The solar system planetary architecture has been proposed to be consistent with the terrestrial and giant planets forming from material rings at ~1 au and ~5 au, respectively. Here, we show that super-Earths and mini-Neptunes may share a similar formation pathway. In our simulations conducted with a disk alpha-viscosity of 4e-3, super-Earths accrete from rings of rocky material in the inner disk, growing predominantly via planetesimal accretion. Mini-Neptunes primarily originate from rings located beyond the water snowline, forming via pebble accretion. Our simulations broadly match the period-ratio distribution, the intra-system size uniformity, and the planet multiplicity distribution of exoplanets. The radius valley constrains the typical total mass available for rocky planet formation to be less than 3-6 Earth masses. Our results predict that planets at ~1 au in systems with close-in super-Earths and mini-Neptunes are predominantly water-rich. Though relatively uncommon, at ~1% level, such systems might also host rocky Earth-sized planets in the habitable zone that underwent late giant impacts, akin to the Moon-forming event.
A remarkable discovery of NASA's Kepler mission is the wide diversity in the average densities of planets of similar mass. After gas disk dissipation, fully formed planets could interact with nearby planetesimals from a remnant planetesimal disk. These interactions would often lead to planetesimal accretion due to the relatively high ratio between the planet size and the hill radius for typical planets. We present calculations using the open-source stellar evolution toolkit MESA (Modules for Experiments in Stellar Astrophysics) modified to include the deposition of planetesimals into the H/He …
The current dynamical structure of the Kuiper belt was shaped by the orbital evolution of the giant planets, especially Neptune, during the era following planet formation, when the giant planets may have undergone planet-planet scattering and/or planetesimal-driven migration. Numerical simulations of this process, while reproducing many properties of the belt, fail to generate the high inclinations and eccentricities observed for some objects while maintaining the observed dynamically "cold" population. We present the first of a three-part parameter study of how different dynamical histories o…
We present an ultra-deep survey for Neptune Trojans using the Subaru 8.2-m and Magellan 6.5-m telescopes. The survey reached a 50% detection efficiency in the R-band at 25.7 magnitudes and covered 49 square degrees of sky. This depth corresponds to Neptune Trojans that are about 16 km in radius (assuming an albedo of 0.05). A paucity of smaller Neptune Trojans (radii < 45 km) compared to larger ones was found. The brightest Neptune Trojans appear to follow a steep power-law slope (q = 5+-1) similar to the brightest objects in the other known stable reservoirs such as the Kuiper Belt, Jupiter T…
Recent works on planetary migration show that the orbital structure of the Kuiper belt can be very well reproduced if before the onset of the planetary instability Neptune underwent a long-range planetesimal-driven migration up to $\sim$28 au. However, considering that all giant planets should have been captured in mean motion resonances among themselves during the gas-disk phase, it is not clear whether such a very specific evolution for Neptune is possible, nor whether the instability could have happened at late times. Here, we first investigate which initial resonant configuration of the gi…
Mini-Neptunes seem to be common planets. In this work we investigate the possible formation histories and predicted occurrence rates of mini-Neptunes assuming the planets form beyond the iceline. We consider pebble and planetesimal accretion accounting for envelope enrichment and two different opacity conditions. We find that the formation of mini-Neptunes is a relatively frequent output when envelope enrichment by volatiles is included, and that there is a "sweet spot" for mini-Neptune formation with a relatively low solid accretion rate of ~10^{-6} Earth masses per year. This rate is typical…
Inward migration of giant planets is predicted by hydrodynamical simulations during the gas phase of the protoplanetary disc. The phenomenon is also invoked to explain resonant and near-resonant exoplanetary system structures. The early inward migration may also have affected our Solar System and sculpted its different minor planet reservoirs. In this study we explore how the early inward migration of the giant planets shapes the Kuiper Belt. We test different scenarios with only Neptune and Uranus and with all the four giant planets, including also some models with the subsequent outward plan…
We investigate possible pathways for the formation of the low density Neptune-mass planet HAT-P-26b. We use two formation different models based on pebbles and planetesimals accretion, and includes gas accretion, disk migration and simple photoevaporation. The models tracks the atmospheric oxygen abundance, in addition to the orbital period, and mass of the forming planets, that we compare to HAT-P-26b. We find that pebbles accretion can explain this planet more naturally than planetesimals accretion that fails completely unless we artificially enhance the disk metallicity significantly. Pebbl…
The core accretion theory of planet formation has at least two fundamental problems explaining the origins of Uranus and Neptune: (1) dynamical times in the trans-Saturnian solar nebula are so long that core growth can take > 15 Myr, and (2) the onset of runaway gas accretion that begins when cores reach 10 Earth masses necessitates a sudden gas accretion cutoff just as the ice giant cores reach critical mass. Both problems may be resolved by allowing the ice giants to migrate outward after their formation in solid-rich feeding zones with planetesimal surface densities well above the minimum-m…
The origin of Uranus and Neptune is still unknown. In particular, it has been challenging for planet formation models to form the planets in their current radial distances within the expected lifetime of the solar nebula. In this paper, we simulate the in-situ formation of Uranus and Neptune via pebble accretion and show that both planets can form within ~ 3 Myr at their current locations, and have final compositions that are consistent with the heavy-element to H-He ratios predicted by structure models. We find that Uranus and Neptune could have been formed at their current locations. In seve…
Transmission spectroscopy is enabling precise measurements of atmospheric H2O abundances for numerous giant exoplanets. For hot Jupiters, relating H2O abundances to metallicities provides a powerful probe of their formation conditions. However, metallicity measurements for Neptune-mass exoplanets are only now becoming viable. Exo-Neptunes are expected to possess super-solar metallicities from accretion of H2O-rich and solid-rich planetesimals. However, initial investigations into the exo-Neptune HAT-P-26b suggested a significantly lower metallicity than predicted by the core-accretion theory o…
The existence of extremely wide binaries in the low-inclination component of the Kuiper Belt provides a unique handle on the dynamical history of this population. Some popular frameworks of the formation of the Kuiper Belt suggest that planetesimals were moved there from lower semi-major axis orbits by scattering encounters with Neptune. We test the effects such events would have on binary systems, and find that wide binaries are efficiently destroyed by the kinds of scattering events required to create the Kuiper Belt with this mechanism. This indicates that a binary-bearing component of the …
By logging encounters between planetesimals and planets we compute the distribution of encounters in a numerically integrated two planet system that is migrating due to interactions with an exterior planetesimal belt. Capture of an irregular satellite in orbit about a planet through an exchange reaction with a binary planetesimal is only likely when the binary planetesimal undergoes a slow and close encounter with the planet. In our simulations we find that close and slow encounters between planetesimals and a planet primarily occur with the outermost and not innermost planet. Taking care to c…
We study the effect of a massive planetesimal disk on the dynamical stability of the outer planets assuming, as has been suggested recently, that these were initially locked in a compact and multiresonant configuration as a result of gas-driven migration in a protoplanetary disk. The gravitational interaction among all bodies in our simulations is included self-consistently using the Mercury6.5 code. Several initial multiresonant configurations and planetesimal disk models are considered. Under such conditions a strong dynamical instability, manifested as a rapid giant planet migration and pla…
We present the results of planet formation N-body simulations based on a comprehensive physical model that includes planetary mass growth through mutual embryo collisions and planetesimal/boulder accretion, viscous disc evolution, planetary migration and gas accretion onto planetary cores. The main aim of this study is to determine which set of model parameters leads to the formation of planetary systems that are similar to the compact low mass multi-planet systems that have been discovered by radial velocity surveys and the Kepler mission. We vary the initial disc mass, solids-to-gas ratio an…
Giant planet formation process is still not completely understood. The current most accepted paradigm, the core instability model, explains several observed properties of the solar system's giant planets but, to date, has faced difficulties to account for a formation time shorter than the observational estimates of protoplanetary disks' lifetimes, especially for the cases of Uranus and Neptune. In the context of this model, and considering a recently proposed primordial solar system orbital structure, we performed numerical calculations of giant planet formation. Our results show that if accre…
HR 8799 is a four planet system that also hosts a debris disk. By numerically integrating both planets and a planetesimal disk, we find interactions between an exterior planetesimal disk and the planets can influence the lifetime of the system. We first consider resonant planetary configurations that remained stable for at least 7 Myrs sans debris disk. An exterior debris disk with only 1 per cent the mass of the outermost planet (approximately a Neptune mass) was sufficiently large enough to pull the system out of resonance after 2 to 6 Myrs. Secondly, we consider configurations which are uns…
The formation of cold gas giants similar to Jupiter and Saturn in orbit and mass is a great challenge for planetesimal-driven core accretion models because the core growth rates far from the star are low. Here we model the growth and migration of single protoplanets that accrete planetesimals and gas. We integrated the core growth rate using fits in the literature to $N$-body simulations, which provide the efficiency of accreting the planetesimals that a protoplanet migrates through. We take into account three constraints from the solar system and from protoplanetary discs: (1) the masses of t…
While many observed debris disks are thought to have gaps suggestive of the presence of planets, direct imaging surveys do not find many high mass planets in these systems. We investigate if divergent migration is a viable mechanism for forming gaps in young debris disks with planets of low enough mass to currently elude detection. We perform numerical integrations of planet pairs embedded in planetesimal disks to assess the conditions for which divergent, planetesimal-driven migration occurs and gaps form within the disk. Gap widths and the migration rate of planets within a pair depend on bo…
Unexpected clustering in the orbital elements of minor bodies beyond the Kuiper belt has led to speculations that our solar system actually hosts nine planets, the eight established plus a hypothetical "Planet Nine". Several recent studies have shown that a planet with a mass of about 10 Earth masses on a distant eccentric orbit with perihelion far beyond the Kuiper belt could create and maintain this clustering. The evolutionary path resulting in an orbit such as the one suggested for Planet Nine is nevertheless not easily explained. Here we investigate whether a planet scattered away from th…
In this paper we investigate the formation of Uranus and Neptune, according to the core-nucleated accretion model, considering formation locations ranging from 12 to 30 AU from the Sun, and with various disk solid-surface densities and core accretion rates. It is shown that in order to form Uranus-like and Neptune-like planets in terms of final mass and solid-to-gas ratio, very specific conditions are required. We also show that when recently proposed high solid accretion rates are assumed, along with solid surface densities about 10 times those in the minimum-mass solar nebula, the challenge …
The currently available, detailed properties (e.g., isotopic ratios) of solar system planets may provide guides for constructing better approaches of exoplanet characterization. With this motivation, we explore how the measured values of the deuterium-to-hydrogen (D/H) ratio of Uranus and Neptune can constrain their formation mechanisms. Under the assumption of in-situ formation, we investigate three solid accretion modes; a dominant accretion mode switches from pebble accretion to drag-enhanced three-body accretion and to canonical planetesimal accretion, as the solid radius increases. We con…
A correlation between giant-planet mass and atmospheric heavy elemental abundance was first noted in the past century from observations of planets in our own Solar System, and has served as a cornerstone of planet formation theory. Using data from the Hubble and Spitzer Space Telescopes from 0.5 to 5 microns, we conducted a detailed atmospheric study of the transiting Neptune-mass exoplanet HAT-P-26b. We detected prominent H2O absorption bands with a maximum base-to-peak amplitude of 525ppm in the transmission spectrum. Using the water abundance as a proxy for metallicity, we measured HAT-P-26…
Several properties of the Solar System, including the wide radial spacing of the giant planets, can be explained if planets radially migrated by exchanging orbital energy and momentum with outer disk planetesimals. Neptune's planetesimal-driven migration, in particular, has a strong advocate in the dynamical structure of the Kuiper belt. A dynamical instability is thought to have occurred during the early stages with Jupiter having close encounters with a Neptune-class planet. As a result of the encounters, Jupiter acquired its current orbital eccentricity and jumped inward by a fraction of an…
It is proposed that planetesimals perturbed by Jovian mean-motion resonances are the source of shock waves that form chondrules. It is considered that this shock-induced chondrule formation requires the velocity of the planetesimal relative to the gas disk to be on the order of > 7 km/s at 1 AU. In previous studies on planetesimal excitation, the effects of Jovian mean-motion resonance together with the gas drag were investigated, but the velocities obtained were at most 8 km/s in the asteroid belt, which is insufficient to account for the ubiquitous existence of chondrules. In this paper, we …
Streaming instability is hypothesized to be triggered at particular protoplanetary disk locations where the volume density of the solid particles is enriched comparable to that of the gas. A ring of planetesimals thus forms when this condition is fulfilled locally. These planetesimals collide with each other and accrete inward drifting pebbles from the outer disk to further increase masses. We investigate the growth of the planetesimals that form in a ring-belt at various disk radii. Their initial mass distributions are calculated based on the formula summarized from the streaming instability …
Vega has been shown to host multiple dust populations, including both hot exo-zodiacal dust at sub-AU radii and a cold debris disk extending beyond 100 AU. We use dynamical simulations to show how Vega's hot dust can be created by long-range gravitational scattering of planetesimals from its cold outer regions. Planetesimals are scattered progressively inward by a system of 5-7 planets from 30-60 AU to very close-in. In successful simulations the outermost planets are typically Neptune-mass. The back-reaction of planetesimal scattering causes these planets to migrate outward and continually in…
In models of planetary accretion, pebbles form by dust coagulation and rapidly migrate toward the central star. Planetesimals may continuously form from pebbles over the age of the protoplanetary disk by yet uncertain mechanisms. Meanwhile, large planetary embryos grow efficiently by accumulation of leftover pebbles that are not incorporated in planetesimals. Although this process, called pebble accretion, is offering a new promising pathway for formation of giant planets' cores, architectures of planetary systems formed through the process remain elusive. In the present paper, we perform simu…
Planet formation in small-separation (~20 AU) eccentric binaries such as gamma Cephei or alpha Centauri is believed to be adversely affected by the presence of the stellar companion. Strong dynamical excitation of planetesimals by the eccentric companion can result in collisional destruction (rather than growth) of 1-100 km objects, giving rise to the "fragmentation barrier" for planet formation. We revise this issue using a novel description of secular dynamics of planetesimals in binaries, which accounts for the gravity of the eccentric, coplanar protoplanetary disk, as well as gas drag. By …
Theories of the formation and early evolution of planetary systems postulate that planets are born in circumstellar disks, and undergo radial migration during and after dissipation of the dust and gas disk from which they formed. The precise ages of meteorites indicate that planetesimals - the building blocks of planets - are produced within the first million years of a star's life. A prominent question is: how early can one find fully formed planets like those frequently detected on short orbital periods around mature stars? Some theories suggest the in situ formation of planets close to thei…
In the presence of a magnetic field and weakly ionizing winds, ohmic dissipation is expected to take place in the envelopes of Jovian and lower-mass planets alike. While the process has been investigated on the former, there have been no studies done on mini-Neptunes so far. From structure and thermal evolution models, we determine that the required energy deposition for halting the contraction of mini-Neptunes increases with planetary mass and envelope fraction. Scaled to the insolation power, the ohmic heating needed is small $\sim10^{-5}$ -- orders of magnitude lower than for exo-Jupiters $…
Atmospheric observations of mini-Neptunes orbiting M-dwarfs are beginning to provide constraints on their chemical and thermal properties, while also providing clues about their interiors and potential surfaces. With their relatively large scale heights and large planet-star contrasts, mini-Neptunes are currently ideal targets towards the goal of characterising temperate low-mass exoplanets. Understanding the thermal structures and spectral appearances of mini-Neptunes is important to understand various aspects of their atmospheres, including radiative/convective energy transport, boundary con…
Surveys have revealed many multi-planet systems containing super-Earths and Neptunes in orbits of a few days to a few months. There is debate whether in situ assembly or inward migration is the dominant mechanism of the formation of such planetary systems. Simulations suggest that migration creates tightly packed systems with planets whose orbital periods may be expressed as ratios of small integers (resonances), often in a many-planet series (chain). In the hundreds of multi-planet systems of sub-Neptunes, more planet pairs are observed near resonances than would generally be expected, but no…
'Oumuamua was discovered passing through our Solar System on a hyperbolic orbit. It presents an apparent contradiction, with colors similar to those of volatile-rich Solar System bodies but with no visible outgassing or activity during its close approach to the Sun. Here we show that this contradiction can be explained by the dynamics of planetesimal ejection by giant planets. We propose that 'Oumuamua is an extinct fragment of a comet-like planetesimal born in a planet-forming disk that also formed Neptune- to Jupiter-mass giant planets. On its pathway to ejection 'Oumuamua's parent body unde…
We show that photoevaporation of small gaseous exoplanets ("mini-Neptunes") in the habitable zones of M dwarfs can remove several Earth masses of hydrogen and helium from these planets and transform them into potentially habitable worlds. We couple X-ray/extreme ultraviolet (XUV)-driven escape, thermal evolution, tidal evolution and orbital migration to explore the types of systems that may harbor such "habitable evaporated cores" (HECs). We find that HECs are most likely to form from planets with $\sim 1 M_\oplus$ solid cores with up to about 50% H/He by mass, though whether or not a given mi…
The resonant perturbations from planets are able to halt the drag-induced migration, and capture the inwardly drifting planetesimals into mean motion resonances. The equilibrium eccentricity of planetesimals in resonances, and the minimum size of planetesimal that can trigger resonance trapping, have been analyzed and formulated. However, the analytical works based on the assumption that the disk is axisymmetric, which is violated by the asymmetric structures developed by planets. We perform long-term 2D hydrodynamic simulations to study the dynamics of planetesimals in the $j:(j+1)$ first-ord…
The orbital distribution of trans-Neptunian objects provides strong evidence for the radial migration of Neptune. The outer planets' orbits are thought to have become unstable during the early stages with Jupiter having scattering encounters with a Neptune-class planet. As a consequence, Jupiter jumped inward by a fraction of an au, as required from inner solar system constraints, and obtained its current orbital eccentricity. The timing of these events is often linked to the lunar Late Heavy Bombardment that ended ~700 Myr after the dispersal of the protosolar nebula (t_0). Here we show inste…
Exploring the conditions for forming planetesimals by the streaming instability and planetary systems by pebble accretion
Center for Star and Planet Formation, Globe Institute, University of Copenhagen（哥本哈根大学全球研究所恒星与行星形成中心）；Division of Astrophysics, Department of Physics, Lund University（隆德大学物理系天体物理学部）；New Mexico State University, Department of Astronomy（新墨西哥大学天文学系）
The upcoming James Webb Space Telescope (JWST) promises a generational shift in the study of temperate mini-Neptune atmospheres using transit spectroscopy. High-altitude clouds however threaten to impede their atmospheric characterisation by muting spectral features. In this study, we systematically investigate JWST instrument configurations for characterising cloudy mini-Neptune atmospheres, assessing the importance of instrument choice and wavelength coverage, focusing on NIRISS and NIRSpec. We consider two temperate mini-Neptunes orbiting nearby M dwarfs, K2-18 b and TOI-732 c, with equilib…
Super-Earths and mini-Neptunes are the most abundant types of planets among the ~3500 confirmed exoplanets, and are expected to exhibit a wide variety of atmospheric compositions. Recent transmission spectra of super-Earths and mini-Neptunes have demonstrated the possibility that exoplanets have haze/cloud layers at high altitudes in their atmospheres. However, the compositions, size distributions, and optical properties of these particles in exoplanet atmospheres are poorly understood. Here, we present the results of experimental laboratory investigations of photochemical haze formation withi…
The Classical Kuiper Belt is populated by a group of objects with low inclination orbits, reddish colors and usually belonging to a binary system. This so called Cold Classical Kuiper Belt is considered to have been formed in situ from primordial ice pebbles that coagulated into planetesimals hundreds of kilometers in diameter. According to this scenario, the accretion of pebbles into large planetesimals would have occurred through the streaming instability mechanism that would be effective in the primordial Solar System disk of gas and solids. Nevertheless other objects with the same color ch…
The orbital architecture of the Solar System is thought to have been sculpted by a dynamical instability among the giant planets. During the instability a primordial outer disk of planetesimals was destabilized and ended up on planet-crossing orbits. Most planetesimals were ejected into interstellar space but a fraction were trapped on stable orbits in the Kuiper belt and Oort cloud. We use a suite of N-body simulations to map out the diversity of planetesimals' dynamical pathways. We focus on two processes: tidal disruption from very close encounters with a giant planet, and loss of surface v…
At least 25% of white dwarfs show atmospheric pollution by metals, sometimes accompanied by detectable circumstellar dust/gas discs or (in the case of WD 1145+017) transiting disintegrating asteroids. Delivery of planetesimals to the white dwarf by orbiting planets is a leading candidate to explain these phenomena. Here, we study systems of planets and planetesimals undergoing planet-planet scattering triggered by the star's post-main sequence mass loss, and test whether this can maintain high rates of delivery over the several Gyr that they are observed. We find that low-mass planets (Earth t…
Trans-Neptunian objects (TNOs) are icy/rocky bodies that move beyond the orbit of Neptune in a region known as the trans-Neptunian belt (or Edgeworth-Kuiper belt). In contrast to the predictions of accretion models that feature protoplanetary disk planetesimals evolving on dynamically cold orbits (with both very small eccentricities, e, and inclinations, i), in reality TNOs exhibit surprisingly wide ranges of orbital eccentricities and inclinations. Several theoretical models have addressed the origin and orbital evolution of the main dynamical classes of TNOs, but none have successfully repro…
We estimate minimum dust abundances required for secular gravitational instability (SGI) to operate at the midplane dust layer of protoplanetary disks. For SGI to be a viable process, the growth time of the instability T_grow must be shorter than the radial drift time of the dust T_drift. The growth time depends on the turbulent diffusion parameter alpha, because the modes with short wavelengths are stabilized by turbulent diffusion. Assuming that turbulence is excited via the Kelvin-Helmholtz or streaming instabilities in the dust layer, and that its strength is controlled by the energy suppl…
The dynamical structure of the Solar System can be explained by a period of orbital instability experienced by the giant planets. While a late instability was originally proposed to explain the Late Heavy Bombardment, recent work favors an early instability. We model the early dynamical evolution of the outer Solar System to self-consistently constrain the most likely timing of the instability. We first simulate the dynamical sculpting of the primordial outer planetesimal disk during the accretion of Uranus and Neptune from migrating planetary embryos during the gas disk phase, and determine t…
Some super Earths and mini Neptunes will likely have thick atmospheres that are not H2-dominated. We have developed a photochemistry-thermochemistry kinetic-transport model for exploring the compositions of thick atmospheres on super Earths and mini Neptunes, applicable for both H2-dominated atmospheres and non-H2-dominated atmospheres. Using this model to study thick atmospheres for wide ranges of temperatures and elemental abundances, we classify them into hydrogen-rich atmospheres, water-rich atmospheres, oxygen-rich atmospheres, and hydrocarbon-rich atmospheres. We find that carbon has to …
