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arXiv 2109.09054cs.NE
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RIS辅助通信中的混合波束成形:适应度景观分析与小生境遗传算法

Hybrid Beamforming for RIS-Aided Communications: Fitness Landscape Analysis and Niching Genetic Algorithm

Bai Yan, Qi Zhao, Jin Zhang, J. Andrew Zhang, Xin Yao

AI总结:

针对RIS辅助通信中混合波束成形优化易陷局部最优的问题,通过适应度景观分析明确其多峰结构,提出融合最近优聚类与最小物种规模的小生境遗传算法,显著提升大规模RIS场景下的通信容量。

摘要:

可重构智能表面(Reconfigurable Intelligent Surface,RIS)是一种实现高性价比且高能效通信的革命性方案。该方案通过联合优化基站(base station,BS)的发射波束成形与RIS的离散相移,来提供高质量的服务。然而,现有研究忽略了大量相移之间的强依赖关系,对其进行单独估计,因此容易陷入局部最优。为探究局部最优解的数量与分布,我们针对和速率最大化问题开展了适应度景观分析,采用适应度分布相关性与自相关两种景观特征来研究景观的崎岖程度。分析结果表明,该景观呈现出崎岖的多峰结构,即存在大量局部峰值,在大规模RIS场景中尤为明显。为应对这种多峰景观结构,我们提出了一种新型小生境遗传算法来求解和速率最大化问题。具体而言,算法引入了最近优聚类(nearest-better clustering)这一小生境技术,将种群划分为多个邻域物种,从而定位多个局部最优解并提升全局搜索能力;我们还提出了最小物种规模的设置,以进一步加快收敛速度。仿真结果表明,与现有算法相比,所提方法实现了显著的容量增益,在大规模RIS场景中优势尤为突出。

英文摘要:

Reconfigurable Intelligent Surface (RIS) is a revolutionizing approach to provide cost-effective yet energy-efficient communications. The transmit beamforming of the base station (BS) and discrete phase shifts of the RIS are jointly optimized to provide high quality of service. However, existing works ignore the high dependence between the large number of phase shifts and estimate them separately, consequently, easily getting trapped into local optima. To investigate the number and distribution of local optima, we conduct a fitness landscape analysis on the sum rate maximization problems. Two landscape features, the fitness distribution correlation and autocorrelation, are employed to investigate the ruggedness of landscape. The investigation results indicate that the landscape exhibits a rugged, multi-modal structure, i.e., has many local peaks, particularly in the cases with large-scale RISs. To handle the multi-modal landscape structure, we propose a novel niching genetic algorithm to solve the sum rate maximization problem. Particularly, a niching technique, nearest-better clustering, is incorporated to partition the population into several neighborhood species, thereby locating multiple local optima and enhance the global search ability. We also present a minimum species size to further improve the convergence speed. Simulation results demonstrate that our method achieves significant capacity gains compared to existing algorithms, particularly in the cases with large-scale RISs.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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