Safety is a critical concern when deploying reinforcement learning agents for realistic tasks. Recently, safe reinforcement learning algorithms have been developed to optimize the agent's performance while avoiding violations of safety constraints. However, few studies have addressed the non-stationary disturbances in the environments, which may cause catastrophic outcomes. In this paper, we propose the context-aware safe reinforcement learning (CASRL) method, a meta-learning framework to realize safe adaptation in non-stationary environments. We use a probabilistic latent variable model to achieve fast inference of the posterior environment transition distribution given the context data. Safety constraints are then evaluated with uncertainty-aware trajectory sampling. The high cost of safety violations leads to the rareness of unsafe records in the dataset. We address this issue by enabling prioritized sampling during model training and formulating prior safety constraints with domain knowledge during constrained planning. The algorithm is evaluated in realistic safety-critical environments with non-stationary disturbances. Results show that the proposed algorithm significantly outperforms existing baselines in terms of safety and robustness.
Safety in reinforcement learning (RL) is a key property in both training and execution in many domains such as autonomous driving or finance. In this paper, we formalize it with a constrained RL formulation in the distributional RL setting. Our general model accepts various definitions of safety(e.g., bounds on expected performance, CVaR, variance, or probability of reaching bad states). To ensure safety during learning, we extend a safe policy optimization method to solve our problem. The distributional RL perspective leads to a more efficient algorithm while additionally catering for natural…
Nanjing University（南京大学）；East China Normal University（华东师范大学）
This paper addresses policy learning in non-stationary environments and games with continuous actions. Rather than the classical reward maximization mechanism, inspired by the ideas of follow-the-regularized-leader (FTRL) and mirror descent (MD) update, we propose a no-regret style reinforcement learning algorithm PORL for continuous action tasks. We prove that PORL has a last-iterate convergence guarantee, which is important for adversarial and cooperative games. Empirical studies show that, in stationary environments such as MuJoCo locomotion controlling tasks, PORL performs equally well as,…
Methods that extract policy primitives from offline demonstrations using deep generative models have shown promise at accelerating reinforcement learning(RL) for new tasks. Intuitively, these methods should also help to trainsafeRLagents because they enforce useful skills. However, we identify these techniques are not well equipped for safe policy learning because they ignore negative experiences(e.g., unsafe or unsuccessful), focusing only on positive experiences, which harms their ability to generalize to new tasks safely. Rather, we model the latentsafetycontextusing principled contrastive …
LM Ericsson（爱立信）；Ericsson Research（爱立信研究院）；KTH Royal Institute of Technology（瑞典皇家理工学院）
Safe interaction with the environment is one of the most challenging aspects of Reinforcement Learning (RL) when applied to real-world problems. This is particularly important when unsafe actions have a high or irreversible negative impact on the environment. In the context of network management operations, Remote Electrical Tilt (RET) optimisation is a safety-critical application in which exploratory modifications of antenna tilt angles of base stations can cause significant performance degradation in the network. In this paper, we propose a modular Safe Reinforcement Learning (SRL) architect…
Safe reinforcement learning is a promising path toward applying reinforcement learning algorithms to real-world problems, where suboptimal behaviors may lead to actual negative consequences. In this work, we focus on the setting where unsafe states can be avoided by planning ahead a short time into the future. In this setting, a model-based agent with a sufficiently accurate model can avoid unsafe states. We devise a model-based algorithm that heavily penalizes unsafe trajectories, and derive guarantees that our algorithm can avoid unsafe states under certain assumptions. Experiments demonstra…
Carnegie Mellon University（卡内基梅隆大学）；University of Illinois Urbana-Champaign（伊利诺伊大学厄巴纳-香槟分校）
A trustworthy reinforcement learning algorithm should be competent in solving challenging real-world problems, including {robustly} handling uncertainties, satisfying {safety} constraints to avoid catastrophic failures, and {generalizing} to unseen scenarios during deployments. This study aims to overview these main perspectives of trustworthy reinforcement learning considering its intrinsic vulnerabilities on robustness, safety, and generalizability. In particular, we give rigorous formulations, categorize corresponding methodologies, and discuss benchmarks for each perspective. Moreover, we …
Fraunhofer Institute for Integrated Circuits IIS（弗劳恩霍夫集成电路研究所IIS）；Friedrich-Alexander-Universität Erlangen-Nürnberg（埃尔朗根-纽伦堡弗里德里希-亚历山大大学）
Autonomous driving has the potential to revolutionize mobility and is hence an active area of research. In practice, the behavior of autonomous vehicles must be acceptable, i.e., efficient, safe, and interpretable. While vanilla reinforcement learning (RL) finds performant behavioral strategies, they are often unsafe and uninterpretable. Safety is introduced through Safe RL approaches, but they still mostly remain uninterpretable as the learned behaviour is jointly optimized for safety and performance without modeling them separately. Interpretable machine learning is rarely applied to RL. Thi…
We address the problem of safe reinforcement learning from pixel observations. Inherent challenges in such settings are (1) a trade-off between reward optimization and adhering to safety constraints, (2) partial observability, and (3) high-dimensional observations. We formalize the problem in a constrained, partially observable Markov decision process framework, where an agent obtains distinct reward and safety signals. To address the curse of dimensionality, we employ a novel safety critic using the stochastic latent actor-critic (SLAC) approach. The latent variable model predicts rewards and…
Safe Reinforcement learning (Safe RL) aims at learning optimal policies while staying safe. A popular solution to Safe RL is shielding, which uses a logical safety specification to prevent an RL agent from taking unsafe actions. However, traditional shielding techniques are difficult to integrate with continuous, end-to-end deep RL methods. To this end, we introduce Probabilistic Logic Policy Gradient (PLPG). PLPG is a model-based Safe RL technique that uses probabilistic logic programming to model logical safety constraints as differentiable functions. Therefore, PLPG can be seamlessly applie…
University of Massachusetts（马萨诸塞大学）；Adobe Research（奥多比研究院）；University of Alberta（阿尔伯塔大学）；Amii（Amii（阿尔伯塔机器智能研究所））
Many real-world sequential decision-making problems involve critical systems with financial risks and human-life risks. While several works in the past have proposed methods that are safe for deployment, they assume that the underlying problem is stationary. However, many real-world problems of interest exhibit non-stationarity, and when stakes are high, the cost associated with a false stationarity assumption may be unacceptable. We take the first steps towards ensuring safety, with high confidence, for smoothly-varying non-stationary decision problems. Our proposed method extends a type of s…
The Chinese University of Hong Kong（香港中文大学）；The University of Hong Kong（香港大学）
Safety guarantee is essential in many engineering implementations. Reinforcement learning provides a useful way to strengthen safety. However, reinforcement learning algorithms cannot completely guarantee safety over realistic operations. To address this issue, this work adopts control barrier functions over reinforcement learning, and proposes a compensated algorithm to completely maintain safety. Specifically, a sum-of-squares programming has been exploited to search for the optimal controller, and tune the learning hyperparameters simultaneously. Thus, the control actions are pledged to be …
SCPO: Safe Reinforcement Learning with Safety Critic Policy Optimization
Technical University of Munich（慕尼黑工业大学）；Peking University（北京大学）；BIGAI（北京通用人工智能研究院）；King's College London（伦敦国王学院）；Tongji University（同济大学）；University College London（伦敦大学学院）
Traffic signal control is safety-critical for our daily life. Roughly one-quarter of road accidents in the U.S. happen at intersections due to problematic signal timing, urging the development of safety-oriented intersection control. However, existing studies on adaptive traffic signal control using reinforcement learning technologies have focused mainly on minimizing traffic delay but neglecting the potential exposure to unsafe conditions. We, for the first time, incorporate road safety standards as enforcement to ensure the safety of existing reinforcement learning methods, aiming toward ope…
The University of Chicago（芝加哥大学）；Princeton University（普林斯顿大学）；Northwestern University（西北大学）
We study the safe reinforcement learning problem with nonlinear function approximation, where policy optimization is formulated as a constrained optimization problem with both the objective and the constraint being nonconvex functions. For such a problem, we construct a sequence of surrogate convex constrained optimization problems by replacing the nonconvex functions locally with convex quadratic functions obtained from policy gradient estimators. We prove that the solutions to these surrogate problems converge to a stationary point of the original nonconvex problem. Furthermore, to extend ou…
University of Pennsylvania（宾夕法尼亚大学）；Deapartment of Computer and Information Science（计算机与信息科学系）
Reinforcement learning is a promising approach to synthesizing policies for challenging robotics tasks. A key problem is how to ensure safety of the learned policy---e.g., that a walking robot does not fall over or that an autonomous car does not run into an obstacle. We focus on the setting where the dynamics are known, and the goal is to ensure that a policy trained in simulation satisfies a given safety constraint. We propose an approach, called model predictive shielding (MPS), that switches on-the-fly between a learned policy and a backup policy to ensure safety. We prove that our approac…
Intelligent navigation among social crowds is an essential aspect of mobile robotics for applications such as delivery, health care, or assistance. Deep Reinforcement Learning emerged as an alternative planning method to conservative approaches and promises more efficient and flexible navigation. However, in highly dynamic environments employing different kinds of obstacle classes, safe navigation still presents a grand challenge. In this paper, we propose a semantic Deep-reinforcement-learning-based navigation approach that teaches object-specific safety rules by considering high-level obstac…
As safety violations can lead to severe consequences in real-world robotic applications, the increasing deployment of Reinforcement Learning (RL) in robotic domains has propelled the study of safe exploration for reinforcement learning (safe RL). In this work, we propose a risk preventive training method for safe RL, which learns a statistical contrastive classifier to predict the probability of a state-action pair leading to unsafe states. Based on the predicted risk probabilities, we can collect risk preventive trajectories and reshape the reward function with risk penalties to induce safe R…
We consider un-discounted reinforcement learning (RL) in Markov decision processes (MDPs) under drifting non-stationarity, i.e., both the reward and state transition distributions are allowed to evolve over time, as long as their respective total variations, quantified by suitable metrics, do not exceed certain variation budgets. We first develop the Sliding Window Upper-Confidence bound for Reinforcement Learning with Confidence Widening (SWUCRL2-CW) algorithm, and establish its dynamic regret bound when the variation budgets are known. In addition, we propose the Bandit-over-Reinforcement Le…
McCombs School of Business（麦库姆斯商学院）；The University of Texas at Austin（德克萨斯大学奥斯汀分校）
Offline reinforcement learning (RL) extends the paradigm of classical RL algorithms to purely learning from static datasets, without interacting with the underlying environment during the learning process. A key challenge of offline RL is the instability of policy training, caused by the mismatch between the distribution of the offline data and the undiscounted stationary state-action distribution of the learned policy. To avoid the detrimental impact of distribution mismatch, we regularize the undiscounted stationary distribution of the current policy towards the offline data during the polic…
Safety is the major consideration in controlling complex dynamical systems using reinforcement learning (RL), where the safety certificate can provide provable safety guarantee. A valid safety certificate is an energy function indicating that safe states are with low energy, and there exists a corresponding safe control policy that allows the energy function to always dissipate. The safety certificate and the safe control policy are closely related to each other and both challenging to synthesize. Therefore, existing learning-based studies treat either of them as prior knowledge to learn the o…
Real-world reinforcement learning (RL) problems often demand that agents behave safely by obeying a set of designed constraints. We address the challenge of safe RL by coupling a safety guide based on model predictive control (MPC) with a modified policy gradient framework in a linear setting with continuous actions. The guide enforces safe operation of the system by embedding safety requirements as chance constraints in the MPC formulation. The policy gradient training step then includes a safety penalty which trains the base policy to behave safely. We show theoretically that this penalty al…
Technical University Darmstadt（达姆施塔特工业大学）；German Research Center for AI (DFKI)（德国人工智能研究中心）；Centre for Cognitive Science（认知科学中心）
Safety is a crucial property of every robotic platform: any control policy should always comply with actuator limits and avoid collisions with the environment and humans. In reinforcement learning, safety is even more fundamental for exploring an environment without causing any damage. While there are many proposed solutions to the safe exploration problem, only a few of them can deal with the complexity of the real world. This paper introduces a new formulation of safe exploration for reinforcement learning of various robotic tasks. Our approach applies to a wide class of robotic platforms an…
Technical University of Munich（慕尼黑工业大学）；Max Planck Institute for Intelligent Systems（马克斯·普朗克智能系统研究所）；University of Stuttgart（斯图加特大学）；Tencent Robotics X Lab, Tencent（腾讯机器人X实验室）
Safe reinforcement learning aims to learn a control policy while ensuring that neither the system nor the environment gets damaged during the learning process. For implementing safe reinforcement learning on highly nonlinear and high-dimensional dynamical systems, one possible approach is to find a low-dimensional safe region via data-driven feature extraction methods, which provides safety estimates to the learning algorithm. As the reliability of the learned safety estimates is data-dependent, we investigate in this work how different training data will affect the safe reinforcement learning…
Massachusetts Institute of Technology（麻省理工学院）；University of Pennsylvania（宾夕法尼亚大学）；Rensselaer Polytechnic Institute（伦斯勒理工学院）
Safety is a critical feature of controller design for physical systems. When designing control policies, several approaches to guarantee this aspect of autonomy have been proposed, such as robust controllers or control barrier functions. However, these solutions strongly rely on the model of the system being available to the designer. As a parallel development, reinforcement learning provides model-agnostic control solutions but in general, it lacks the theoretical guarantees required for safety. Recent advances show that under mild conditions, control policies can be learned via reinforcement…
Using reinforcement learning to learn control policies is a challenge when the task is complex with potentially long horizons. Ensuring adequate but safe exploration is also crucial for controlling physical systems. In this paper, we use temporal logic to facilitate specification and learning of complex tasks. We combine temporal logic with control Lyapunov functions to improve exploration. We incorporate control barrier functions to safeguard the exploration and deployment process. We develop a flexible and learnable system that allows users to specify task objectives and constraints in diffe…
There have been numerous advances in reinforcement learning, but the typically unconstrained exploration of the learning process prevents the adoption of these methods in many safety critical applications. Recent work in safe reinforcement learning uses idealized models to achieve their guarantees, but these models do not easily accommodate the stochasticity or high-dimensionality of real world systems. We investigate how prediction provides a general and intuitive framework to constraint exploration, and show how it can be used to safely learn intersection handling behaviors on an autonomous …
