arXivDaily arXiv每日学术速递 周一至周五更新
arXiv 2403.16630cs.CLcs.IRcs.LG
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用于专利相似性的嵌入模型比较分析

A comparative analysis of embedding models for patent similarity

Bordeaux School of Economics(波尔多经济学院);Université de Bordeaux(波尔多大学)

Grazia Sveva Ascione, Valerio Sterzi

AI总结:

本文比较了不同专利专用预训练嵌入模型在专利相似性任务上的性能,发现提出的Patent SBERT-adapt-ub模型优于现有最先进水平,并指出上下文嵌入的性能优势可能源于训练方式而非架构本身。

摘要:

本文在基于文本的专利相似性领域做出了两项贡献。首先,它比较了不同类型的专利专用预训练嵌入模型在专利相似性计算任务上的性能,即静态词嵌入(如word2vec和doc2vec模型)与上下文词嵌入(如基于transformers的模型)。其次,它专门比较了具有不同训练阶段的Sentence Transformers(SBERT)架构在专利相似性任务上的性能。为了评估模型的性能,我们使用了专利冲突的信息,这是一种由专利审查员证明属于不同专利申请的两个或多个专利权利要求存在重叠的现象。因此,我们将这些冲突案例作为两件专利之间最大相似性的代理,将它们视为真实值以评估不同嵌入模型的性能。我们的结果指出,首先,Patent SBERT-adapt-ub,即本研究提出的预训练Sentence Transformer架构的领域适应,在专利相似性方面优于当前的最先进水平。其次,它们表明,在某些情况下,当在广泛数据上训练时,大型静态模型的性能仍然与上下文模型相当;因此,我们认为,上下文嵌入在性能上的优越性可能与实际架构无关,而是与训练阶段的执行方式有关。

英文摘要:

This paper makes two contributions to the field of text-based patent similarity. First, it compares the performance of different kinds of patent-specific pretrained embedding models, namely static word embeddings (such as word2vec and doc2vec models) and contextual word embeddings (such as transformers based models), on the task of patent similarity calculation. Second, it compares specifically the performance of Sentence Transformers (SBERT) architectures with different training phases on the patent similarity task. To assess the models' performance, we use information about patent interferences, a phenomenon in which two or more patent claims belonging to different patent applications are proven to be overlapping by patent examiners. Therefore, we use these interferences cases as a proxy for maximum similarity between two patents, treating them as ground-truth to evaluate the performance of the different embedding models. Our results point out that, first, Patent SBERT-adapt-ub, the domain adaptation of the pretrained Sentence Transformer architecture proposed in this research, outperforms the current state-of-the-art in patent similarity. Second, they show that, in some cases, large static models performances are still comparable to contextual ones when trained on extensive data; thus, we believe that the superiority in the performance of contextual embeddings may not be related to the actual architecture but rather to the way the training phase is performed.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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