Simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS)-aided cell-free massive multiple-input multiple-output (CF-mMIMO) systems are investigated under spatially correlated fading channels using realistic imperfect hardware. Specifically, the transceiver distortions, \textcolor{black}{time-varying phase noise, and RIS phase shift errors} are considered. Upon considering imperfect hardware and pilot contamination, we derive a linear minimum mean-square error (MMSE) criterion-based cascaded channel estimator. Moreover, a closed-form expression of the downlink ergodic spectral efficiency (SE) is derived based on maximum ratio (MR) based transmit precoding and channel statistics, where both a finite number of access points (APs) and STAR-RIS elements as well as imperfect hardware are considered. Furthermore, by exploiting the ergodic signal-to-interference-plus-noise ratios (SINRs) among user equipment (UE), a max-min fairness problem is formulated for the joint optimization of the passive transmitting and reflecting beamforming (BF) at the STAR-RIS as well as of the power control coefficients. An alternating optimization (AO) algorithm is proposed for solving the resultant problems, where iterative adaptive particle swarm optimization (APSO) and bisection methods are proposed for circumventing the non-convexity of the RIS passive BF and the quasi-concave power control sub-problems, respectively. Our simulation results illustrate that the STAR-RIS-aided CF-mMIMO system attains higher SE than its RIS-aided counterpart. The performance of different hardware parameters is also evaluated. Additionally, it is demonstrated that the SE of the worst UE can be significantly improved by exploiting the proposed AO-based algorithm compared to conventional solutions associated with random passive BF and equal-power scenarios.
Compressed Sensing (CS) based channel estimation techniques have recently emerged as an effective way to acquire the channel of millimeter-wave (mmWave) systems with a small number of measurements. These techniques, however, are based on prior knowledge of transmit and receive array manifolds, and assume perfect antenna arrays at both the transmitter and the receiver. In the presence of antenna imperfections, the geometry and response of the arrays are modified. This distorts the CS measurement matrix and results in channel estimation errors. This paper studies the effects of both transmit and…
The linear minimal mean square error (LMMSE) estimator for active reconfigurable intelligent surface (RIS)-aided wireless systems is formulated. Furthermore, based on the moment-matching method, we employ the Gamma distribution to approximate the distribution of the instantaneous received signal-to-interference-plus-noise ratio (SINR), and then derive the closed-form outage probability and ergodic channel capacity in the presence of realistic channel estimation errors, the thermal noise of RIS amplifiers and the RIS phase shift noise. Our theoretical analysis and simulation results show that t…
Reconfigurable intelligent surface (RIS) or intelligent reflecting surface (IRS) has recently been envisioned as one of the most promising technologies in the future sixth-generation (6G) communications. In this paper, we consider the joint optimization of the transmit beamforming at the base station (BS) and the phase shifts at the RIS for an RIS-aided wireless communication system with both hardware impairments and imperfect channel state information (CSI). Specifically, we assume both the BS-user channel and the BS-RIS-user channel are imperfect due to the channel estimation error, and we c…
Intelligent reflecting surface (IRS) as a promising technology rendering high throughput in future communication systems is compatible with various communication techniques such as non-orthogonal multiple-access (NOMA). In this paper, the downlink transmission of IRS-assisted NOMA communication is considered while undergoing imperfect channel state information (CSI). Consequently, a robust IRS-aided NOMA design is proposed by solving the sum-rate maximization problem to jointly find the optimal beamforming vectors for the access point and the passive reflection matrix for the IRS, using the pe…
Over-the-air computation (AirComp) enables fast wireless data aggregation at the receiver through concurrent transmission by sensors in the application of Internet-of-Things (IoT). To further improve the performance of AirComp under unfavorable propagation channel conditions, we consider the problem of computation distortion minimization in a reconfigurable intelligent surface (RIS)-aided AirComp system. In particular, we take into account an additive bounded uncertainty of the channel state information (CSI) and the total power constraint, and jointly optimize the transceiver (Tx-Rx) and the …
In this paper, we investigate the design of robust and secure transmission in intelligent reflecting surface (IRS) aided wireless communication systems. In particular, a multi-antenna access point (AP) communicates with a single-antenna legitimate receiver in the presence of multiple single-antenna eavesdroppers, where the artificial noise (AN) is transmitted to enhance the security performance. Besides, we assume that the cascaded AP-IRS-user channels are imperfect due to the channel estimation error. To minimize the transmit power, the beamforming vector at the transmitter, the AN covariance…
This paper provides a theoretical framework for understanding the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) with zero-forcing (ZF) detectors under imperfect channel state information (CSI). We first propose a low-overhead minimum mean square error (MMSE) channel estimator, and then derive and analyze closed-form expressions for the uplink achievable rate. Our analytical results demonstrate that: $1)$ regardless of the RIS phase shift design, the rate of all users scales at least on the order of $\mathcal{O}\left(\log_2\left(MN\r…
Reconfigurable intelligent surface (RIS) has been anticipated to be a novel cost-effective technology to improve the performance of future wireless systems. In this paper, we investigate a practical RIS-aided multiple-input-multiple-output (MIMO) system in the presence of transceiver hardware impairments, RIS phase noise and imperfect channel state information (CSI). Joint design of the MIMO transceiver and RIS reflection matrix to minimize the total average mean-square-error (MSE) of all data streams is particularly considered. This joint design problem is non-convex and challenging to solve …
This paper investigates the secrecy outage probability (SOP), the lower bound of SOP, and the probability of non-zero secrecy capacity (PNZ) of reconfigurable intelligent surface (RIS)-assisted systems from an information-theoretic perspective. In particular, we consider the impacts of eavesdroppers' location uncertainty and the phase adjustment uncertainty, namely imperfect coherent phase shifting and discrete phase shifting on RIS. More specifically, analytical and simulation results are presented to show that (i) the SOP gain due to the increase of the RIS reflecting elements number gradual…
This paper investigates the two-timescale transmission design for reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems, where the beamforming at the base station (BS) is adapted to the rapidly-changing instantaneous channel state information (CSI), while the passive beamforming at the RIS is adapted to the slowly-changing statistical CSI. Specifically, we first propose a linear minimum mean square error (LMMSE) estimator to obtain the aggregated channel from the users to the BS in each channel coherence interval. Based on the estimated channel, w…
Intelligent reflecting surface (IRS) is a promising new paradigm to achieve high spectral and energy efficiency for future wireless networks by reconfiguring the wireless signal propagation via passive reflection. To reap the potential gains of IRS, channel state information (CSI) is essential, whereas channel estimation errors are inevitable in practice due to limited channel training resources. In this paper, in order to optimize the performance of IRS-aided multiuser systems with imperfect CSI, we propose to jointly design the active transmit precoding at the access point (AP) and passive r…
Reconfigurable intelligent surfaces (RIS) and orthogonal time-frequency space (OTFS) modulation have gained attention in recent wireless research. RIS technology aids communication by reflecting the incident electromagnetic waves towards the receiver, and OTFS modulation is effective in high-Doppler channels. This paper presents an early investigation of RIS-aided OTFS in high-Doppler channels. We derive the end-to-end delay-Doppler (DD) domain input-output relation of a RIS-aided OTFS system, considering rectangular pulses and fractional delay-Doppler values. We also consider a Zak receiver f…
Active reconfigurable intelligent surfaces (RISs) have recently been proposed to compensate for the severe multiplicative fading effect of conventional passive RIS-aided systems. Each reflecting element of active RISs is assisted by an amplifier such that the incident signal can be reflected and amplified instead of only being reflected as in passive RIS-aided systems. This work addresses the practical challenge that, on the one hand, in active RIS-aided systems the perfect individual CSI of the RIS-aided channels cannot be acquired due to the lack of signal processing power at the active RISs…
The problem of simultaneously optimizing the information rate and the harvested power in a reconfigurable intelligent surface (RIS)-aided multiple-input single-output downlink wireless network with simultaneous wireless information and power transfer (SWIPT) is addressed. The beamforming vectors, RIS reflection coefficients, and power split ratios are jointly optimized subject to maximum power constraints, minimum harvested power constraints, and realistic constraints on the RIS reflection coefficients. A practical algorithm is developed through an interplay of alternating optimization, sequen…
A reconfigurable intelligent surface (RIS) consists of massive meta elements, which can improve the performance of future wireless communication systems. Existing RIS-aided channel estimation methods try to estimate the cascaded channel directly, incurring high computational and training overhead especially when the number of elements of RIS is extremely large. In this paper, we propose a cost-efficient channel estimation method via rank-one matrix factorization (MF). Specifically, if the RIS is employed near base station (BS), it is found that the RIS- aided channel can be factorized into a p…
Location information offered by external positioning systems, e.g., satellite navigation, can be used as prior information in the process of beam alignment and channel parameter estimation for reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) multiple-input multiple-output networks. Benefiting from the availability of such prior information, albeit imperfect, the beam alignment and channel parameter estimation processes can be significantly accelerated with less candidate beams explored at all the terminals. We propose a practical channel parameter estimation method via a…
We investigate a multi-pair two-way decode-andforward relaying aided massive multiple-input multiple-output antenna system under Rician fading channels, in which multiple pairs of users exchange information through a relay station having multiple antennas. Imperfect channel state information is considered in the context of maximum-ratio processing. Closedform expressions are derived for approximating the sum spectral efficiency (SE) of the system. Moreover, we obtain the powerscaling laws at the users and the relay station to satisfy a certain SE requirement in three typical scenarios. Finally…
Current scene depth estimation approaches mainly rely on optical sensing, which carries privacy concerns and suffers from estimation ambiguity for distant, shiny, and transparent surfaces/objects. Reconfigurable intelligent surfaces (RISs) provide a path for employing a massive number of antennas using low-cost and energy-efficient architectures. This has the potential for realizing RIS-aided wireless sensing with high spatial resolution. In this paper, we propose to employ RIS-aided wireless sensing systems for scene depth estimation. We develop a comprehensive framework for building accurate…
This article focuses on the exploitation of reconfigurable intelligent surfaces (RISs) in multi-user networks employing orthogonal multiple access (OMA) or non-orthogonal multiple access (NOMA), with an emphasis on investigating the interplay between NOMA and RIS. Depending on whether the RIS reflection coefficients can be adjusted only once or multiple times during one transmission, we distinguish between static and dynamic RIS configurations. In particular, the capacity region of RIS aided single-antenna NOMA networks is characterized and compared with the OMA rate region from an information…
Reconfigurable intelligent surfaces (RISs) have emerged as a promising technique to enhance the system spectral efficiency. This paper investigates the ergodic channel capacity (ECC) of an RIS-aided multiple-input multiple-output channel under the assumption that the transmitter-RIS, RIS-receiver, and transmitter-receiver channels contain deterministic line-of-sight paths. Novel expressions are derived to characterize the upper and lower bounds of the ECC. To unveil more system insights, asymptotic analyses are performed to the system ECC in the limit of large signal-to-noise ratio (SNR) and n…
In this letter, we analyze the secrecy performance of a reconfigurable intelligent surface (RIS)-aided communication system with spatially random unmanned aerial vehicles (UAVs) acting as eavesdroppers. We consider the scenarios where the base station (BS) is equipped with single and multiple antennas.The signal-to-noise ratios (SNRs) of the legitimate user and the eavesdroppers are derived analytically and approximated through a computationally effective method. The ergodic secrecy capacity is approximated and derived in closed-form expressions.Simulation results validate the accuracy of the …
Reconfigurable intelligent surface (RIS) has recently drawn intensive attention due to its potential of simultaneously realizing high spectral and energy efficiency in a sustainable way. This paper focuses on the design of efficient transmission methods to maximize the uplink sum throughput in a RIS-aided multi-user multi-input multi-output (MU-MIMO) system. To provide an insightful basis, the channel capacity of RIS-aided MU-MIMO is theoretically analyzed. Then, the conventional transmission schemes based on orthogonal multiple access are presented as the baseline. From the information-theore…
Reconfigurable intelligent surface (RIS)-aided wireless communications have drawn significant attention recently. We study the physical layer security of the downlink RIS-aided transmission framework for randomly located users in the presence of a multi-antenna eavesdropper. To show the advantages of RIS-aided networks, we consider two practical scenarios: Communication with and without RIS. In both cases, we apply the stochastic geometry theory to derive exact probability density function (PDF) and cumulative distribution function (CDF) of the received signal-to-interference-plus-noise ratio.…
A reconfigurable intelligent surface (RIS) can shape the radio propagation by passively changing the directions of impinging electromagnetic waves. The optimal control of the RIS requires perfect channel state information (CSI) of all the links connecting the base station (BS) and the mobile station (MS) via the RIS. Thereby the channel (parameter) estimation at the BS/MS and the related message feedback mechanism are needed. In this paper, we adopt a two-stage channel estimation scheme for the RIS-aided millimeter wave (mmWave) MIMO channels using an iterative reweighted method to sequentiall…
This paper focuses on multi-user downlink signal transmission in a wireless system aided by multiple reconfigurable intelligent surfaces (RISs). In such a multi-RIS, multi-user, multi-antenna scenario, determining a set of RIS phase shifts to maximize the sum throughput becomes intractable. Hence, we propose a novel scheme that can substantially simplify the optimization of passive beamforming. By opportunistically selecting a user with the best channel condition as the only active transmitter in the system, it degrades to single-user passive beamforming, where two methods, i.e., joint optimiz…
Smart radio environments aided by reconfigurable intelligent reflecting surfaces (RIS) have attracted much research attention recently. We propose a joint optimization strategy for beamforming, RIS phases, and power allocation to maximize the minimum SINR of an uplink RIS-aided communication system. The users are subject to constraints on their transmit power. We derive a closed-form expression for the beam forming vectors and a geometric programming-based solution for power allocation. We also propose two solutions for optimizing the phase shifts at the RIS, one based on the matrix lifting me…
This letter investigates the reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) systems with a two-timescale design. First, the zero-forcing (ZF) detector is applied at the base station (BS) based on instantaneous aggregated CSI, which is the superposition of the direct channel and the cascaded user-RIS-BS channel. Then, by leveraging the channel statistical property, we derive the closed-form ergodic achievable rate expression. Using a gradient ascent method, we design the RIS passive beamforming only relying on the long-term statistical CSI. We prove…
Double-reconfigurable intelligent surface (RIS) is a promising technique, achieving a substantial gain improvement compared to single-RIS techniques. However, in double-RIS-aided systems, accurate channel estimation is more challenging than in single-RIS-aided systems. This work solves the problem of double-RIS-based channel estimation based on active RIS architectures with only one radio frequency (RF) chain. Since the slow time-varying channels, i.e., the BS-RIS 1, BS-RIS 2, and RIS 1-RIS 2 channels, can be obtained with active RIS architectures, a novel multi-user two-timescale channel esti…
It is challenging to precisely configure the phase shifts of the reflecting elements at the reconfigurable intelligent surface (RIS) due to inherent hardware impairments (HIs). In this paper, the mean square error (MSE) performance is investigated in an RIS-aided single-user multiple-input multipleoutput (MIMO) communication system with transceiver HIs and RIS phase noise. We aim to jointly optimize the transmit precoder, linear received equalizer, and RIS reflecting matrices to minimize the MSE. To tackle this problem, an iterative algorithm is proposed, wherein the beamforming matrices are a…
Reconfigurable intelligent surface (RIS) has been recognized as a potential technology for 5G beyond and attracted tremendous research attention. However, channel estimation in RIS-aided system is still a critical challenge due to the excessive amount of parameters in cascaded channel. The existing compressive sensing (CS)-based RIS estimation schemes only adopt incomplete sparsity, which induces redundant pilot consumption. In this paper, we exploit the specific triple-structured sparsity of the cascaded channel, i.e., the common column sparsity, structured row sparsity after offset compensat…
By activating blocked users and altering successive interference cancellation (SIC) sequences, reconfigurable intelligent surfaces (RISs) become promising for enhancing non-orthogonal multiple access (NOMA) systems. This work investigates the downlink performance of RIS-aided NOMA networks via stochastic geometry. We first introduce the unique path loss model for RIS reflecting channels. Then, we evaluate the angle distributions based on a Poisson cluster process (PCP) framework, which theoretically demonstrates that the angles of incidence and reflection are uniformly distributed. Lastly, we …
In this paper, we study the performance of multiple reconfigurable intelligent surfaces (RISs)-aided unmanned aerial vehicle (UAV) communication networks over Nakagami-$m$ fading channels. For that purpose, we used accurate closed-form approximations for the channel distributions to derive closed-form approximations for the outage probability (OP), average symbol error probability (ASEP), and the average channel capacity assuming independent non-identically distributed (i.ni.d.) channels. Furthermore, we derive the asymptotic OP at the high signal-to-noise ratio (SNR) regime to get more insigh…
