Federated learning has emerged as a new paradigm of collaborative machine learning; however, it has also faced several challenges such as non-independent and identically distributed(IID) data and high communication cost. To this end, we propose a novel framework of IID and communication-aware group federated learning that simultaneously maximizes both accuracy and communication speed by grouping nodes based on data distributions and physical locations of the nodes. Furthermore, we provide a formal convergence analysis and an efficient optimization algorithm called FedAvg-IC. Experimental results show that, compared with the state-of-the-art algorithms, FedAvg-IC improved the test accuracy by up to 22.2% and simultaneously reduced the communication time to as small as 12%.
Federated learning is an emerging distributed machine learning framework for privacy preservation. However, models trained in federated learning usually have worse performance than those trained in the standard centralized learning mode, especially when the training data are not independent and identically distributed (Non-IID) on the local devices. In this survey, we pro-vide a detailed analysis of the influence of Non-IID data on both parametric and non-parametric machine learning models in both horizontal and vertical federated learning. In addition, cur-rent research work on handling chall…
Shell Global Solutions International B.V.（壳牌全球解决方案国际有限公司）；Delft University of Technology (TU Delft)（代尔夫特理工大学）；Myant Inc.（迈安特公司）
Classical federated learning approaches incur significant performance degradation in the presence of non-IID client data. A possible direction to address this issue is forming clusters of clients with roughly IID data. Most solutions following this direction are iterative and relatively slow, also prone to convergence issues in discovering underlying cluster formations. We introduce federated learning with taskonomy (FLT) that generalizes this direction by learning the task-relatedness between clients for more efficient federated aggregation of heterogeneous data. In a one-off process, the ser…
Key Laboratory of Embedded System and Service Computing (Tongji University), Ministry of Education（嵌入式系统与服务计算教育部重点实验室（同济大学））
Federated learning is a novel framework that enables resource-constrained edge devices to jointly learn a model, which solves the problem of data protection and data islands. However, standard federated learning is vulnerable to Byzantine attacks, which will cause the global model to be manipulated by the attacker or fail to converge. On non-iid data, the current methods are not effective in defensing against Byzantine attacks. In this paper, we propose a Byzantine-robust framework for federated learning via credibility assessment on non-iid data (BRCA). Credibility assessment is designed to d…
Federated learning (FL) is an emerging technique used to collaboratively train a global machine learning model while keeping the data localized on the user devices. The main obstacle to FL's practical implementation is the Non-Independent and Identical (Non-IID) data distribution across users, which slows convergence and degrades performance. To tackle this fundamental issue, we propose a method (ComFed) that enhances the whole training process on both the client and server sides. The key idea of ComFed is to simultaneously utilize client-variance reduction techniques to facilitate server aggr…
Federated learning allows multiple clients to collaborate to train high-performance deep learning models while keeping the training data locally. However, when the local data of all clients are not independent and identically distributed (i.e., non-IID), it is challenging to implement this form of efficient collaborative learning. Although significant efforts have been dedicated to addressing this challenge, the effect on the image classification task is still not satisfactory. In this paper, we propose FedProc: prototypical contrastive federated learning, which is a simple and effective feder…
Federated Learning allows training of data stored in distributed devices without the need for centralizing training data, thereby maintaining data privacy. Addressing the ability to handle data heterogeneity (non-identical and independent distribution or non-IID) is a key enabler for the wider deployment of Federated Learning. In this paper, we propose a novel Divide-and-Conquer training methodology that enables the use of the popular FedAvg aggregation algorithm by overcoming the acknowledged FedAvg limitations in non-IID environments. We propose a novel use of Cosine-distance based Weight Di…
Federated learning (FL) is an emerging privacy-preserving paradigm that enables multiple participants collaboratively to train a global model without uploading raw data. Considering heterogeneous computing and communication capabilities of different participants, asynchronous FL can avoid the stragglers effect in synchronous FL and adapts to scenarios with vast participants. Both staleness and non-IID data in asynchronous FL would reduce the model utility. However, there exists an inherent contradiction between the solutions to the two problems. That is, mitigating the staleness requires to se…
National University of Singapore（新加坡国立大学）；Shanghai Jiao Tong University（上海交通大学）
Due to the increasing privacy concerns and data regulations, training data have been increasingly fragmented, forming distributed databases of multiple "data silos" (e.g., within different organizations and countries). To develop effective machine learning services, there is a must to exploit data from such distributed databases without exchanging the raw data. Recently, federated learning (FL) has been a solution with growing interests, which enables multiple parties to collaboratively train a machine learning model without exchanging their local data. A key and common challenge on distribute…
Qatar University（卡塔尔大学）；Hamad Bin Khalifa University（哈马德·本·哈利法大学）
Distributed learning algorithms aim to leverage distributed and diverse data stored at users' devices to learn a global phenomena by performing training amongst participating devices and periodically aggregating their local models' parameters into a global model. Federated learning is a promising paradigm that allows for extending local training among the participant devices before aggregating the parameters, offering better communication efficiency. However, in the cases where the participants' data are strongly skewed (i.e., non-IID), the local models can overfit local data, leading to low p…
Classical federated learning approaches yield significant performance degradation in the presence of Non-IID data distributions of participants. When the distribution of each local dataset is highly different from the global one, the local objective of each client will be inconsistent with the global optima which incur a drift in the local updates. This phenomenon highly impacts the performance of clients. This is while the primary incentive for clients to participate in federated learning is to obtain better personalized models. To address the above-mentioned issue, we present a new algorithm…
As a mechanism for devices to update a global model without sharing data, federated learning bridges the tension between the need for data and respect for privacy. However, classic FL methods like Federated Averaging struggle with non-iid data, a prevalent situation in the real world. Previous solutions are sub-optimal as they either employ a small shared global subset of data or greater number of models with increased communication costs. We propose FedFMC (Fork-Merge-Consolidate), a method that dynamically forks devices into updating different global models then merges and consolidates separ…
Federated learning is a distributed machine learning paradigm where multiple data owners (clients) collaboratively train one machine learning model while keeping data on their own devices. The heterogeneity of client datasets is one of the most important challenges of federated learning algorithms. Studies have found performance reduction with standard federated algorithms, such as FedAvg, on non-IID data. Many existing works on handling non-IID data adopt the same aggregation framework as FedAvg and focus on improving model updates either on the server side or on clients. In this work, we tac…
Technical University of Munich（慕尼黑工业大学）；University of Hamburg（汉堡大学）；Friedrich-Alexander University Erlangen-Nürnberg（埃尔朗根-纽伦堡弗里德里希-亚历山大大学）
Federated learning has faced performance and network communication challenges, especially in the environments where the data is not independent and identically distributed (IID) across the clients. To address the former challenge, we introduce the federated-centralized concordance property and show that the federated single-mini-batch training approach can achieve comparable performance as the corresponding centralized training in the Non-IID environments. To deal with the latter, we present the federated multi-mini-batch approach and illustrate that it can establish a trade-off between the pe…
Federated learning refers to the task of machine learning based on decentralized data from multiple clients with secured data privacy. Recent studies show that quantum algorithms can be exploited to boost its performance. However, when the clients' data are not independent and identically distributed (IID), the performance of conventional federated algorithms is known to deteriorate. In this work, we explore the non-IID issue in quantum federated learning with both theoretical and numerical analysis. We further prove that a global quantum channel can be exactly decomposed into local channels t…
Xiamen University（厦门大学）；Hong Kong Baptist University（香港浸会大学）
Federated learning provides a privacy guarantee for generating good deep learning models on distributed clients with different kinds of data. Nevertheless, dealing with non-IID data is one of the most challenging problems for federated learning. Researchers have proposed a variety of methods to eliminate the negative influence of non-IIDness. However, they only focus on the non-IID data provided that the universal class distribution is balanced. In many real-world applications, the universal class distribution is long-tailed, which causes the model seriously biased. Therefore, this paper studi…
Federated learning has been widely applied to enable decentralized devices, which each have their own local data, to learn a shared model. However, learning from real-world data can be challenging, as it is rarely identically and independently distributed (IID) across edge devices (a key assumption for current high-performing and low-bandwidth algorithms). We present a novel approach, FedCD, which clones and deletes models to dynamically group devices with similar data. Experiments on the CIFAR-10 dataset show that FedCD achieves higher accuracy and faster convergence compared to a FedAvg base…
University of Chinese Academy of Sciences（中国科学院大学）；Shenyang Institute of Automation, Chinese Academy of Sciences（中国科学院沈阳自动化研究所）；Institute of Computing Technology, Chinese Academy of Sciences（中国科学院计算技术研究所）
Federated learning is a widely used distributed deep learning framework that protects the privacy of each client by exchanging model parameters rather than raw data. However, federated learning suffers from high communication costs, as a considerable number of model parameters need to be transmitted many times during the training process, making the approach inefficient, especially when the communication network bandwidth is limited. This article proposes RingFed, a novel framework to reduce communication overhead during the training process of federated learning. Rather than transmitting para…
Warsaw University of Technology（华沙理工大学）；Systems Research Institute Polish Academy of Sciences（波兰科学院系统研究所）
One of the important problems in federated learning is how to deal with unbalanced data. This contribution introduces a novel technique designed to deal with label skewed non-IID data, using adversarial inputs, created by the I-FGSM method. Adversarial inputs guide the training process and allow the Weighted Federated Averaging to give more importance to clients with 'selected' local label distributions. Experimental results, gathered from image classification tasks, for MNIST and CIFAR-10 datasets, are reported and analyzed.
We propose using federated learning, a decentralized on-device learning paradigm, to train speech recognition models. By performing epochs of training on a per-user basis, federated learning must incur the cost of dealing with non-IID data distributions, which are expected to negatively affect the quality of the trained model. We propose a framework by which the degree of non-IID-ness can be varied, consequently illustrating a trade-off between model quality and the computational cost of federated training, which we capture through a novel metric. Finally, we demonstrate that hyper-parameter o…
George Mason University（乔治梅森大学）；Stevens Institute of Technology（斯蒂文斯理工学院）
Federated learning (FL) is a machine learning paradigm where a shared central model is learned across distributed edge devices while the training data remains on these devices. Federated Averaging (FedAvg) is the leading optimization method for training non-convex models in this setting with a synchronized protocol. However, the assumptions made by FedAvg are not realistic given the heterogeneity of devices. In particular, the volume and distribution of collected data vary in the training process due to different sampling rates of edge devices. The edge devices themselves also vary in their av…
FedClust: Optimizing Federated Learning on Non-IID Data through Weight-Driven Client Clustering
School of Computing and Informatics, University of Louisiana at Lafayette（路易斯安那大学拉法叶分校计算与信息学院）；School of Computer Science and Technology, East China Normal University（华东师范大学计算机科学与技术学院）；University of Delaware（特拉华大学）
Duke University（杜克大学）；Alibaba DAMO Academy（阿里巴巴达摩院）
Federated learning is a popular distributed machine learning paradigm with enhanced privacy. Its primary goal is learning a global model that offers good performance for the participants as many as possible. The technology is rapidly advancing with many unsolved challenges, among which statistical heterogeneity (i.e., non-IID) and communication efficiency are two critical ones that hinder the development of federated learning. In this work, we propose LotteryFL -- a personalized and communication-efficient federated learning framework via exploiting the Lottery Ticket hypothesis. In LotteryFL,…
Simon Fraser University（西蒙弗雷泽大学）；McMaster University（麦克马斯特大学）；Huawei Technologies Canada（华为技术加拿大公司）
Non-IID data present a tough challenge for federated learning. In this paper, we explore a novel idea of facilitating pairwise collaborations between clients with similar data. We propose FedAMP, a new method employing federated attentive message passing to facilitate similar clients to collaborate more. We establish the convergence of FedAMP for both convex and non-convex models, and propose a heuristic method to further improve the performance of FedAMP when clients adopt deep neural networks as personalized models. Our extensive experiments on benchmark data sets demonstrate the superior pe…
Tsinghua-Berkeley Shenzhen Institute（清华-伯克利深圳学院）；Tsinghua Shenzhen International Graduate School（清华大学深圳国际研究生院）；Tsinghua University（清华大学）
The label distribution skew induced data heterogeniety has been shown to be a significant obstacle that limits the model performance in federated learning, which is particularly developed for collaborative model training over decentralized data sources while preserving user privacy. This challenge could be more serious when the participating clients are in unstable circumstances and dropout frequently. Previous work and our empirical observations demonstrate that the classifier head for classification task is more sensitive to label skew and the unstable performance of FedAvg mainly lies in th…
Federated learning (FL) has emerged as an effective solution to decentralized and privacy-preserving machine learning for mobile clients. While traditional FL has demonstrated its superiority, it ignores the non-iid (independently identically distributed) situation, which widely exists in mobile scenarios. Failing to handle non-iid situations could cause problems such as performance decreasing and possible attacks. Previous studies focus on the "symptoms" directly, as they try to improve the accuracy or detect possible attacks by adding extra steps to conventional FL models. However, previous …
SemiSFL: Split Federated Learning on Unlabeled and Non-IID Data
School of Computer Science and Technology, University of Science and Technology of China（中国科学技术大学计算机科学与技术学院）；Suzhou Institute for Advanced Research, University of Science and Technology of China（中国科学技术大学苏州高等研究院）；Department of Computer Science and Engineering, University at Buffalo, the State University of New York（纽约州立大学布法罗分校计算机科学与工程系）
University of Technology Sydney（悉尼科技大学）；Monash University（莫纳什大学）；Data61, CSIRO（联邦科学与工业研究组织Data61研究所）
Graph neural networks (GNNs) have shown their superiority in modeling graph data. Owing to the advantages of federated learning, federated graph learning (FGL) enables clients to train strong GNN models in a distributed manner without sharing their private data. A core challenge in federated systems is the non-IID problem, which also widely exists in real-world graph data. For example, local data of clients may come from diverse datasets or even domains, e.g., social networks and molecules, increasing the difficulty for FGL methods to capture commonly shared knowledge and learn a generalized e…
McGill University（麦吉尔大学）；Mila - Quebec AI Institute（米拉-魁北克人工智能研究所）；Université de Montréal（蒙特利尔大学）
Federated learning is a distributed machine learning approach which enables a shared server model to learn by aggregating the locally-computed parameter updates with the training data from spatially-distributed client silos. Though successfully possessing advantages in both scale and privacy, federated learning is hurt by domain shift problems, where the learning models are unable to generalize to unseen domains whose data distribution is non-i.i.d. with respect to the training domains. In this study, we propose the Federated Invariant Learning Consistency (FedILC) approach, which leverages th…
Fraunhofer Heinrich Hertz Institute（弗劳恩霍夫海因里希·赫兹研究所）；Technische Universität Berlin（柏林工业大学）；Max Planck Institute for Informatics（马克斯·普朗克信息学研究所）；Korea University（高丽大学）
Federated Learning allows multiple parties to jointly train a deep learning model on their combined data, without any of the participants having to reveal their local data to a centralized server. This form of privacy-preserving collaborative learning however comes at the cost of a significant communication overhead during training. To address this problem, several compression methods have been proposed in the distributed training literature that can reduce the amount of required communication by up to three orders of magnitude. These existing methods however are only of limited utility in the…
University of Maryland（马里兰大学）；Johns Hopkins University（约翰斯·霍普金斯大学）
Numerous large-scale chest x-ray datasets have spearheaded expert-level detection of abnormalities using deep learning. However, these datasets focus on detecting a subset of disease labels that could be present, thus making them distributed and non-iid with partial labels. Recent literature has indicated the impact of batch normalization layers on the convergence of federated learning due to domain shift associated with non-iid data with partial labels. To that end, we propose FedFBN, a federated learning framework that draws inspiration from transfer learning by using pretrained networks as …
Federated learning enables resource-constrained edge compute devices, such as mobile phones and IoT devices, to learn a shared model for prediction, while keeping the training data local. This decentralized approach to train models provides privacy, security, regulatory and economic benefits. In this work, we focus on the statistical challenge of federated learning when local data is non-IID. We first show that the accuracy of federated learning reduces significantly, by up to 55% for neural networks trained for highly skewed non-IID data, where each client device trains only on a single class…
Pennsylvania State University（宾夕法尼亚州立大学）；IBM Research - Almaden（IBM阿尔马登研究中心）
Federated Learning (FL) is a paradigm for jointly training machine learning algorithms in a decentralized manner which allows for parties to communicate with an aggregator to create and train a model, without exposing the underlying raw data distribution of the local parties involved in the training process. Most research in FL has been focused on Neural Network-based approaches, however Tree-Based methods, such as XGBoost, have been underexplored in Federated Learning due to the challenges in overcoming the iterative and additive characteristics of the algorithm. Decision tree-based models, i…
A central challenge in training classification models in the real-world federated system is learning with non-IID data. To cope with this, most of the existing works involve enforcing regularization in local optimization or improving the model aggregation scheme at the server. Other works also share public datasets or synthesized samples to supplement the training of under-represented classes or introduce a certain level of personalization. Though effective, they lack a deep understanding of how the data heterogeneity affects each layer of a deep classification model. In this paper, we bridge …
East China Normal University（华东师范大学）；Zaozhuang University（枣庄学院）；University of Houston（休斯顿大学）
As a promising method of central model training on decentralized device data while securing user privacy, Federated Learning (FL)is becoming popular in Internet of Things (IoT) design. However, when the data collected by IoT devices are highly skewed in a non-independent and identically distributed (non-IID) manner, the accuracy of vanilla FL method cannot be guaranteed. Although there exist various solutions that try to address the bottleneck of FL with non-IID data, most of them suffer from extra intolerable communication overhead and low model accuracy. To enable fast and accurate FL, this …
Federated learning (FL) is a well established method for performing machine learning tasks over massively distributed data. However in settings where data is distributed in a non-iid (not independent and identically distributed) fashion -- as is typical in real world situations -- the joint model produced by FL suffers in terms of test set accuracy and/or communication costs compared to training on iid data. We show that learning a single joint model is often not optimal in the presence of certain types of non-iid data. In this work we present a modification to FL by introducing a hierarchical…
We present a federated learning approach for learning a client adaptable, robust model when data is non-identically and non-independently distributed (non-IID) across clients. By simulating heterogeneous clients, we show that adding learned client-specific conditioning improves model performance, and the approach is shown to work on balanced and imbalanced data set from both audio and image domains. The client adaptation is implemented by a conditional gated activation unit and is particularly beneficial when there are large differences between the data distribution for each client, a common s…
The Hong Kong Polytechnic University（香港理工大学）；The Hong Kong University of Science and Technology（香港科技大学）；Tsinghua University（清华大学）
Federated learning (FL) has recently emerged as a popular privacy-preserving collaborative learning paradigm. However, it suffers from the non-independent and identically distributed (non-IID) data among clients. In this paper, we propose a novel framework, named Synthetic Data Aided Federated Learning (SDA-FL), to resolve this non-IID challenge by sharing synthetic data. Specifically, each client pretrains a local generative adversarial network (GAN) to generate differentially private synthetic data, which are uploaded to the parameter server (PS) to construct a global shared synthetic datase…
Although federated learning (FL) has recently been proposed for efficient distributed training and data privacy protection, it still encounters many obstacles. One of these is the naturally existing statistical heterogeneity among clients, making local data distributions non independently and identically distributed (i.e., non-iid), which poses challenges for model aggregation and personalization. For FL with a deep neural network (DNN), privatizing some layers is a simple yet effective solution for non-iid problems. However, which layers should we privatize to facilitate the learning process?…
The Chinese University of Hong Kong（香港中文大学）；The University of British Columbia（不列颠哥伦比亚大学）；Zhongnan Univeristy of Economics and Law（中南财经政法大学）；Institute for AI in Medicine (IKIM) at UK Essen（埃森大学医院医学人工智能研究所（IKIM））；Ruhr-University Bochum（波鸿鲁尔大学）；Monash University（莫纳什大学）
How to tackle non-iid data is a crucial topic in federated learning. This challenging problem not only affects training process, but also harms performance of clients not participating in training. Existing literature mainly focuses on either side, yet still lacks a unified solution to handle these two types (internal and external) of clients in a joint way. In this work, we propose a unified framework to tackle the non-iid issues for internal and external clients together. Firstly, we propose to use client-specific batch normalization in either internal or external clients to alleviate featur…
Localization and tracking of objects using data-driven methods is a popular topic due to the complexity in characterizing the physics of wireless channel propagation models. In these modeling approaches, data needs to be gathered to accurately train models, at the same time that user's privacy is maintained. An appealing scheme to cooperatively achieve these goals is known as Federated Learning (FL). A challenge in FL schemes is the presence of non-independent and identically distributed (non-IID) data, caused by unevenly exploration of different areas. In this paper, we consider the use of re…
