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arXiv 2509.08075cs.CL
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对某些人说不,对其他人说是:人格提示及语言模型中虚假拒绝的其他来源

No for Some, Yes for Others: Persona Prompts and Other Sources of False Refusal in Language Models

LIACS, Leiden University(莱顿大学 LIACS);Bocconi University(博科尼大学);Independent Researcher(独立研究者);Boconni University(博科尼大学);Helmholtz-Zentrum Dresden-Rossendorf(德累斯顿-罗斯托克亥姆霍兹中心)

Flor Miriam Plaza-del-Arco, Paul Röttger, Nino Scherrer, Emanuele Borgonovo, Elmar Plischke, Dirk Hovy

AI总结:

本研究量化了人格提示对LLM虚假拒绝的影响,提出蒙特卡洛方法,发现模型能力和任务选择比人格因素更显著影响拒绝率,人格效应或被高估。

摘要:

大型语言模型(LLMs)正日益融入我们的日常生活并实现个性化。然而,LLM的个性化也可能增加意外的副作用。近期研究表明,人格提示(persona prompting)可能导致模型错误地拒绝用户请求。然而,尚无工作全面量化此问题的严重程度。为弥补这一空白,我们测量了15种社会人口统计学人格(基于性别、种族、宗教和残疾)对虚假拒绝的影响。为控制其他因素,我们还测试了16种不同模型、3项任务(自然语言推理、礼貌性和冒犯性分类)以及9种提示改写。我们提出了一种基于蒙特卡洛的方法,以样本高效的方式量化此问题。我们的结果表明,随着模型能力增强,人格对拒绝率的影响越来越小。某些社会人口统计学人格会增加部分模型的虚假拒绝,这暗示了对齐策略或安全机制中潜在的偏见。然而,我们发现模型选择和任务对虚假拒绝有显著影响,尤其是在敏感内容任务中。我们的研究结果表明,人格效应可能被高估了,并且可能归因于其他因素。

英文摘要:

Large language models (LLMs) are increasingly integrated into our daily lives and personalized. However, LLM personalization might also increase unintended side effects. Recent work suggests that persona prompting can lead models to falsely refuse user requests. However, no work has fully quantified the extent of this issue. To address this gap, we measure the impact of 15 sociodemographic personas (based on gender, race, religion, and disability) on false refusal. To control for other factors, we also test 16 different models, 3 tasks (Natural Language Inference, politeness, and offensiveness classification), and nine prompt paraphrases. We propose a Monte Carlo-based method to quantify this issue in a sample-efficient manner. Our results show that as models become more capable, personas impact the refusal rate less and less. Certain sociodemographic personas increase false refusal in some models, which suggests underlying biases in the alignment strategies or safety mechanisms. However, we find that the model choice and task significantly influence false refusals, especially in sensitive content tasks. Our findings suggest that persona effects have been overestimated, and might be due to other factors.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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