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arXiv 2511.05018cs.CLcs.AIcs.LG

多元行为套件:对多轮自定义行为策略遵循能力的压力测试

Pluralistic Behavior Suite: Stress-Testing Multi-Turn Adherence to Custom Behavioral Policies

NVIDIA

Prasoon Varshney, Makesh Narsimhan Sreedhar, Liwei Jiang, Traian Rebedea, Christopher Parisien

AI总结:

本文提出 PBSUITE 评估套件,通过 30 个行业的 300 条行为策略和对抗性多轮交互框架,揭示主流 LLMs 在单轮遵循良好但多轮对抗下失败率高达 84%,为多元对齐研究提供数据集与分析工具。

摘要:

大语言模型(LLMs)通常被对齐到一套旨在获得广泛公众接受度的通用安全与使用原则。然而,LLMs 的现实应用往往发生在由独特企业政策、监管要求、用例、品牌指南和伦理承诺所塑造的组织生态系统中。这一现实凸显了对具有多元对齐目标的 LLMs 进行严格且全面评估的必要性,多元对齐是一种强调适应多样化用户价值观和需求的对齐范式。在本工作中,我们提出了 PLURALISTIC BEHAVIOR SUITE(PBSUITE),这是一个动态评估套件,旨在系统性地评估 LLMs 在多轮交互对话中遵循多元对齐规范的能力。PBSUITE 包含:(1)一个包含 300 条现实 LLM 行为策略的多样化数据集,这些策略基于 30 个行业;(2)一个动态评估框架,用于在对抗性条件下对模型遵循自定义行为规范的合规性进行压力测试。通过使用 PBSUITE,我们发现领先的开源和闭源 LLMs 在单轮设置中能够稳健地遵循行为策略(失败率低于 4%),但在多轮对抗性交互中其合规性显著减弱(失败率高达 84%)。这些发现表明,现有的模型对齐和安全审核方法在现实 LLM 交互中无法连贯地执行多元行为策略。我们的工作贡献了数据集和分析框架,以支持未来面向稳健且具备上下文感知能力的多元对齐技术的研究。

英文摘要:

Large language models (LLMs) are typically aligned to a universal set of safety and usage principles intended for broad public acceptability. Yet, real-world applications of LLMs often take place within organizational ecosystems shaped by distinctive corporate policies, regulatory requirements, use cases, brand guidelines, and ethical commitments. This reality highlights the need for rigorous and comprehensive evaluation of LLMs with pluralistic alignment goals, an alignment paradigm that emphasizes adaptability to diverse user values and needs. In this work, we present PLURALISTIC BEHAVIOR SUITE (PBSUITE), a dynamic evaluation suite designed to systematically assess LLMs' capacity to adhere to pluralistic alignment specifications in multi-turn, interactive conversations. PBSUITE consists of (1) a diverse dataset of 300 realistic LLM behavioral policies, grounded in 30 industries; and (2) a dynamic evaluation framework for stress-testing model compliance with custom behavioral specifications under adversarial conditions. Using PBSUITE, We find that leading open- and closed-source LLMs maintain robust adherence to behavioral policies in single-turn settings (less than 4% failure rates), but their compliance weakens substantially in multi-turn adversarial interactions (up to 84% failure rates). These findings highlight that existing model alignment and safety moderation methods fall short in coherently enforcing pluralistic behavioral policies in real-world LLM interactions. Our work contributes both the dataset and analytical framework to support future research toward robust and context-aware pluralistic alignment techniques.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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