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arXiv 2602.02639cs.AIcs.LG

对忠实性的积极案例:LLM自我解释有助于预测模型行为

A Positive Case for Faithfulness: LLM Self-Explanations Help Predict Model Behavior

University of Oxford(牛津大学);University of California, Berkeley(加州大学伯克利分校);University College London(伦敦大学学院);Google DeepMind(谷歌DeepMind)

Harry Mayne, Justin Singh Kang, Dewi Gould, Kannan Ramchandran, Adam Mahdi, Noah Y. Siegel

AI总结:

本文提出NSG度量标准,证明LLM自我解释能提升模型行为预测能力,且比外部生成解释更具预测价值,揭示了自我解释在AI监督中的积极作用。

摘要:

LLM自我解释通常被呈现为AI监督的有前途的工具,但其对模型真实推理过程的忠实性却缺乏深入理解。现有的忠实性度量标准有关键限制,通常依赖于通过对抗性提示识别不忠实性或检测推理错误。这些方法忽略了解释的预测价值。我们引入了归一化可模拟性增益(NSG),这是一种通用且可扩展的度量标准,基于这样一个想法:一个忠实的解释应使观察者能够学习模型的决策标准,从而更好地预测其在相关输入上的行为。我们评估了18个前沿专有和开源模型,例如Gemini 3、GPT-5.2和Claude 4.5,在7000个来自流行数据集的反事实样本上,涵盖健康、商业和伦理领域。我们发现自我解释显著提高了对模型行为的预测能力(NSG提高11-37%)。自我解释还提供了比由外部模型生成的解释更多的预测信息,即使这些模型更强。这表明了从自我知识中获得的优势,这种优势外部解释方法无法复制。我们的方法还揭示了,跨模型,5-15%的自我解释存在明显误导。尽管存在缺陷,我们展示了自我解释的积极案例:它们编码了有助于预测模型行为的信息。

英文摘要:

LLM self-explanations are often presented as a promising tool for AI oversight, yet their faithfulness to the model's true reasoning process is poorly understood. Existing faithfulness metrics have critical limitations, typically relying on identifying unfaithfulness via adversarial prompting or detecting reasoning errors. These methods overlook the predictive value of explanations. We introduce Normalized Simulatability Gain (NSG), a general and scalable metric based on the idea that a faithful explanation should allow an observer to learn a model's decision-making criteria, and thus better predict its behavior on related inputs. We evaluate 18 frontier proprietary and open-weight models, e.g., Gemini 3, GPT-5.2, and Claude 4.5, on 7,000 counterfactuals from popular datasets covering health, business, and ethics. We find self-explanations substantially improve prediction of model behavior (11-37% NSG). Self-explanations also provide more predictive information than explanations generated by external models, even when those models are stronger. This implies an advantage from self-knowledge that external explanation methods cannot replicate. Our approach also reveals that, across models, 5-15% of self-explanations are highly misleading. Despite their imperfections, we show a positive case for self-explanations: they encode information that helps predict model behavior.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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