This paper presents quasilinear theory (QLT) for classical plasma interacting with inhomogeneous turbulence. The particle Hamiltonian is kept general; for example, relativistic, electromagnetic, and gravitational effects are subsumed. A Fokker--Planck equation for the dressed 'oscillation-center' distribution is derived from the Klimontovich equation and captures quasilinear diffusion, interaction with the background fields, and ponderomotive effects simultaneously. The local diffusion coefficient is manifestly positive-semidefinite. Waves are allowed to be off-shell (i.e. not constrained by a dispersion relation), and a collision integral of the Balescu--Lenard type emerges in a form that is not restricted to any particular Hamiltonian. This operator conserves particles, momentum, and energy, and it also satisfies the H-theorem, as usual. As a spin-off, a general expression for the spectrum of microscopic fluctuations is derived. For on-shell waves, which satisfy a quasilinear wave-kinetic equation, the theory conserves the momentum and energy of the wave--plasma system. The action of nonresonant waves is also conserved, unlike in the standard version of QLT. Dewar's oscillation-center QLT of electrostatic turbulence (1973, Phys. Fluids 16, 1102) is proven formally as a particular case and given a concise formulation. Also discussed as examples are relativistic electromagnetic and gravitational interactions, and QLT for gravitational waves is proposed.
Transverse quasilinear relaxation of the cyclotron-Cherenkov instability in the inhomogeneous magnetic field of pulsar magnetospheres is considered. We find quasilinear states in which the kinetic cyclotron-Cherenkov instability of a beam propagating through strongly magnetized pair plasma is saturated by the force arising in the inhomogeneous field due to the conservation of the adiabatic invariant. The resulting wave intensities generally have nonpower law frequency dependence, but in a broad frequency range can be well approximated by the power law with the spectral index -2. The emergent s…
Hamiltonian formulations of quasilinear theory are presented for the cases of uniform and nonuniform magnetized plasmas. First, the standard quasilinear theory of Kennel and Engelmann (1966) is reviewed and reinterpreted in terms of a general Hamiltonian formulation. Within this Hamiltonian representation, we present the transition from two-dimensional quasilinear diffusion in a spatially uniform magnetized background plasma to three-dimensional quasilinear diffusion in a spatially nonuniform magnetized background plasma based on our previous work Brizard_Chan (2001,2004). The resulting quasil…
A method is developed to analytically determine the resonance broadening function in quasilinear theory, due to either Krook or Fokker-Planck scattering collisions of marginally unstable plasma systems where discrete resonance instabilities are excited without any mode overlap. It is demonstrated that a quasilinear system that employs the calculated broadening functions reported here systematically recovers the nonlinear growth rate and mode saturation levels for near-threshold plasmas previously calculated from kinetic theory. The distribution function is also calculated, which enables precis…
From Liouville's equation, a phase-space multi-scale transport equation is systematically derived. The proposed phase-space multi-scale transport equation based on the first principle indicates that the nonlinear stochastic transport is due to the micro-turbulence scattering while the familiar quasilinear transport is due to the long-range correlation of the meso-scale coherent modes; and more interestingly, it demonstrates a systematic derivation of the fractional transport equation that may provide a new view-angle to understand the anomalous transport observed in plasma turbulence. The mult…
The formation of zonal flows from inhomogeneous drift-wave (DW) turbulence is often described using statistical theories derived within the quasilinear approximation. However, this approximation neglects wave--wave collisions. Hence, some important effects such as the Batchelor--Kraichnan inverse-energy cascade are not captured within this approach. Here we derive a wave kinetic equation that includes a DW collision operator in the presence of zonal flows. Our derivation makes use of the Weyl calculus, the quasinormal statistical closure, and the geometrical-optics approximation. The obtained …
In this paper, a reduced model of quasilinear diffusion by a small Larmor radius approximation is derived to couple the Maxwell's equations and the Fokker-Planck equation self-consistently for ion cyclotron range of frequency waves in a tokamak. The reduced model ensures the important properties of the full model by Kennel-Engelmann diffusion, such as diffusion directions, wave polarizations, and H-theorem. The kinetic energy change (W-dot) is used to derive the reduced model diffusion coefficients for the fundamental damping and the second harmonic damping to the lowest order of the finite La…
The quasilinear premise is a hypothesis for the modeling of plasma turbulence in which the turbulent fluctuations are represented by a superposition of randomly-phased linear wave modes, and energy is transferred among these wave modes via nonlinear interactions. We define specifically what constitutes the quasilinear premise, and present a range of theoretical arguments in support of the relevance of linear wave properties even in a strongly turbulent plasma. We review evidence both in support of and in conflict with the quasilinear premise from numerical simulations and measurements of plasm…
The quasilinear theory of the Wigner-Poisson system in one spatial dimension is examined. Conservation laws and properties of the stationary solutions are determined. Quantum effects are shown to manifest themselves in transient periodic oscillations of the averaged Wigner function in velocity space. The quantum quasilinear theory is checked against numerical simulations of the bump-on-tail and the two-stream instabilities. The predicted wavelength of the oscillations in velocity space agrees well with the numerical results.
The dynamics of a hot electron cloud in the solar corona-like plasma based on the numerical solution of kinetic equations of weak turbulence theory is considered. Different finite difference schemes are examined to fit the exact analytical solutions of quasilinear equations in hydrodynamic limit (gas-dynamic solution). It is shown that the scheme suggested demonstrates correct asymptotic behavior and can be employed to solve initial value problems for an arbitrary initial electron distribution function.
The limitation of the Quasilinear Theory (QLT) to describe the diffusion of electrons and ions in velocity space when interacting with a spectrum of large amplitude electrostatic Langmuir, Upper and Lower hybrid waves, is analyzed. We analytically and numerically estimate the threshold for the amplitude of the waves above which the QLT breaks down, using a test particle code. The evolution of the velocity distribution, the velocity-space diffusion coefficients, the driven current, and the heating of the particles are investigated, for the interaction with small and large amplitude electrostati…
Tolerances to driver-witness misalignment in a quasilinear plasma wakefield accelerator
Heinrich Heine Universität Düsseldorf（杜塞尔多夫海因里希·海涅大学）；Max-Planck-Institut für Physik（马克斯·普朗克物理研究所）；Budker Institute of Nuclear Physics（布德克尔核物理研究所）；Novosibirsk State University（新西伯利亚国立大学）
Models of covariant linear electromagnetic constitutive relations are formulated that have wide applicability to the computation of susceptibility tensors for dispersive and inhomogeneous media. A perturbative framework is used to derive a linear constitutive relation for a globally neutral plasma enabling one to describe in this context a generalized Landau damping mechanism for non-stationary inhomogeneous plasma states.
Quasilinear turbulent transport models are a successful tool for prediction of core tokamak plasma profiles in many regimes. Their success hinges on the reproduction of local nonlinear gyrokinetic fluxes. We focus on significant progress in the quasilinear gyrokinetic transport model QuaLiKiz [C. Bourdelle et al. 2016 Plasma Phys. Control. Fusion 58 014036], which employs an approximated solution of the mode structures to significantly speed up computation time compared to full linear gyrokinetic solvers. Optimization of the dispersion relation solution algorithm within integrated modelling ap…
A 1D2V open boundary Vlasov-Ampere code has been implemented with the aim of making a detailed investigation of the propagation of finite amplitude electromagnetic disturbances in an inhomogeneous magnetized plasma. The code is being applied to study the propagation of an externally driven electromagnetic signal, localized at one boundary of the integration interval, through a given equilibrium plasma configuration with inhomogeneous plasma density and magnetic field.
The effect of electron temperature on the space-time evolution of nonlinear plasma oscillations in an inhomogeneous plasma is studied using a one-dimensional particle-in-cell (PIC) code. In contrast to the conventional wisdom, it is found that for an inhomogeneous plasma, there exists a critical value of electron temperature beyond which wave breaking does not occur. This novel result, which is of relevance to present day laser plasma experiments, has been explained on the basis of interplay between electron thermal pressure and background inhomogeneity.
Most existing theoretical studies of momentum transport focus on calculating the Reynolds stress based on quasilinear theory, without considering the \emph{nonlinear} momentum flux-$<\tilde{v}_r \tilde{n} \tilde{u}_{\|} >$. However, a recent experiment on TORPEX found that the nonlinear toroidal momentum flux induced by blobs makes a significant contribution as compared to the Reynolds stress [Labit et al., Phys. Plasmas {\bf 18}, 032308 (2011)]. In this work, the nonlinear parallel momentum flux in strong turbulence is calculated by using three dimensional Hasegawa-Mima equation. It is shown …
Relativistic electron beam propagation in plasma is fraught with several micro instabilities like two stream, filamentation etc., in plasma. This results in severe limitation of the electron transport through a plasma medium. Recently, however, there has been an experimental demonstration of improved transport of Mega Ampere of electron currents (generated by the interaction of intense laser with solid target) in a carbon nanotube structured solid target [Phys. Rev Letts. 108, 235005 (2012)]. This then suggests that the inhomogeneous plasma (created by the ionization of carbon nano tube struct…
Equations describing the linear evolution of a non-dissipative Langmuir wave in inhomogeneous nonstationary anisotropic plasma without magnetic field are derived in the geometrical optics approximation. A continuity equation is obtained for the wave action density, and the conditions for the action conservation are formulated. In homogeneous plasma, the wave field E universally scales with the electron density N as E ~ N^{3/4}, whereas the wavevector evolution varies depending on the wave geometry.
Temporal evolution of the inhomogeneous energy density driven instability (IEDDI) is examined in presence of a nonuniform transverse dc electric field in collisional magnetized plasma cylinder. Using experimentally known parameters relevant to IEDDI, we have estimated the growth rate for $ν$=1, 2 and 3 nonlocal eigenmodes.
The theory of the ion cyclotron (IC) electrostatic parametric instabilities of the inhomogeneous plasma which are driven by the inhomogeneous electric field of the fast wave (FW) in front of FW antenna is developed. It is found that the spatial inhomogeneity of the parametric IC turbulence and of the drift turbulence is at the origin of the flows which transport a large part of FW power, deposited to the pedestal plasma, to the scrape-off layer and later to the divertor mostly along field lines.
Particle acceleration in a quasilinear plasma wake provides access to high acceleration gradients while avoiding self-trapping of the background electrons. However, the plasma response to the externally injected witness bunch leads to a variation of the focussing fields along the bunch length, which can lead to a emittance growth. In order to investigate the impact of this emittance growth on the overall beam quality, we develop a single figure of merit based on a potential high-energy application for the AWAKE experiment at CERN. We show that the development of such a figure of merit naturall…
The impacts of dust density inhomogeneity and dust size distribution (DSD) on linear dust acoustic (DA) wave propagation have been investigated theoretically in an inhomogeneous unmagnetized dusty plasma having powerlaw DSD. Two different types of wave modes, viz. slow and fast mode, are found to propagate in this inhomogeneous medium. It is shown that the linear dispersion characteristics of the DA waves are substantially affected by the DSD and density inhomogeneity. Also, it is found that the phase velocity increases with increasing dust density.
New unstable temperature gradient driven modes in an inhomogeneous plasma are identified. These modes represent transient $ω\simeq k_{\Vert }v_{th}^{(e,i)}$ sound oscillations in magnetized plasma that are kinetically destabilized via Landau interactions. Electron and ion sound branches are unstable for large values of the Larmor radius parameter $% k_{\bot}ρ_{e,i}\gg 1,$ respectively. The instability occurs due to a specific plasma response that significantly deviates from Boltzmann distribution in the region $k_{\bot}ρ_{i,e}\gg 1$ . Pacs: 52.35 Kt, 52.35 Qz
A recent experimental observation has shown efficient transport of Mega Ampere of electron currents through aligned carbon nanotube arrays [Phys. Rev Letts. 108, 235005 (2012)]. The result was subsequently interpreted on the basis of suppression of the filamentation instability in an inhomogeneous plasma [Phys. Plasmas 21, 012108 (2014)]. This inhomogeneity forms as a result of the ionization of the carbon nanotubes. In the present work a full 1D3V Particle-in-Cell (PIC) simulations have been carried out for the propagation of relativistic electron beams (REB) through an inhomogeneous backgrou…
A method for the controlled generation of intense high frequency electromagnetic fields by a breaking Langmuir wave (relativistic flying mirrors) in a gradually inhomogeneous plasma is proposed. The wave breaking threshold depends on the local plasma density gradient. Compression, chirping and frequency multiplication of an electromagnetic wave reflected from relativistic mirrors is demonstrated using Particle-In-Cell simulations. Adjusting the shape of the density profile enables control of the reflected light properties.
Propagation of Langmuir solitons in inhomogeneous plasmas is investigated numerically. Through numerical simulation solving Zakharov equations, the solitons are accelerated toward the low density side. As a consequence, isolated cavities moving at ion sound velocities are emitted. When the acceleration is further increased, solitons collapse and the cavities separate into two lumps released at ion sound velocities. The threshold is estimated by an analogy between the soliton and a particle overcoming the self-generated potential well.
A study of turbulent impurity transport by means of quasilinear and nonlinear gyrokinetic simulations is presented for Wendelstein 7-X (W7-X). The calculations have been carried out with the recently developed gyrokinetic code stella. Different impurity species are considered in the presence of various types of background instabilities: ITG, TEM and ETG modes for the quasilinear part of the work; ITG and TEM for the nonlinear results. While the quasilinear approach allows one to draw qualitative conclusions about the sign or relative importance of the various contributions to the flux, the non…
Test modes on turbulent magnetized plasmas are studied taking into account the ion trapping that characterizes the E x B drift in the background turbulence. We show that trappyng provides the physical mechanism for the formation of large scale potential structures (inverse cascade) observed in drift turbulence. Trapping combined with the motion of the potential with the diamagnetic velocity determines ion flows in opposite directions, which reduce the growth rate and eventually damps the drift modes. It also determine transitory zonal flow modes in connection with compressibility effect due to…
The dynamics of the ultra-intense circularly polarized solitons under inhomogeneous plasmas are examined. The interaction is modeled by the Maxwell and relativistic hydrodynamic equations and is solved with fully implicit energy-conserving numerical scheme. It is shown that a propagating weak soliton can be decreased and reflected by increasing plasma background, which is consistent with the existing studies based on hypothesis of weak density response. However it is found that ultra-intense soliton is well trapped and kept still when encountering increasing background. Probably, this founding…
When an electromagnetic transverse wave propagates through an inhomogeneous plasma so that its electric field has a component in the direction of the background density gradient, there appears a disbalance of charge in every plasma layer, caused by the density gradient. Due to this some additional longitudinal electric field component appears in the direction of the wave vector. This longitudinal field may couple with the usual electrostatic longitudinal perturbations like the ion acoustic, electron Langmuir, and ion plasma waves. As a result, these standard electrostatic waves are modified an…
Generation of wake fields by a short electromagnetic pulse in a plasma with an inhomogeneous background magnetic field and density profile is considered, and a wave equation is derived. Transmission and reflection coefficients are calculated in a medium with sharp discontinuities. Particular attention is focused on examples where the longitudinal part of the electromagnetic field is amplified for the transmitted wave. Furthermore, it is noted that the wake field can propagate out of the plasma and thereby provide information about the electron density profile. A method for reconstructing the b…
The Debye shielding of a charge immersed in a flowing plasma is an old classic problem in plasma physics. It has been given renewed attention in the last two decades in view of experiments with complex plasmas, where charged dust particles are often levitated in a region with strong ion flow. Efforts to describe the shielding of the dust particles in such conditions have been focused on the homogeneous plasma approximation, which ignores the substantial inhomogeneity of the levitation region. We address the role of the plasma inhomogeneity by rigorously calculating the point charge potential i…
The propagation of electromagnetic waves in an unmagnetized weakly inhomogeneous cold plasma is examined. We show that the inhomogeneity induces a gauge connection term in wave equation, which gives rise to Berry effects in the dynamics of polarized rays in the post geometric optics approximation. The polarization plane of a plane polarized ray rotates as a result of the geometric Berry phase, which is the Rytov rotation. Also, the Berry curvature causes the optical Hall effect, according to which, rays of left/right circular polarization deflect oppositely to produce a spin current directed a…
The fully three dimensional governing equations in the electron magnetohydrodynamic (EMHD) regime for a plasma with inhomogeneous density is obtained. These equations in the two dimensional (2-D) limit can be cast in terms of the evolution of two coupled scalar fields. The nonlinear simulations for the two dimensional case are carried out to understand the propagation of EMHD magnetic structures in the presence of inhomogeneity. A novel effect related to trapping of dipolar magnetic structures in the high density plasma region in the EMHD regime is observed. The interpretation of this phenomen…
Density inhomogeneities are ubiquitous in space and astrophysical plasmas, in particular at contact boundaries between different media. They often correspond to regions that exhibits strong dynamics on a wide range of spatial and temporal scales. Indeed, density inhomogeneities are a source of free energy that can drive various instabilities such as, for instance, the lower-hybrid-drift instability which in turn transfers energy to the particles through wave-particle interactions and eventually heat the plasma. We aim at quantifying the efficiency of the lower-hybrid-drift instability to accel…
In this article, we provide a general derivation of the nonlinear frequency shift, $δω$, for a sinusoidal electron plasma wave (EPW) that varies slowly enough for the results derived in the companion paper, on the action distribution function, to apply. We first consider the situation when the EPW monotonously grows and then monotonously decays in a homogeneous plasma. In this situation, we show a hysteresis in the wave frequency, which does not converge back to its linear value as the wave decays to small amplitudes. We then address the derivation of $δω$ for an EPW that keeps growing in a on…
It is demonstrated that low frequency shear modes in a strongly coupled, inhomogeneous, dusty plasma can grow on account of an instability involving the dynamical charge fluctuations of the dust grains. The instability is driven by the gradient of the equilibrium dust charge density and is associated with the finite charging time of the dust grains. The present calculations, carried out in the generalized hydrodynamic viscoelastic formalism, also bring out important modifications in the threshold and growth rate of the instability due to collective effects associated with coupling to the compr…
An experimental investigation of the propagation characteristics of shock waves in an inhomogeneous dusty plasma is carried out in the Dusty Plasma Experimental (DPEx) device. A homogeneous dusty plasma, made up of poly-dispersive kaolin particles, is initially formed in a DC glow discharge Argon plasma by maintaining a dynamic equilibrium of the pumping speed and the gas feeding rate. Later, an equilibrium density inhomogeneity in the dust fluid is created by introducing an imbalance in the original dynamic equilibrium. Non-linear wave structures are then excited in this inhomogeneous dusty p…
Phase mixing of relativistic large amplitude nonlinear plasma wave in presence of a time independent space periodic ion density profile has been investigated. Inhomogeneous ion along with the relativistic variation of electron mass make the characteristic frequency of the wave to acquire a space dependency and thereby it breaks at arbitrarily small amplitude due to phase mixing. An approximate space time dependent solution is obtained in the weakly relativistic limit by Bogoliuboff and Kryloff method of averaging. We find that the change in the ion density perturbation and also the relativisti…
In this paper, we develop the kinetic and hydrodynamic theories of the convective mesoscale flows driven by the spatially inhomogeneous electrostatic ion cyclotron parametric microturbulence in the pedestal plasma with a sheared poloidal flow. The developed kinetic theory predicts the generation of the sheared poloidal convective flow, and of the radial compressed flow with radial flow velocity gradient. The developed hydrodynamic theory of the convective flows reveals the radial compressed convective flow as the dominant factor in the formation of the steep pedestal density profile with densi…
The properties of electrostatic transverse shear waves propagating in a strongly coupled dusty plasma with an equilibrium density gradient are examined using the generalized hydrodynamic equation. In the usual kinetic limit, the resulting equation has similarity to zero energy Schrodinger's equation. This has helped in obtaining some exact eigenmode solutions in both cartesian and cylindrical geometries for certain nontrivial density profiles. The corresponding velocity profiles and the discrete eigenfrequencies are obtained for several interesting situations and their physics discussed.
A low-pressure magnetized plasma is studied to find the dependency of sheath properties on ion-neutral collisions in presence of an inhomogeneous magnetic field. A self-consistent one-dimensional two-fluid hydrodynamic model is considered, and the system of equations is solved numerically. The study reveals that the width of the plasma sheath expands and space charge increases with collisions. The ion-neutral collisions and the inhomogeneous magnetic field restrict the ions to move towards the surface. The movement of the ions towards the wall can be controlled by choosing a suitable configura…
A self-consistent kinetic theory of Thomson scattering of an electromagnetic field by a non-uniform plasma is derived. We draw the readers' attention to the inconsistency in recent results on the Thomson scattering in inhomogeneous plasma, which leads to violation of the Fluctuation-Dissipation Theorem. We show that not only the imaginary part, but also the derivatives of the real part of the dielectric susceptibility determine the amplitude and the width of the Thomson scattering spectral lines. As a result of inhomogeneity, these properties become asymmetric with respect to inversion of the …
The drift-Alfven instabilities in the magnetic field aligned (parallel) sheared flow of a finite beta plasma with comparable inhomogeneous ion temperature and homogeneous electron temperature are examined. The development of instabilities are quantitatively discussed on the basis of numerical solution of a set of equations for the electrostatic and electromagnetic potentials. It is found that the accounting for the electromagnetic ion kinetic response, which has been ignored usually in existing discussions of the drift-Alfven instabilities of a steady plasma, reveals new drift-Alfven instabili…
We present a general expression for the probability distribution function of electric field in a plasma cloud formed by the impact of a laser pulse on a gas or a solid body. We also present the results of numerical calculation of this function for the case of non-interacting particles depending on the plasma cloud size. It takes into account the ionic microfield and the macrofield arising from the charge imbalance. As the charge imbalance increases, the effect of a sharp increase in the distribution function for large field values is observed. Good agreement between the calculation of the shif…
A quasilinear plasma transport theory that incorporates Fokker-Planck dynamical friction (drag) and pitch angle scattering is self-consistently derived from first principles for an isolated, marginally-unstable mode resonating with an energetic minority species. It is found that drag fundamentally changes the structure of the wave-particle resonance, breaking its symmetry and leading to the shifting and splitting of resonance lines. In contrast, scattering broadens the resonance in a symmetric fashion. Comparison with fully nonlinear simulations shows that the proposed quasilinear system prese…
The interaction of radio-frequency waves with a plasma is described by a Fokker-Planck equation with an added quasilinear term. Methods for solving this equation on a computer are discussed.
In this short communication, we draw the readers' attention to the inconsistency in the derivation of the Thomson scattering spectrum in inhomogeneous plasma, which leads to violation of the Fluctuation-Dissipation Theorem and a substantial deviation from the results of the rigorous kinetic theory. Moreover, the self-consistent kinetic theory predicts the asymmetry of the spectral lines in inhomogeneous plasma.
Non-modal kinetic theory of the stability of the compressed-sheared plasma flows generated by the inhomogeneous microscale turbulence in the tokamak edge plasma
