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arXiv 2511.16699cs.CLcs.AI
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检测和引导大语言模型的同理心行为

Detecting and Steering LLMs' Empathy in Action

Department of Philosophy University of Rochester(哲学系罗切斯特大学)

Juan P. Cadile

AI总结:

研究通过对比提示检测和引导大语言模型的同理心行为,发现不同模型在引导效果和鲁棒性上存在差异。

摘要:

我们研究了同理心行为——牺牲任务效率以满足人类需求的意愿——作为LLM激活空间中的线性方向。使用基于同理心行为(EIA)基准的对比提示,我们在Phi-3-mini-4k(3.8B)、Qwen2.5-7B(安全训练)和Dolphin-Llama-3.1-8B(无审查)模型上测试了检测和引导。检测:所有模型在最佳层显示AUROC 0.996-1.00。无审查的Dolphin与安全训练模型表现相当,表明同理心编码独立于安全训练。Phi-3与EIA行为评分相关性强(r=0.71,p<0.01)。跨模型探针一致性有限(Qwen:r=-0.06,Dolphin:r=0.18),揭示了架构特定的实现,尽管检测结果一致。引导:Qwen在极端干预中实现65.3%的成功率,具有双向控制和一致性。Phi-3在相似一致性下实现61.7%的成功率。Dolphin表现出不对称的可引导性:对同理心引导的成功率为94.4%,但反同理心引导导致灾难性崩溃(空输出、代码碎片)。意义:检测和引导的差距因模型而异。Qwen和Phi-3保持双向一致性;Dolphin仅在同理心增强方面表现出鲁棒性。安全训练可能影响引导的鲁棒性,而不是防止操控,尽管需要更多模型的验证。

英文摘要:

We investigate empathy-in-action -- the willingness to sacrifice task efficiency to address human needs -- as a linear direction in LLM activation space. Using contrastive prompts grounded in the Empathy-in-Action (EIA) benchmark, we test detection and steering across Phi-3-mini-4k (3.8B), Qwen2.5-7B (safety-trained), and Dolphin-Llama-3.1-8B (uncensored). Detection: All models show AUROC 0.996-1.00 at optimal layers. Uncensored Dolphin matches safety-trained models, demonstrating empathy encoding emerges independent of safety training. Phi-3 probes correlate strongly with EIA behavioral scores (r=0.71, p<0.01). Cross-model probe agreement is limited (Qwen: r=-0.06, Dolphin: r=0.18), revealing architecture-specific implementations despite convergent detection. Steering: Qwen achieves 65.3% success with bidirectional control and coherence at extreme interventions. Phi-3 shows 61.7% success with similar coherence. Dolphin exhibits asymmetric steerability: 94.4% success for pro-empathy steering but catastrophic breakdown for anti-empathy (empty outputs, code artifacts). Implications: The detection-steering gap varies by model. Qwen and Phi-3 maintain bidirectional coherence; Dolphin shows robustness only for empathy enhancement. Safety training may affect steering robustness rather than preventing manipulation, though validation across more models is needed.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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