We consider training models on private data that are distributed across user devices. To ensure privacy, we add on-device noise and use secure aggregation so that only the noisy sum is revealed to the server. We present a comprehensive end-to-end system, which appropriately discretizes the data and adds discrete Gaussian noise before performing secure aggregation. We provide a novel privacy analysis for sums of discrete Gaussians and carefully analyze the effects of data quantization and modular summation arithmetic. Our theoretical guarantees highlight the complex tension between communication, privacy, and accuracy. Our extensive experimental results demonstrate that our solution is essentially able to match the accuracy to central differential privacy with less than 16 bits of precision per value.
Federated learning has a variety of applications in multiple domains by utilizing private training data stored on different devices. However, the aggregation process in federated learning is highly vulnerable to adversarial attacks so that the global model may behave abnormally under attacks. To tackle this challenge, we present a novel aggregation algorithm with residual-based reweighting to defend federated learning. Our aggregation algorithm combines repeated median regression with the reweighting scheme in iteratively reweighted least squares. Our experiments show that our aggregation algo…
ENS, PSL Research University（巴黎高等师范学院，巴黎文理研究大学）；CNRS, PSL Research University（法国国家科学研究中心，巴黎文理研究大学）
Federated Learning has been recently proposed for distributed model training at the edge. The principle of this approach is to aggregate models learned on distributed clients to obtain a new more general "average" model (FedAvg). The resulting model is then redistributed to clients for further training. To date, the most popular federated learning algorithm uses coordinate-wise averaging of the model parameters for aggregation. In this paper, we carry out a complete general mathematical convergence analysis to evaluate aggregation strategies in a federated learning framework. From this, we der…
Federated learning (FL) is a distributed learning protocol in which a server needs to aggregate a set of models learned some independent clients to proceed the learning process. At present, model averaging, known as FedAvg, is one of the most widely adapted aggregation techniques. However, it is known to yield the models with degraded prediction accuracy and slow convergence. In this work, we find out that averaging models from different clients significantly diminishes the norm of the update vectors, resulting in slow learning rate and low prediction accuracy. Therefore, we propose a new aggr…
Federated Learning enables one to jointly train a machine learning model across distributed clients holding sensitive datasets. In real-world settings, this approach is hindered by expensive communication and privacy concerns. Both of these challenges have already been addressed individually, resulting in competing optimisations. In this article, we tackle them simultaneously for one of the first times. More precisely, we adapt compression-based federated techniques to additive secret sharing, leading to an efficient secure aggregation protocol, with an adaptable security level. We prove its p…
Free-rider attacks against federated learning consist in dissimulating participation to the federated learning process with the goal of obtaining the final aggregated model without actually contributing with any data. This kind of attacks is critical in sensitive applications of federated learning, where data is scarce and the model has high commercial value. We introduce here the first theoretical and experimental analysis of free-rider attacks on federated learning schemes based on iterative parameters aggregation, such as FedAvg or FedProx, and provide formal guarantees for these attacks to…
Privacy-preserving machine learning has drawn increasingly attention recently, especially with kinds of privacy regulations come into force. Under such situation, Federated Learning (FL) appears to facilitate privacy-preserving joint modeling among multiple parties. Although many federated algorithms have been extensively studied, there is still a lack of secure and practical gradient tree boosting models (e.g., XGB) in literature. In this paper, we aim to build large-scale secure XGB under vertically federated learning setting. We guarantee data privacy from three aspects. Specifically, (i) w…
Synchronous updates may compromise the efficiency of cross-device federated learning once the number of active clients increases. The \textit{FedBuff} algorithm (Nguyen et al., 2022) alleviates this problem by allowing asynchronous updates (staleness), which enhances the scalability of training while preserving privacy via secure aggregation. We revisit the \textit{FedBuff} algorithm for asynchronous federated learning and extend the existing analysis by removing the boundedness assumptions from the gradient norm. This paper presents a theoretical analysis of the convergence rate of this algor…
Secure aggregation is a cryptographic protocol that securely computes the aggregation of its inputs. It is pivotal in keeping model updates private in federated learning. Indeed, the use of secure aggregation prevents the server from learning the value and the source of the individual model updates provided by the users, hampering inference and data attribution attacks. In this work, we show that a malicious server can easily elude secure aggregation as if the latter were not in place. We devise two different attacks capable of inferring information on individual private training datasets, ind…
University of California, Los Angeles（加州大学洛杉矶分校）；Webank（微众银行）；Hong Kong University of Science and Technology（香港科技大学）
The protection of user privacy is an important concern in machine learning, as evidenced by the rolling out of the General Data Protection Regulation (GDPR) in the European Union (EU) in May 2018. The GDPR is designed to give users more control over their personal data, which motivates us to explore machine learning frameworks for data sharing that do not violate user privacy. To meet this goal, in this paper, we propose a novel lossless privacy-preserving tree-boosting system known as SecureBoost in the setting of federated learning. SecureBoost first conducts entity alignment under a privacy…
Despite the potential of federated learning, it is known to be vulnerable to backdoor attacks. Many robust federated aggregation methods are proposed to reduce the potential backdoor risk. However, they are mainly validated in the CV field. In this paper, we find that NLP backdoors are hard to defend against than CV, and we provide a theoretical analysis that the malicious update detection error probabilities are determined by the relative backdoor strengths. NLP attacks tend to have small relative backdoor strengths, which may result in the failure of robust federated aggregation methods for …
Technical University of Munich（慕尼黑工业大学）；Johns Hopkins University（约翰斯·霍普金斯大学）；Imperial College London（帝国理工学院）
Federated learning (FL) has been a promising approach in the field of medical imaging in recent years. A critical problem in FL, specifically in medical scenarios is to have a more accurate shared model which is robust to noisy and out-of distribution clients. In this work, we tackle the problem of statistical heterogeneity in data for FL which is highly plausible in medical data where for example the data comes from different sites with different scanner settings. We propose IDA (Inverse Distance Aggregation), a novel adaptive weighting approach for clients based on meta-information which han…
The Hong Kong University of Science and Technology（香港科技大学）
Federated learning is vulnerable to various attacks, such as model poisoning and backdoor attacks, even if some existing defense strategies are used. To address this challenge, we propose an attack-adaptive aggregation strategy to defend against various attacks for robust federated learning. The proposed approach is based on training a neural network with an attention mechanism that learns the vulnerability of federated learning models from a set of plausible attacks. To the best of our knowledge, our aggregation strategy is the first one that can be adapted to defend against various attacks i…
Federated learning is a distributed machine learning paradigm where multiple data owners (clients) collaboratively train one machine learning model while keeping data on their own devices. The heterogeneity of client datasets is one of the most important challenges of federated learning algorithms. Studies have found performance reduction with standard federated algorithms, such as FedAvg, on non-IID data. Many existing works on handling non-IID data adopt the same aggregation framework as FedAvg and focus on improving model updates either on the server side or on clients. In this work, we tac…
Turku University of Applied Sciences（图尔库应用科学大学）；Riphah International University（里法哈国际大学）
In federated learning (FL), the global model at the server requires an efficient mechanism for weight aggregation and a systematic strategy for collaboration selection to manage and optimize communication payload. We introduce a practical and cost-efficient method for regularized weight aggregation and propose a laborsaving technique to select collaborators per round. We illustrate the performance of our method, regularized similarity weight aggregation (RegSimAgg), on the Federated Tumor Segmentation (FeTS) 2022 challenge's federated training (weight aggregation) problem. Our scalable approac…
Viterbi School of Engineering（维特比工程学院）；University of Southern California（南加州大学）
In Federated Learning, a common approach for aggregating local models across clients is periodic averaging of the full model parameters. It is, however, known that different layers of neural networks can have a different degree of model discrepancy across the clients. The conventional full aggregation scheme does not consider such a difference and synchronizes the whole model parameters at once, resulting in inefficient network bandwidth consumption. Aggregating the parameters that are similar across the clients does not make meaningful training progress while increasing the communication cost…
A Comparative Study of Federated Learning Aggregation Strategies under Homogeneous and Heterogeneous Data Distributions
School of Electrical and Computer Engineering, National Technical University of Athens, Greece（电气与计算机工程学院，国家技术大学亚历山大学院，希腊）；Department of Informatics and Telematics, Harokopio University of Athens, Greece（信息与电信学院，哈罗基奥大学亚历山大学院，希腊）
Fedcompass: Federated Clustered and Periodic Aggregation Framework for Hybrid Classical-Quantum Models
1 School of Artificial Intelligence；Computer Science, Jiangnan University 2 Antai College of Economics \& Management, Shanghai Jiao Tong University 3 School of Computer Science, Shanghai Jiao Tong University 4 Cloud Computing；Distributed Systems Laboratory, University of Melbourne
University of Vermont（佛蒙特大学）；MassMutual（万通互惠）；Raytheon（雷神公司）
Federated machine learning leverages edge computing to develop models from network user data, but privacy in federated learning remains a major challenge. Techniques using differential privacy have been proposed to address this, but bring their own challenges -- many require a trusted third party or else add too much noise to produce useful models. Recent advances in \emph{secure aggregation} using multiparty computation eliminate the need for a third party, but are computationally expensive especially at scale. We present a new federated learning protocol that leverages a novel differentially…
The Yeo-Johnson (YJ) transformation is a standard parametrized per-feature unidimensional transformation often used to Gaussianize features in machine learning. In this paper, we investigate the problem of applying the YJ transformation in a cross-silo Federated Learning setting under privacy constraints. For the first time, we prove that the YJ negative log-likelihood is in fact convex, which allows us to optimize it with exponential search. We numerically show that the resulting algorithm is more stable than the state-of-the-art approach based on the Brent minimization method. Building on th…
University of Illinois at Urbana-Champaign（伊利诺伊大学厄巴纳-香槟分校）；Purdue University（普渡大学）；Microsoft（微软）；Nokia Bell Labs（诺基亚贝尔实验室）
Federated learning is a promising framework for learning over decentralized data spanning multiple regions. This approach avoids expensive central training data aggregation cost and can improve privacy because distributed sites do not have to reveal privacy-sensitive data. In this paper, we develop a privacy-preserving decentralized aggregation protocol for federated learning. We formulate the distributed aggregation protocol with the Alternating Direction Method of Multiplier (ADMM) and examine its privacy weakness. Unlike prior work that use Differential Privacy or homomorphic encryption for…
University of Southern California（南加州大学）；University of California, Riverside（加州大学河滨分校）
Secure federated learning is a privacy-preserving framework to improve machine learning models by training over large volumes of data collected by mobile users. This is achieved through an iterative process where, at each iteration, users update a global model using their local datasets. Each user then masks its local model via random keys, and the masked models are aggregated at a central server to compute the global model for the next iteration. As the local models are protected by random masks, the server cannot observe their true values. This presents a major challenge for the resilience o…
Google（谷歌）；California Institute of Technology（加州理工学院）
Federated Learning enables mobile devices to collaboratively learn a shared inference model while keeping all the training data on a user's device, decoupling the ability to do machine learning from the need to store the data in the cloud. Existing work on federated learning with limited communication demonstrates how random rotation can enable users' model updates to be quantized much more efficiently, reducing the communication cost between users and the server. Meanwhile, secure aggregation enables the server to learn an aggregate of at least a threshold number of device's model contributio…
China University of Mining and Technology（中国矿业大学）；University of Surrey（萨里大学）
Federated learning obtains a central model on the server by aggregating models trained locally on clients. As a result, federated learning does not require clients to upload their data to the server, thereby preserving the data privacy of the clients. One challenge in federated learning is to reduce the client-server communication since the end devices typically have very limited communication bandwidth. This paper presents an enhanced federated learning technique by proposing a synchronous learning strategy on the clients and a temporally weighted aggregation of the local models on the server…
Industrial Technology Research Institute（工业技术研究院）；National Yang Ming Chiao Tung University（阳明交通大学）
Federated learning aims to share private data to maximize the data utility without privacy leakage. Previous federated learning research mainly focuses on multi-class classification problems. However, multi-label classification is a crucial research problem close to real-world data properties. Nevertheless, a limited number of federated learning studies explore this research problem. Existing studies of multi-label federated learning did not consider the characteristics of multi-label data, i.e., they used the concept of multi-class classification to verify their methods' performance, which me…
Federated learning (FL) is a privacy-aware data mining strategy keeping the private data on the owners' machine and thereby confidential. The clients compute local models and send them to an aggregator which computes a global model. In hybrid FL, the local parameters are additionally masked using secure aggregation, such that only the global aggregated statistics become available in clear text, not the client specific updates. Federated QR decomposition has not been studied extensively in the context of cross-silo federated learning. In this article, we investigate the suitability of three QR …
Institute for Digital Technologies, Loughborough University（拉夫堡大学数字技术研究所）
Federated learning has gained popularity as a solution to data availability and privacy challenges in machine learning. However, the aggregation process of local model updates to obtain a global model in federated learning is susceptible to malicious attacks, such as backdoor poisoning, label-flipping, and membership inference. Malicious users aim to sabotage the collaborative learning process by training the local model with malicious data. In this paper, we propose a novel robust aggregation approach based on recursive Euclidean distance calculation. Our approach measures the distance of the…
Uppsala University（乌普萨拉大学）；The University of Hong Kong（香港大学）；RISE, the Research Institutes of Sweden（瑞典研究院（RISE））
Byzantine-robust federated learning aims at mitigating Byzantine failures during the federated training process, where malicious participants may upload arbitrary local updates to the central server to degrade the performance of the global model. In recent years, several robust aggregation schemes have been proposed to defend against malicious updates from Byzantine clients and improve the robustness of federated learning. These solutions were claimed to be Byzantine-robust, under certain assumptions. Other than that, new attack strategies are emerging, striving to circumvent the defense schem…
Purdue University（普渡大学）；Arizona State University（亚利桑那州立大学）
Federated learning has emerged as a popular technique for distributing machine learning (ML) model training across the wireless edge. In this paper, we propose two timescale hybrid federated learning (TT-HF), a semi-decentralized learning architecture that combines the conventional device-to-server communication paradigm for federated learning with device-to-device (D2D) communications for model training. In TT-HF, during each global aggregation interval, devices (i) perform multiple stochastic gradient descent iterations on their individual datasets, and (ii) aperiodically engage in consensus…
FedUAF: Uncertainty-Aware Fusion with Reliability-Guided Aggregation for Multimodal Federated Sentiment Analysis
Shanghai University（上海大学）；North China Electric Power University（华北电力大学）；Université de Technologie de Compiègne（法国图卢兹国立理工学院）；Nanyang Technological University（南洋理工大学）；City University of Hong Kong（香港城市大学）；Macquarie University（麦考瑞大学）
Shanghai Jiao Tong University（上海交通大学）；University of Texas at Dallas（德克萨斯大学达拉斯分校）；Alibaba Group（阿里巴巴集团）
Federated learning was proposed with an intriguing vision of achieving collaborative machine learning among numerous clients without uploading their private data to a cloud server. However, the conventional framework requires each client to leverage the full model for learning, which can be prohibitively inefficient for resource-constrained clients and large-scale deep learning tasks. We thus propose a new framework, called federated submodel learning, where clients download only the needed parts of the full model, namely submodels, and then upload the submodel updates. Nevertheless, the "posi…
University of Southern California（南加州大学）；University of California, Riverside（加州大学河滨分校）
Federated learning is a distributed framework for training machine learning models over the data residing at mobile devices, while protecting the privacy of individual users. A major bottleneck in scaling federated learning to a large number of users is the overhead of secure model aggregation across many users. In particular, the overhead of the state-of-the-art protocols for secure model aggregation grows quadratically with the number of users. In this paper, we propose the first secure aggregation framework, named Turbo-Aggregate, that in a network with $N$ users achieves a secure aggregati…
Federated learning is a technique that enables distributed clients to collaboratively learn a shared machine learning model while keeping their training data localized. This reduces data privacy risks, however, privacy concerns still exist since it is possible to leak information about the training dataset from the trained model's weights or parameters. Setting up a federated learning environment, especially with security and privacy guarantees, is a time-consuming process with numerous configurations and parameters that can be manipulated. In order to help clients ensure that collaboration is…
FedAPA: Server-side Gradient-Based Adaptive Personalized Aggregation for Federated Learning on Heterogeneous Data
College of Information Science and Technology, Jinan University（暨南大学信息科学技术学院）；College of Information and Computational Science, Jilin University（吉林大学信息与计算科学学院）；University of Toronto（多伦多大学）；The Hong Kong Polytechnic University（香港理工大学）
FedSCAM (Federated Sharpness-Aware Minimization with Clustered Aggregation and Modulation): Scam-resistant SAM for Robust Federated Optimization in Heterogeneous Environments
Department of Computer Science, Lahore University of Management Sciences, Lahore, Pakistan（计算机科学系，拉合尔管理科学大学，拉合尔，巴基斯坦）
A Federated Parameter Aggregation Method for Node Classification Tasks with Different Graph Network Structures
Institute of Cyberspace Security, Zhejiang University of Technology（浙江工业大学网络空间安全研究院）；Binjiang Cyberspace Security Institute of ZJUT（浙江工业大学滨江网络空间安全研究院）；College of Information Engineering, Zhejiang University of Technology（浙江工业大学信息工程学院）
In this paper, we propose Hierarchical Federated Learning with Momentum Acceleration (HierMo), a three-tier worker-edge-cloud federated learning algorithm that applies momentum for training acceleration. Momentum is calculated and aggregated in the three tiers. We provide convergence analysis for HierMo, showing a convergence rate of O(1/T). In the analysis, we develop a new approach to characterize model aggregation, momentum aggregation, and their interactions. Based on this result, {we prove that HierMo achieves a tighter convergence upper bound compared with HierFAVG without momentum}. We …
Secure aggregation is a popular protocol in privacy-preserving federated learning, which allows model aggregation without revealing the individual models in the clear. On the other hand, conventional secure aggregation protocols incur a significant communication overhead, which can become a major bottleneck in real-world bandwidth-limited applications. Towards addressing this challenge, in this work we propose a lightweight gradient sparsification framework for secure aggregation, in which the server learns the aggregate of the sparsified local model updates from a large number of users, but w…
University of Electronic Science and Technology of China（电子科技大学）；Peng Cheng Lab（鹏城实验室）；Shenzhen Research Institute, The Chinese University of Hong Kong（香港中文大学深圳研究院）；The Chinese University of Hong Kong（香港中文大学）；Harbin Institute of Technology, Shenzhen（哈尔滨工业大学（深圳））
Federated learning enables isolated clients to train a shared model collaboratively by aggregating the locally-computed gradient updates. However, privacy information could be leaked from uploaded gradients and be exposed to malicious attackers or an honest-but-curious server. Although the additive homomorphic encryption technique guarantees the security of this process, it brings unacceptable computation and communication burdens to FL participants. To mitigate this cost of secure aggregation and maintain the learning performance, we propose a new framework called Encoded Gradient Aggregation…
