Face recognition (FR) algorithms have been proven to exhibit discriminatory behaviors against certain demographic and non-demographic groups, raising ethical and legal concerns regarding their deployment in real-world scenarios. Despite the growing number of fairness studies in FR, the fairness of face presentation attack detection (PAD) has been overlooked, mainly due to the lack of appropriately annotated data. To avoid and mitigate the potential negative impact of such behavior, it is essential to assess the fairness in face PAD and develop fair PAD models. To enable fairness analysis in face PAD, we present a Combined Attribute Annotated PAD Dataset (CAAD-PAD), offering seven human-annotated attribute labels. Then, we comprehensively analyze the fairness of PAD and its relation to the nature of the training data and the Operational Decision Threshold Assignment (ODTA) through a set of face PAD solutions. Additionally, we propose a novel metric, the Accuracy Balanced Fairness (ABF), that jointly represents both the PAD fairness and the absolute PAD performance. The experimental results pointed out that female and faces with occluding features (e.g. eyeglasses, beard, etc.) are relatively less protected than male and non-occlusion groups by all PAD solutions. To alleviate this observed unfairness, we propose a plug-and-play data augmentation method, FairSWAP, to disrupt the identity/semantic information and encourage models to mine the attack clues. The extensive experimental results indicate that FairSWAP leads to better-performing and fairer face PADs in 10 out of 12 investigated cases.
In a typical face recognition pipeline, the task of the face detector is to localize the face region. However, the face detector localizes regions that look like a face, irrespective of the liveliness of the face, which makes the entire system susceptible to presentation attacks. In this work, we try to reformulate the task of the face detector to detect real faces, thus eliminating the threat of presentation attacks. While this task could be challenging with visible spectrum images alone, we leverage the multi-channel information available from off the shelf devices (such as color, depth, and…
Nanyang Technological University（南洋理工大学）；SailYond Technology（赛扬科技）；Institute of Automation, Chinese Academy of Sciences（中国科学院自动化研究所）；University of Chinese Academy of Sciences（中国科学院大学）；Hong Kong Institute of Science & Innovation, Chinese Academy of Sciences（中国科学院香港创新研究院）
Face recognition technology has been widely used in daily interactive applications such as checking-in and mobile payment due to its convenience and high accuracy. However, its vulnerability to presentation attacks (PAs) limits its reliable use in ultra-secure applicational scenarios. A presentation attack is first defined in ISO standard as: a presentation to the biometric data capture subsystem with the goal of interfering with the operation of the biometric system. Specifically, PAs range from simple 2D print, replay and more sophisticated 3D masks and partial masks. To defend the face reco…
Fraunhofer Institute for Computer Graphics Research IGD（弗劳恩霍夫计算机图形研究所）；TU Darmstadt（达姆施塔特工业大学）
Face masks have become one of the main methods for reducing the transmission of COVID-19. This makes face recognition (FR) a challenging task because masks hide several discriminative features of faces. Moreover, face presentation attack detection (PAD) is crucial to ensure the security of FR systems. In contrast to the growing number of masked FR studies, the impact of face masked attacks on PAD has not been explored. Therefore, we present novel attacks with real face masks placed on presentations and attacks with subjects wearing masks to reflect the current real-world situation. Furthermore…
3D Face Mask Presentation Attack Detection Based on Intrinsic Image Analysis
School of Electronics and Information, Northwestern Polytechnical University（西北工业大学电子信息学院）；Department of Electrical and Electronic Engineering, University of Cagliari（卡利亚里大学电气与电子工程系）
Microsoft AI R&D Center, Taiwan（台湾微软人工智能研发中心）；National Tsing Hua University（国立清华大学）
Although significant progress has been made in face recognition, demographic bias still exists in face recognition systems. For instance, it usually happens that the face recognition performance for a certain demographic group is lower than the others. In this paper, we propose MixFairFace framework to improve the fairness in face recognition models. First of all, we argue that the commonly used attribute-based fairness metric is not appropriate for face recognition. A face recognition system can only be considered fair while every person has a close performance. Hence, we propose a new evalua…
Hong Kong Baptist University（香港浸会大学）；Johns Hopkins University（约翰斯·霍普金斯大学）
Face presentation attack detection (fPAD) plays a critical role in the modern face recognition pipeline. A face presentation attack detection model with good generalization can be obtained when it is trained with face images from different input distributions and different types of spoof attacks. In reality, training data (both real face images and spoof images) are not directly shared between data owners due to legal and privacy issues. In this paper, with the motivation of circumventing this challenge, we propose Federated Face Presentation Attack Detection (FedPAD) framework. FedPAD simulta…
Face signatures, including size, shape, texture, skin tone, eye color, appearance, and scars/marks, are widely used as discriminative, biometric information for access control. Despite recent advancements in facial recognition systems, presentation attacks on facial recognition systems have become increasingly sophisticated. The ability to detect presentation attacks or spoofing attempts is a pressing concern for the integrity, security, and trust of facial recognition systems. Multi-spectral imaging has been previously introduced as a way to improve presentation attack detection by utilizing …
Face presentation attack detection (PAD) is an essential measure to protect face recognition systems from being spoofed by malicious users and has attracted great attention from both academia and industry. Although most of the existing methods can achieve desired performance to some extent, the generalization issue of face presentation attack detection under cross-domain settings (e.g., the setting of unseen attacks and varying illumination) remains to be solved. In this paper, we propose a novel framework based on asymmetric modality translation for face presentation attack detection in bi-mo…
Norwegian University of Science and Technology (NTNU)（挪威科技大学）
Face morphing attacks can compromise Face Recognition System (FRS) by exploiting their vulnerability. Face Morphing Attack Detection (MAD) techniques have been developed in recent past to deter such attacks and mitigate risks from morphing attacks. MAD algorithms, as any other algorithms should treat the images of subjects from different ethnic origins in an equal manner and provide non-discriminatory results. While the promising MAD algorithms are tested for robustness, there is no study comprehensively bench-marking their behaviour against various ethnicities. In this paper, we study and pre…
Institute of Artificial Intelligence and Robotics for Society（人工智能与数字经济广东省实验室（深圳））；Norwegian University of Science and Technology（挪威科技大学）；Shenzhen University（深圳大学）；King Abdullah University of Science and Technology（阿卜杜拉国王科技大学）
The robustness and generalization ability of Presentation Attack Detection (PAD) methods is critical to ensure the security of Face Recognition Systems (FRSs). However, in a real scenario, Presentation Attacks (PAs) are various and it is hard to predict the Presentation Attack Instrument (PAI) species that will be used by the attacker. Existing PAD methods are highly dependent on the limited training set and cannot generalize well to unknown PAI species. Unlike this specific PAD task, other face related tasks trained by huge amount of real faces (e.g. face recognition and attribute editing) ca…
Hong Kong Baptist University（香港浸会大学）；Johns Hopkins University（约翰斯·霍普金斯大学）
Face presentation attack detection (fPAD) plays a critical role in the modern face recognition pipeline. The generalization ability of face presentation attack detection models to unseen attacks has become a key issue for real-world deployment, which can be improved when models are trained with face images from different input distributions and different types of spoof attacks. In reality, due to legal and privacy issues, training data (both real face images and spoof images) are not allowed to be directly shared between different data sources. In this paper, to circumvent this challenge, we p…
Hong Kong Baptist University（香港浸会大学）；AWS AI Labs（AWS人工智能实验室）；Johns Hopkins University（约翰斯·霍普金斯大学）
Face presentation attack detection plays a critical role in the modern face recognition pipeline. A face presentation attack detection model with good generalization can be obtained when it is trained with face images from different input distributions and different types of spoof attacks. In reality, training data (both real face images and spoof images) are not directly shared between data owners due to legal and privacy issues. In this paper, with the motivation of circumventing this challenge, we propose a Federated Face Presentation Attack Detection (FedPAD) framework that simultaneously …
Face biometrics are playing a key role in making modern smart city applications more secure and usable. Commonly, the recognition threshold of a face recognition system is adjusted based on the degree of security for the considered use case. The likelihood of a match can be for instance decreased by setting a high threshold in case of a payment transaction verification. Prior work in face recognition has unfortunately showed that error rates are usually higher for certain demographic groups. These disparities have hence brought into question the fairness of systems empowered with face biometri…
Universidad Autonoma de Madrid（马德里自治大学）；European Commission - DG Joint Research Centre（欧盟委员会联合研究中心）
The main scope of this chapter is to serve as an introduction to face presentation attack detection, including key resources and advances in the field in the last few years. The next pages present the different presentation attacks that a face recognition system can confront, in which an attacker presents to the sensor, mainly a camera, a Presentation Attack Instrument (PAI), that is generally a photograph, a video, or a mask, to try to impersonate a genuine user. First, we make an introduction of the current status of face recognition, its level of deployment, and its challenges. In addition,…
3D mask face presentation attack detection (PAD) plays a vital role in securing face recognition systems from emergent 3D mask attacks. Recently, remote photoplethysmography (rPPG) has been developed as an intrinsic liveness clue for 3D mask PAD without relying on the mask appearance. However, the rPPG features for 3D mask PAD are still needed expert knowledge to design manually, which limits its further progress in the deep learning and big data era. In this letter, we propose a pure rPPG transformer (TransRPPG) framework for learning intrinsic liveness representation efficiently. At first, r…
Center for Machine Vision and Signal Analysis（机器视觉与信号分析中心）；University of Oulu（奥卢大学）
Face presentation attack detection (PAD) plays an important role in defending face recognition systems against presentation attacks. The success of PAD largely relies on supervised learning that requires a huge number of labeled data, which is especially challenging for videos and often requires expert knowledge. To avoid the costly collection of labeled data, this paper presents a novel method for self-supervised video representation learning via motion prediction. To achieve this, we exploit the temporal consistency based on three RGB frames which are acquired at three different times in the…
Fraunhofer Institute for Computer Graphics Research IGD（弗劳恩霍夫计算机图形研究所）；TU Darmstadt（达姆施塔特工业大学）
Wearing a mask has proven to be one of the most effective ways to prevent the transmission of SARS-CoV-2 coronavirus. However, wearing a mask poses challenges for different face recognition tasks and raises concerns about the performance of masked face presentation detection (PAD). The main issues facing the mask face PAD are the wrongly classified bona fide masked faces and the wrongly classified partial attacks (covered by real masks). This work addresses these issues by proposing a method that considers partial attack labels to supervise the PAD model training, as well as regional weighted …
Face recognition has evolved as a widely used biometric modality. However, its vulnerability against presentation attacks poses a significant security threat. Though presentation attack detection (PAD) methods try to address this issue, they often fail in generalizing to unseen attacks. In this work, we propose a new framework for PAD using a one-class classifier, where the representation used is learned with a Multi-Channel Convolutional Neural Network (MCCNN). A novel loss function is introduced, which forces the network to learn a compact embedding for bonafide class while being far from th…
Graduate University for Advanced Studies, SOKENDAI（综合研究大学院大学）；Idiap Research Institute（Idiap研究所）；National Institute of Informatics（国立情报学研究所）；SOKENDAI（综合研究大学院大学）；University of Tokyo（东京大学）
Face authentication is now widely used, especially on mobile devices, rather than authentication using a personal identification number or an unlock pattern, due to its convenience. It has thus become a tempting target for attackers using a presentation attack. Traditional presentation attacks use facial images or videos of the victim. Previous work has proven the existence of master faces, i.e., faces that match multiple enrolled templates in face recognition systems, and their existence extends the ability of presentation attacks. In this paper, we perform an extensive study on latent variab…
Anomaly detection-based spoof attack detection is a recent development in face Presentation Attack Detection (fPAD), where a spoof detector is learned using only non-attacked images of users. These detectors are of practical importance as they are shown to generalize well to new attack types. In this paper, we present a deep-learning solution for anomaly detection-based spoof attack detection where both classifier and feature representations are learned together end-to-end. First, we introduce a pseudo-negative class during training in the absence of attacked images. The pseudo-negative class …
The vulnerability against presentation attacks is a crucial problem undermining the wide-deployment of face recognition systems. Though presentation attack detection (PAD) systems try to address this problem, the lack of generalization and robustness continues to be a major concern. Several works have shown that using multi-channel PAD systems could alleviate this vulnerability and result in more robust systems. However, there is a wide selection of channels available for a PAD system such as RGB, Near Infrared, Shortwave Infrared, Depth, and Thermal sensors. Having a lot of sensors increases …
University of Wisconsin–Madison（威斯康星大学麦迪逊分校）；University of Michigan（密歇根大学）
The proliferation of automated face recognition in the commercial and government sectors has caused significant privacy concerns for individuals. One approach to address these privacy concerns is to employ evasion attacks against the metric embedding networks powering face recognition systems: Face obfuscation systems generate imperceptibly perturbed images that cause face recognition systems to misidentify the user. Perturbed faces are generated on metric embedding networks, which are known to be unfair in the context of face recognition. A question of demographic fairness naturally follows: …
MUST（澳门科技大学）；Mininglamp Academy of Sciences, Mininglamp Technology（明略科技集团明略科学院）；NLPR, CASIA, UCAS（中国科学院自动化研究所模式识别国家重点实验室，中国科学院大学）；CVC, UB（巴塞罗那大学计算机视觉中心）；Baidu Research（百度研究院）；Westlake University（西湖大学）；University of Oulu（奥卢大学）
Face presentation attack detection (PAD) is essential to secure face recognition systems primarily from high-fidelity mask attacks. Most existing 3D mask PAD benchmarks suffer from several drawbacks: 1) a limited number of mask identities, types of sensors, and a total number of videos; 2) low-fidelity quality of facial masks. Basic deep models and remote photoplethysmography (rPPG) methods achieved acceptable performance on these benchmarks but still far from the needs of practical scenarios. To bridge the gap to real-world applications, we introduce a largescale High-Fidelity Mask dataset, n…
La Rochelle University（拉罗谢尔大学）；Hanoi University of Science and Technology（河内科技大学）
The widespread deployment of face recognition-based biometric systems has made face Presentation Attack Detection (face anti-spoofing) an increasingly critical issue. This survey thoroughly investigates the face Presentation Attack Detection (PAD) methods, that only require RGB cameras of generic consumer devices, over the past two decades. We present an attack scenario-oriented typology of the existing face PAD methods and we provide a review of over 50 of the most recent face PAD methods and their related issues. We adopt a comprehensive presentation of the methods that have most influenced …
On the Illusion of Gender Bias in Face Recognition: Explaining the Fairness Issue Through Non-demographic Attributes
Paderborn University（帕德博恩大学）；Technical University of Darmstadt（达姆施塔特技术大学）；University of Notre Dame（诺特丹大学）；Johannes Gutenberg University Mainz（美因茨约翰· Gutenberg大学）
Fraunhofer Institute for Computer Graphics Research IGD（弗劳恩霍夫计算机图形研究所）；TU Darmstadt（达姆施塔特工业大学）
With the increased deployment of face recognition systems in our daily lives, face presentation attack detection (PAD) is attracting much attention and playing a key role in securing face recognition systems. Despite the great performance achieved by the hand-crafted and deep-learning-based methods in intra-dataset evaluations, the performance drops when dealing with unseen scenarios. In this work, we propose a dual-stream convolution neural networks (CNNs) framework. One stream adapts four learnable frequency filters to learn features in the frequency domain, which are less influenced by vari…
Identity authentication is the process of verifying one's identity. There are several identity authentication methods, among which biometric authentication is of utmost importance. Facial recognition is a sort of biometric authentication with various applications, such as unlocking mobile phones and accessing bank accounts. However, presentation attacks pose the greatest threat to facial recognition. A presentation attack is an attempt to present a non-live face, such as a photo, video, mask, and makeup, to the camera. Presentation attack detection is a countermeasure that attempts to identify…
Universidad Autonoma de Madrid（马德里自治大学）；Max Planck Institute for Human Development（马克斯·普朗克人类发展研究所）
We propose a discrimination-aware learning method to improve both accuracy and fairness of biased face recognition algorithms. The most popular face recognition benchmarks assume a distribution of subjects without paying much attention to their demographic attributes. In this work, we perform a comprehensive discrimination-aware experimentation of deep learning-based face recognition. We also propose a general formulation of algorithmic discrimination with application to face biometrics. The experiments include tree popular face recognition models and three public databases composed of 64,000 …
The non-intrusive nature and high accuracy of face recognition algorithms have led to their successful deployment across multiple applications ranging from border access to mobile unlocking and digital payments. However, their vulnerability against sophisticated and cost-effective presentation attack mediums raises essential questions regarding its reliability. In the literature, several presentation attack detection algorithms are presented; however, they are still far behind from reality. The major problem with existing work is the generalizability against multiple attacks both in the seen a…
Wuhan University（武汉大学）；West Virginia University（西弗吉尼亚大学）
We have witnessed rapid advances in both face presentation attack models and presentation attack detection (PAD) in recent years. When compared with widely studied 2D face presentation attacks, 3D face spoofing attacks are more challenging because face recognition systems are more easily confused by the 3D characteristics of materials similar to real faces. In this work, we tackle the problem of detecting these realistic 3D face presentation attacks, and propose a novel anti-spoofing method from the perspective of fine-grained classification. Our method, based on factorized bilinear coding of …
MUST（澳门科技大学）；Mininglamp Academy of Sciences, Mininglamp Technology（明略科技研究院，明略科技）；University of Oulu（奥卢大学）；NLPR, CASIA（中国科学院自动化研究所模式识别国家重点实验室）；SAI, UCAS（中国科学院大学人工智能学院）；ChaLearn；CVC, UB（巴塞罗那大学计算机视觉中心）；INAOE（国家天体物理、光学和电子学研究所）；CINVESTAV（研究与高级研究中心）；CAIR, HKISI, CAS（中国科学院香港创新研究院人工智能与机器人创新中心）；Baidu Research（百度研究院）
The threat of 3D masks to face recognition systems is increasingly serious and has been widely concerned by researchers. To facilitate the study of the algorithms, a large-scale High-Fidelity Mask dataset, namely CASIA-SURF HiFiMask (briefly HiFiMask) has been collected. Specifically, it consists of a total amount of 54, 600 videos which are recorded from 75 subjects with 225 realistic masks under 7 new kinds of sensors. Based on this dataset and Protocol 3 which evaluates both the discrimination and generalization ability of the algorithm under the open set scenarios, we organized a 3D High-F…
Surveillance Face Presentation Attack Detection Challenge
University of Chinese Academy of Sciences（中国科学院大学）；Institute of Automation, Chinese Academy of Sciences（中国科学院自动化研究所）；Universitat de Barcelona（巴塞罗那大学）；Computer Vision Center（计算机视觉中心）；Instituto Nacional de Astrofísica, Óptica y Electrónica（国家天体物理、光学与电子研究所）；CAS（中国科学院）
