Pre-training of text and layout has proved effective in a variety of visually-rich document understanding tasks due to its effective model architecture and the advantage of large-scale unlabeled scanned/digital-born documents. We propose LayoutLMv2 architecture with new pre-training tasks to model the interaction among text, layout, and image in a single multi-modal framework. Specifically, with a two-stream multi-modal Transformer encoder, LayoutLMv2 uses not only the existing masked visual-language modeling task but also the new text-image alignment and text-image matching tasks, which make it better capture the cross-modality interaction in the pre-training stage. Meanwhile, it also integrates a spatial-aware self-attention mechanism into the Transformer architecture so that the model can fully understand the relative positional relationship among different text blocks. Experiment results show that LayoutLMv2 outperforms LayoutLM by a large margin and achieves new state-of-the-art results on a wide variety of downstream visually-rich document understanding tasks, including FUNSD (0.7895 $\to$ 0.8420), CORD (0.9493 $\to$ 0.9601), SROIE (0.9524 $\to$ 0.9781), Kleister-NDA (0.8340 $\to$ 0.8520), RVL-CDIP (0.9443 $\to$ 0.9564), and DocVQA (0.7295 $\to$ 0.8672). We made our model and code publicly available at \url{https://aka.ms/layoutlmv2}.
Shanghai Jiao Tong University（上海交通大学）；Microsoft Research Asia（微软亚洲研究院）
Multimodal pre-training with text, layout, and image has made significant progress for Visually Rich Document Understanding (VRDU), especially the fixed-layout documents such as scanned document images. While, there are still a large number of digital documents where the layout information is not fixed and needs to be interactively and dynamically rendered for visualization, making existing layout-based pre-training approaches not easy to apply. In this paper, we propose MarkupLM for document understanding tasks with markup languages as the backbone, such as HTML/XML-based documents, where tex…
A key bottleneck in building automatic extraction models for visually rich documents like invoices is the cost of acquiring the several thousand high-quality labeled documents that are needed to train a model with acceptable accuracy. We propose Selective Labeling to simplify the labeling task to provide "yes/no" labels for candidate extractions predicted by a model trained on partially labeled documents. We combine this with a custom active learning strategy to find the predictions that the model is most uncertain about. We show through experiments on document types drawn from 3 different dom…
Microsoft Research Asia（微软亚洲研究院）；Microsoft Azure AI（微软Azure人工智能）
Multimodal pre-training with text, layout, and image has achieved SOTA performance for visually-rich document understanding tasks recently, which demonstrates the great potential for joint learning across different modalities. In this paper, we present LayoutXLM, a multimodal pre-trained model for multilingual document understanding, which aims to bridge the language barriers for visually-rich document understanding. To accurately evaluate LayoutXLM, we also introduce a multilingual form understanding benchmark dataset named XFUND, which includes form understanding samples in 7 languages (Chin…
Many business workflows require extracting important fields from form-like documents (e.g. bank statements, bills of lading, purchase orders, etc.). Recent techniques for automating this task work well only when trained with large datasets. In this work we propose a novel data augmentation technique to improve performance when training data is scarce, e.g. 10-250 documents. Our technique, which we call FieldSwap, works by swapping out the key phrases of a source field with the key phrases of a target field to generate new synthetic examples of the target field for use in training. We demonstra…
Relational understanding is critical for a number of visually-rich documents (VRDs) understanding tasks. Through multi-modal pre-training, recent studies provide comprehensive contextual representations and exploit them as prior knowledge for downstream tasks. In spite of their impressive results, we observe that the widespread relational hints (e.g., relation of key/value fields on receipts) built upon contextual knowledge are not excavated yet. To mitigate this gap, we propose DocReL, a Document Relational Representation Learning framework. The major challenge of DocReL roots in the variety …
Recently, various multimodal networks for Visually-Rich Document Understanding(VRDU) have been proposed, showing the promotion of transformers by integrating visual and layout information with the text embeddings. However, most existing approaches utilize the position embeddings to incorporate the sequence information, neglecting the noisy improper reading order obtained by OCR tools. In this paper, we propose a robust layout-aware multimodal network named XYLayoutLM to capture and leverage rich layout information from proper reading orders produced by our Augmented XY Cut. Moreover, a Dilated…
One of the ways blind people understand their surroundings is by clicking images and relying on descriptions generated by image captioning systems. Current work on captioning images for the visually impaired do not use the textual data present in the image when generating captions. This problem is critical as many visual scenes contain text. Moreover, up to 21% of the questions asked by blind people about the images they click pertain to the text present in them. In this work, we propose altering AoANet, a state-of-the-art image captioning model, to leverage the text detected in the image as a…
Unveiling the Deficiencies of Pre-trained Text-and-Layout Models in Real-world Visually-rich Document Information Extraction
School of Computer Science, Fudan University（复旦大学计算机科学学院）；School of Statistics and Data Science, Nankai University（南开大学统计与数据科学学院）；Ant Tiansuan Security Lab, Ant Group（蚂蚁集团蚂蚁天算安全实验室）
Many business documents processed in modern NLP and IR pipelines are visually rich: in addition to text, their semantics can also be captured by visual traits such as layout, format, and fonts. We study the problem of information extraction from visually rich documents (VRDs) and present a model that combines the power of large pre-trained language models and graph neural networks to efficiently encode both textual and visual information in business documents. We further introduce new fine-tuning objectives to improve in-domain unsupervised fine-tuning to better utilize large amount of unlabel…
Recent years have witnessed the rise and success of pre-training techniques in visually-rich document understanding. However, most existing methods lack the systematic mining and utilization of layout-centered knowledge, leading to sub-optimal performances. In this paper, we propose ERNIE-Layout, a novel document pre-training solution with layout knowledge enhancement in the whole workflow, to learn better representations that combine the features from text, layout, and image. Specifically, we first rearrange input sequences in the serialization stage, and then present a correlative pre-traini…
Information extraction (IE) from documents is an intensive area of research with a large set of industrial applications. Current state-of-the-art methods focus on scanned documents with approaches combining computer vision, natural language processing and layout representation. We propose to challenge the usage of computer vision in the case where both token style and visual representation are available (i.e native PDF documents). Our experiments on three real-world complex datasets demonstrate that using token style attributes based embedding instead of a raw visual embedding in LayoutLM mode…
While many NLP pipelines assume raw, clean texts, many texts we encounter in the wild, including a vast majority of legal documents, are not so clean, with many of them being visually structured documents (VSDs) such as PDFs. Conventional preprocessing tools for VSDs mainly focused on word segmentation and coarse layout analysis, whereas fine-grained logical structure analysis (such as identifying paragraph boundaries and their hierarchies) of VSDs is underexplored. To that end, we proposed to formulate the task as prediction of "transition labels" between text fragments that maps the fragment…
Previous works on key information extraction from visually rich documents (VRDs) mainly focus on labeling the text within each bounding box (i.e., semantic entity), while the relations in-between are largely unexplored. In this paper, we adapt the popular dependency parsing model, the biaffine parser, to this entity relation extraction task. Being different from the original dependency parsing model which recognizes dependency relations between words, we identify relations between groups of words with layout information instead. We have compared different representations of the semantic entity…
Tencent YouTu Lab（腾讯优图实验室）；University of Science and Technology of China（中国科学技术大学）
Document Information Extraction (DIE) has attracted increasing attention due to its various advanced applications in the real world. Although recent literature has already achieved competitive results, these approaches usually fail when dealing with complex documents with noisy OCR results or mutative layouts. This paper proposes Generative Multi-modal Network (GMN) for real-world scenarios to address these problems, which is a robust multi-modal generation method without predefined label categories. With the carefully designed spatial encoder and modal-aware mask module, GMN can deal with com…
Multi-domain Multi-modal Document Classification Benchmark with a Multi-level Taxonomy
Beijing Information Science and Technology University（北京信息科学与技术大学）；Alibaba Group（阿里巴巴集团）；Guangdong Laboratory of Artificial Intelligence and Digital Economy (SZ)（广东人工智能与数字经济实验室（深圳））；Guangzhou University（广州大学）；Zhejiang Lab（浙江实验室）
Language grounding aims at linking the symbolic representation of language (e.g., words) into the rich perceptual knowledge of the outside world. The general approach is to embed both textual and visual information into a common space -the grounded space-confined by an explicit relationship between both modalities. We argue that this approach sacrifices the abstract knowledge obtained from linguistic co-occurrence statistics in the process of acquiring perceptual information. The focus of this paper is to solve this issue by implicitly grounding the word embeddings. Rather than learning two ma…
VoCoT: Unleashing Visually Grounded Multi-Step Reasoning in Large Multi-Modal Models
School of Data Science, Fudan University（复旦大学数据科学学院）；ByteDance（字节跳动）；School of Computer Science, Fudan University（复旦大学计算机科学学院）；Research Institute of Intelligent and Complex Systems, Fudan University（复旦大学智能与复杂系统研究院）；Shanghai Innovation Institute（上海创新研究院）
Iran University of Science and Technology（伊朗科技大学）；Ferdowsi University of Mashhad（马什哈德菲尔多西大学）；University of Girona（赫罗纳大学）；University of California, Berkeley（加州大学伯克利分校）；University of Sassari（萨萨里大学）；University of Silesia（西里西亚大学）
Forensic Document Analysis (FDA) addresses the problem of finding the authorship of a given document. Identification of the document writer via a number of its modalities (e.g. handwriting, signature, linguistic writing style (i.e. stylome), etc.) has been studied in the FDA state-of-the-art. But, no research is conducted on the fusion of stylome and signature modalities. In this paper, we propose such a bimodal FDA system (which has vast applications in judicial, police-related, and historical documents analysis) with a focus on time-complexity. The proposed bimodal system can be trained and …
College of Computer Science, Nankai University（南开大学计算机学院）；Ludong University（鲁东大学）
Summarization of multimedia data becomes increasingly significant as it is the basis for many real-world applications, such as question answering, Web search, and so forth. Most existing multi-modal summarization works however have used visual complementary features extracted from images rather than videos, thereby losing abundant information. Hence, we propose a novel multi-modal summarization task to summarize from a document and its associated video. In this work, we also build a baseline general model with effective strategies, i.e., bi-hop attention and improved late fusion mechanisms to …
University of Alberta（阿尔伯塔大学）；IBM Research（IBM研究院）
Recent approaches in literature have exploited the multi-modal information in documents (text, layout, image) to serve specific downstream document tasks. However, they are limited by their - (i) inability to learn cross-modal representations across text, layout and image dimensions for documents and (ii) inability to process multi-page documents. Pre-training techniques have been shown in Natural Language Processing (NLP) domain to learn generic textual representations from large unlabelled datasets, applicable to various downstream NLP tasks. In this paper, we propose a multi-task learning-b…
