as-Judge). However, AI labels can be systematically biased compared to high-quality human feedback datasets. In this paper, we develop two debiased alignment methods within a general framework that accommodates heterogeneous prompt-response distributions and external human feedback sources. Debiased Direct Preference Optimization (DDPO) augments standard DPO with a residual-based correction and density-ratio reweighting to mitigate systematic bias, while retaining DPO's computational efficiency. Debiased Identity Preference Optimization (DIPO) directly estimates human preference probabilities without imposing a parametric reward model. We provide theoretical guarantees for both methods: DDPO offers a practical and computationally efficient solution for large-scale alignment, whereas DIPO serves as a robust, statistically optimal alternative that attains the semiparametric efficiency bound. Empirical studies on sentiment generation, summarization, and single-turn dialogue demonstrate that the proposed methods substantially improve alignment efficiency and recover performance close to that of an oracle trained on fully human-labeled data.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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