In solar energetic particle (SEP) events, the physical processes of both shock acceleration and scattering during transport can cause energy-spectral indices to be correlated with enhancement or suppression of element abundances versus mass-to-charge ratios A/Q. We observe correlations for those "gradual" SEP events where shock waves accelerate ions from the ambient coronal plasma, but there are no such correlations for "impulsive" SEP events produced by magnetic reconnection in solar jets, where abundance enhancement in different events vary from (A/Q)^+2 to (A/Q)^+8, nor are there correlations when shock waves reaccelerate these residual impulsive ions. In these latter events the abundances are determined separately, prior to the accelerated spectra. Events with correlated spectra and abundances show a wide variety of interesting behavior that has not been described previously. Small and moderate gradual SEP events, with relative abundances typically depending approximately upon (A/Q)^-1 and the spectra upon energy E^-2.5, vary little with time. Large SEP events show huge temporal variations skirting the correlation line; in one case O spectra vary with time from E^-1 to E^-5 while abundances vary from (A/Q)^+1 to (A/Q)^-2 during the event. In very large events, streaming-limited transport through proton-generated resonant Alfve'n waves flattens the spectra and enhances heavy ion abundances prior to local shock passage, then steepens the spectra and reduces enhancements afterward, recapturing the typical correlation. Systematic correlation of spectra and element abundances provide a new perspective on the "injection problem" of ion selection by shocks and on the physics of SEP acceleration and transport.
We examine the production of energetic neutral atoms (ENAs) in solar flares and CME-driven shocks and their subsequent propagation to 1 au. Time profiles and fluence spectra of solar ENAs at 1 au are computed for two scenarios: 1) ENAs are produced downstream at CME-driven shocks, and 2) ENAs are produced at large-scale post-flare loops in solar flares. Both the time profiles and fluence spectra for these two scenarios are vastly different. Our calculations indicate that we can use solar ENAs as a new probe to examine the underlying acceleration process of solar energetic particles (SEPs) and …
Impulsive solar energetic particle (ISEP) events show peculiar elemental composition, with enhanced 3He and heavy-ion abundances, markedly different from our solar system composition. Furthermore, the events are characterized by a wide variety of energy spectral shapes from power laws to rounded spectra toward the low energies. Solar sources of the events have been firmly associated with coronal jets. Surprisingly, new observations have shown that events are often accompanied by so-called extreme-ultraviolet (EUV) coronal waves - a large-scale phenomenon compared to jets. This paper outlines t…
The author has been fortunate to observe and participate in the rise of the field of solar energetic particles (SEPs), from the early abundance studies, to the contemporary paradigm of shock acceleration in large SEP events, and element abundance enhancements that are power laws in mass-to-charge ratios from H to Pb. Through painful evolution the "birdcage" model and the "solar-flare myth" came and went, leaving us with shock waves and solar jets that can interact as sources of SEPs.
We study the solar energetic particle (SEP) event associated with the 2012 July 23 extreme solar storm, for which STEREO and the spacecraft at L1 provide multi-point remote sensing and in situ observations. The extreme solar storm, with a superfast shock and extremely enhanced ejecta magnetic fields observed near 1 AU at STEREO A, was caused by the combination of successive coronal mass ejections (CMEs). Meanwhile, energetic particles were observed by STEREO and near-Earth spacecraft such as ACE and SOHO, suggestive of a wide longitudinal spread of the particles at 1 AU. Combining the SEP obse…
We present a statistical study on the observed solar radio burst emission associated with the origin of in situ detected solar energetic particles. Several proton event catalogs in the period 1996$-$2016 are used. At the time of appearance of the particle origin (flare and coronal mass ejection) we identified radio burst signatures of types II, III and IV by inspecting dynamic radio spectral plots. The information from observatory reports is also accounted for during the analysis. The occurrence of solar radio burst signatures is evaluated within selected wavelength ranges during the solar cyc…
The origin of 3He abundance enhancements in coronal mass ejection (CME)-driven shock gradual solar energetic particle (SEP) events remains largely unexplained. Two mechanisms have been suggested - the re-acceleration of remnant flare material in interplanetary space and concomitant activity in the corona. We explore the first gradual SEP event with enhanced 3He abundance observed by Solar Orbiter. The event started on 2020 November 24 and was associated with a relatively fast halo CME. During the event, the spacecraft was at 0.9 au from the Sun. The event averaged 3He/4He abundance ratio is 24…
3He-rich solar energetic particles (SEPs), showing up to a 10,000-fold abundance enhancement of rare elements like 3He or ultra-heavy nuclei, have been a puzzle for more than 50 years. One reason for the current lack of understanding of 3He-rich SEPs is the difficulty resolving the source regions of these commonly occurring events. Since their discovery, there has been strong evidence that 3He-rich SEP production is associated with flares on the Sun. Anomalous abundances of 3He-rich SEPs have been attributed to a unique acceleration mechanism that must routinely operate at flare sites. Flares …
In this paper, we review observational aspects of three common small-scale energetic events in the solar transition region (TR), namely: TR explosive events, ultraviolet bursts and jets. These events are defined in either (both) spectral or (and) imaging data. The development of multiple instruments capable of observing the TR has allowed researchers to gain numerous insights into these phenomena in recent years. These events have provided a proxy to study how mass and energy are transported between the solar chromosphere and the corona. As the physical mechanisms responsible for these small-s…
Context. The remote observations of solar flare ion acceleration are rather limited. There are theoretical predictions for signatures of ion acceleration in EUV line profiles. Previous tests involve observations of flares with no evidence for energetic ions. Aims. We aim to examine a source flare of impulsive (or 3He-rich) solar energetic particle events with EUV line spectroscopy. Methods. We inspect all (90+) reported 3He-rich flares of previous solar cycle 23 and find only four (recurrent) jets in the field of view of SOHO CDS. The jet with the most suitable spatial and temporal coverage is…
We find that element abundances in energetic ions accelerated by shock waves formed at corotating interaction regions (CIRs) mirror the abundances of the solar wind modified by a decreasing power-law dependence on the mass-to-charge ratio A/Q of the ions. This behavior is similar in character to the well-known power-law dependence on A/Q of abundances in large gradual solar energetic particles (SEP). The CIR ions reflect the pattern of A/Q, with Q values of the source plasma temperature or freezing-in temperature of 1.0 - 1.2 MK typical of the fast solar wind in this case. Thus the relative io…
Solar Energetic Particles (SEPs) are an important component of Space Weather, including radiation hazard to humans and electronic equipment, and the ionisation of the Earth's atmosphere. We review the key observations of SEPs, our current understanding of their acceleration and transport, and discuss how this knowledge is incorporated within Space Weather forecasting tools. Mechanisms for acceleration during solar flares and at shocks driven by Coronal Mass Ejections are discussed, as well as the timing relationships between signatures of solar eruptive events and the detection of SEPs in inte…
Solar energetic particles and their association with radio emissions
University of Turku（图尔库大学）；Physical Research Laboratory（物理研究实验室）；University of Glasgow（格拉斯哥大学）；KU Leuven（荷语鲁汶大学）；Royal Observatory of Belgium（比利时皇家天文台）；Tata Institute of Fundamental Research（塔塔基础研究所）；Indian Institute of Technology, Gandhinagar（甘地纳加尔印度理工学院）
We present a catalog of solar energetic particle (SEP) events covering solar cycles 22, 23 and 24. We correlate and integrate three existing catalogs based on Geostationary Operational Environmental Satellite (GOES) integral proton flux data. We visually verified and labeled each event in the catalog to provide a homogenized data set. We have identified a total of 341 SEP events of which 245 cross the space weather prediction center (SWPC) threshold of a significant proton event. The metadata consists of physical parameters and observables concerning the possible source solar eruptions, namely…
From a turbulent history, the study of abundances of elements in solar energetic particles (SEPs) has grown into an extensive field that probes the solar corona and the physical processes of SEP acceleration and transport. Underlying SEPs are the abundances of the solar corona, which differ from photospheric abundances as a function of the first ionization potentials (FIPs) of the elements. The FIP-dependence of SEPs also differs from that of the solar wind; each has a different magnetic environment where low-FIP ions and high-FIP neutral atoms rise toward the corona. Two major sources generat…
Forecasting Solar Energetic Particle (SEP) fluence, as integrated over an SEP event, is an important element when estimating the effect of solar eruptions on humans and technology in space. Current real-time estimates are based on SEP measurements at a single location in space. However, the interplanetary magnetic field corotates with the Sun approximately 13$^\circ$ each day with respect to Earth, thus in 4 days a near-Earth spacecraft will have changed their connection about 60$^\circ$ from the original SEP source. We estimate the effect of the corotation on particle fluence using a simple p…
We report observations of a relatively long period of 3He-rich solar energetic particles (SEPs) measured by Solar Orbiter. The period consists of several well-resolved ion injections. The high-resolution STEREO-A imaging observations reveal that the injections coincide with EUV jets/brightenings near the east limb, not far from the nominal magnetic connection of Solar Orbiter. The jets originated in two adjacent, large, and complex active regions as observed by the Solar Dynamics Observatory when the regions rotated to the Earth's view. It appears that the sustained ion injections were related…
3He-rich solar energetic particles (SEPs) are believed to be accelerated in solar flares or jets by a mechanism that depends on the ion charge-to-mass (Q/M) ratio. It implies that the flare plasma characteristics (e.g., temperature) may be effective in determining the elemental abundances of 3He-rich SEPs. This study examines the relation between the suprathermal (<0.2 MeV/nuc) abundances of the He-Fe ions measured on the Advanced Composition Explorer and temperature in the solar sources for 24 3He-rich SEP events in the period 2010-2015. The differential emission measure technique is applied …
Tracking a solar energetic eruption and associated energetic particles from Sun to spacecraft
University of Turku（图尔库大学）；Turku Collegium for Science, Medicine and Technology, University of Turku（图尔库科学与技术医学学院，图尔库大学）；University of Graz（格拉茨大学）；Leibniz Institute for Astrophysics Potsdam (AIP)（波茨坦莱布尼茨天体物理研究所 (AIP)）；LIRA, Observatoire de Paris, Université PSL, Sorbonne Université, Université Paris Cité, CY Cergy Paris Université, CNRS（拉格朗日天体物理学实验室，巴黎天文台，巴黎文理研究大学，索邦大学，巴黎西岱大学，塞吉-蓬图瓦兹大学，法国国家科学研究中心）
Recent studies of the abundances of H and He relative to those of heavier ions in solar energetic particle (SEP) events suggest new features in the underlying physics. Impulsive SEP events, defined by uniquely large enhancements of Fe/O, emerge from magnetic reconnection in solar jets. In small, "pure," shock-free, impulsive SEP events, protons with mass-to-charge ratio A/Q = 1 fit the power-law dependence of element abundance enhancements versus A/Q extrapolated from the heavier elements 2 < Z < 57. Sometimes these events have order-of-magnitude suppressions of He, even though H fits with hea…
In this work, a gradual solar energetic particle (SEP) event observed by multispacecraft has been simulated. The time profiles of SEP fluxes accelerated by an interplanetary shock in the three-dimensional interplanetary space are obtained by solving numerically the Fokker-Planck focused transport equation. The interplanetary shock is modeled as a moving source of energetic particles. By fitting the 1979/03/01 SEP fluxes observed by Helios 1, Helios 2, and IMP 8 with our simulations, we obtain the best parameters for the shock acceleration efficiency model. And we also find that the particle pe…
In addition to their anomalous abundances, 3He-rich solar energetic particles (SEPs) show puzzling energy spectral shapes varying from rounded forms to power laws where the later are characteristics of shock acceleration. Solar sources of these particles have been often associated with jets and narrow CMEs, which are the signatures of magnetic reconnection involving open field. Recent reports on new associations with large-scale EUV waves bring new insights on acceleration and transport of 3He-rich SEPs in the corona. We examined energy spectra for 32 3He-rich SEP events observed by ACE at L1 …
Metric type II solar radio bursts and solar energetic particles (SEPs) are both associated with shock fronts driven by coronal mass ejections (CMEs) in the solar corona. Recent studies of ground level enhancements (GLEs), regular large solar energetic particle (SEP) events and filament eruption (FE) associated large SEP events have shown that SEP events are organized by spectral index of proton fluence spectra and by the average starting frequencies of the associated type II radio bursts. Both these results indicate a hierarchical relationship between CME kinematics and SEP event properties. I…
Energetic particle transport in the interplanetary medium is known to be affected by magnetic structures. It has been demonstrated for solar energetic particles in near-Earth orbit studies, and also for the more energetic cosmic rays. In this paper, we show observational evidence that intensity variations of solar energetic particles can be correlated with the occurrence of helical magnetic flux tubes and their boundaries. The analysis is carried out using data from Parker Solar Probe orbit 5, in the period 2020 May 24 to June 2. We use FIELDS magnetic field data and energetic particle measure…
Small 3He-rich solar energetic particle (SEP) events have been commonly associated with extreme-ultraviolet (EUV) jets and narrow coronal mass ejections (CMEs) which are believed to be the signatures of magnetic reconnection involving field lines open to interplanetary space. The elemental and isotopic fractionation in these events are thought to be caused by processes confined to the flare sites. In this study we identify 32 3He-rich SEP events observed by the Advanced Composition Explorer near the Earth during the solar minimum period 2007-2010 and examine their solar sources with the high r…
We investigated the relationship between the spectral structures of type II solar radio bursts in the hectometric and kilometric wavelength ranges and solar energetic particles (SEPs). To examine the statistical relationship between type II bursts and SEPs, we selected 26 coronal mass ejection (CME) events with similar characteristics (e.g., initial speed, angular width, and location) observed by the Large Angle and Spectrometric Coronagraph (LASCO), regardless of the characteristics of the corresponding type II bursts and the SEP flux. Then, we compared associated type II bursts observed by t…
Cosmic Rays (CRs) include Galactic Cosmic Rays (GCRs) and Anomalous Cosmic Rays (ACRs). The CR flux data of protons and heavy-ions observed with spacecraft are often seriously contaminated by Solar Energetic Particle (SEP) events. In this work, we separate SEPs from CRs of ACE/SIS spacecraft observations with an automatic despiking algorithm, so we are able to study the different variations of SEPs and CRs over a solar cycle. In particular, we study the elemental ratio, first ionization potential dependence and elemental dependence, and information entropy of SEPs and CRs. So that we can gain …
Interplanetary Coronal Mass Ejection (ICME) shocks are known to accelerate particles and contribute significantly to Solar Energetic Particle (SEP) events. We have performed Magnetohydrodynamic-Particle in Cell (MHD-PIC) simulations of ICME shocks to understand the acceleration mechanism. These shocks vary in Alfvénic Mach numbers as well as in magnetic field orientations (parallel \& quasi-perpendicular). We find that Diffusive Shock Acceleration (DSA) plays a significant role in accelerating particles in a parallel ICME shock. In contrast, Shock Drift Acceleration (SDA) plays a pivotal role …
Severe geomagnetic storms appear to be ordered by the solar cycle in a number of ways. They occur more frequently close to solar maximum and declining phase, are more common in larger solar cycles and show different patterns of occurrence in odd- and even-numbered solar cycles. Our knowledge of the most extreme space weather events, however, comes from the spikes in cosmogenic-isotope ($^{14}$C, $^{10}$Be and $^{36}$Cl) records that are attributed to significantly larger solar energetic particle (SEP) events than have been observed during the space age. Despite both storms and SEPs being drive…
We revisit a multi-spacecraft study of the element abundances of solar energetic particles (SEPs) in the 23 January 2012 event, where the power-law pattern of enhancements versus the mass-to-charge ratio A/Q for the elements C through Fe was partly disrupted by a break near Mg, which turned out to be an unfortunate distraction. In the current article we find that extending that least-squares fits for C - Fe down to H at A/Q = 1 lends much more credence to the power laws, even though H itself was not included in the fits. We also investigate the extent of an adiabatically invariant "reservoir" …
This is a study of abundances of the elements He, C, N, O, Ne, Mg, Si, S, Ar, Ca, and Fe in solar energetic particles (SEPs) in the 2 - 15 MeV amu-1 region measured on the Wind spacecraft during 54 large SEP events occurring between November 1994 and June 2012. The origin of most of the temporal and spatial variations in abundances of the heavier elements lies in rigidity-dependent scattering during transport of the particles away from the site of acceleration at shock waves driven out from the Sun by coronal mass ejections (CMEs). Variation in the abundance of Fe is correlated with the Fe spe…
We report on the space weather events of solar cycle 24 in comparison with those during a similar epoch in cycle 23. We find major differences in all space weather events: solar energetic particles, geomagnetic storms, and interplanetary shocks. Dearth of ground level enhancement (GLE) events and major geomagnetic storms during cycle 24 clearly standout. The space weather events seem to reflect the less frequent solar eruptions and the overall weakness of solar cycle 24.
We present the implementation of coupling the EUropean Heliospheric FORcasting Information Asset (EUHFORIA) and the improved Particle Acceleration and Transport in the Heliosphere (iPATH) model and simulate the widespread solar energetic particle (SEP) event of 2020 November 29. We compare the simulated time intensity profiles with measurements at Parker Solar Probe (PSP), the Solar Terrestrial Relations Observatory (STEREO)-A, SOlar and Heliospheric Observatory (SOHO) and Solar Orbiter (SolO). We focus on the influence of the history of shock acceleration on the varying SEP time intensity pro…
Magnetic field-line reconnection is a universal plasma process responsible for the conversion of magnetic field energy to the plasma heating and charged particle acceleration. Solar flares and Earth's magnetospheric substorms are two most investigated dynamical systems where magnetic reconnection is believed to be responsible for global magnetic field reconfiguration and energization of plasma populations. Such a reconfiguration includes formation of a long-living current systems connecting the primary energy release region and cold dense conductive plasma of photosphere/ionosphere. In both fl…
Traditionally, the solar magnetic field has been considered to have a negligible effect in the outer regions of the heliosphere. Recent works have shown that the solar magnetic field may play a crucial role in collimating the plasma in the heliosheath. Interstellar Boundary Explorer (IBEX) observations of the heliotail indicated a latitudinal structure varying with energy in the energetic neutral atom (ENA) fluxes. At energies ~1 keV, the ENA fluxes show an enhancement at low latitudes and a deficit of ENAs near the poles. At energies >2.7 keV, ENA fluxes had a deficit within low latitudes, an…
A data-driven physics-based transport model of solar energetic particles accelerated by coronal mass ejection shocks propagating through the solar coronal and heliospheric magnetic fields
This paper presents a stochastic three-dimensional (3D) focused transport simulation of solar energetic particles (SEPs) produced by a data-driven coronal mass ejection (CME) shock propagating through a data-driven model of coronal and heliospheric magnetic fields. The injection of SEPs at the CME shock is treated using diffusive shock acceleration of post-shock superthermal solar wind ions. A time backward stochastic simulation is employed to solve the transport equation to obtain the SEP time-intensity profile at any location, energy, and pitch angle. The model is applied to a SEP event on 2…
Abundance enhancements, during acceleration and transport in both gradual and impulsive solar energetic particle (SEP) events, vary approximately as power laws in the mass-to-charge ratio [A/Q] of the ions. Since the Q-values depend upon the electron temperature of the source plasma, this has allowed a determination of this temperature from the pattern of element-abundance enhancements and a verification of the expected inverse-time dependence of the power of A/Q for diffusive transport of ions from the SEP events, with scattering mean free paths found to be between 0.2 and 1 AU. SEP events de…
We reexamine the relationship between energy spectral indices and element abundance enhancements in solar energetic particle (SEP) events at energies of a few MeV/amu. We find a correlated behavior only in the largest gradual SEP4 events when all ions are accelerated from the ambient coronal plasma by shock waves driven by fast, wide coronal mass ejections (CMEs). This correlated abundance behavior can track complex time variations in the spectral indices during an event. In other (SEP3) events, CME-driven shock waves, days apart, sample seed particles from a single pool of suprathermal impuls…
Hydrogen has been almost completely ignored in studies of the abundance patterns of the chemical elements in solar energetic particles (SEPs). We seek to find impulsive events where H fits these abundance patterns and document the events that do not, suggesting possible reasons for the disparity. For 24 % of the smaller impulsive SEP events, the relative abundance of H fits within one standard deviation of the power-law fit of the abundances of elements 6 <= Z <= 56, relative to coronal abundances. In impulsive events with high intensities, H can be 10 to 100 times its expected value. In a few…
On the basis of the 30-year ago ground-based photometry and the recent Kepler space experiment there have been considered frequencies of occurrence and energetics of the solar-type stellar flares. It was concluded that frequencies of occurrence of such flares are proportional to sizes of stellar surfaces, and estimates of maximum flare radiation from the results of the ground-based photometry and space observations practically coincide.
Solar energetic transients occurring in solar atmosphere are associated with catastrophic release of energy in the solar corona. These transients inject a part of their energy by various physical processes to the deeper, denser photospheric layer at which velocity and magnetic fields are measured using suitable spectral lines. Serious questions have been raised about the nature of the observed magnetic (and velocity) field changes associated with energetic transients as their measurements are expected to be affected by flare-induced line profile changes. In this paper, we shall discuss some re…
Solar energetic particles acceleration by a shock wave accompanying a coronal mass ejection (CME) is studied. The description of the accelerated particle spectrum evolution is based on the numerical calculation of the diffusive transport equation with a set of realistic parameters. The relation between the CME and the shock speeds, which depend on the initial CME radius, is determined. Depending on the initial CME radius, its speed, and the magnetic energy of the scattering Alfven waves, the accelerated particle spectrum is established during 10-60 minutes from the beginning of CME motion. The…
One of the earliest indicators of the importance of shock acceleration of solar energetic particles (SEPs) was the broad spatial extent of the "gradual" SEP events produced as the shock waves, driven by wide, fast coronal mass ejections (CMEs), expand across the Sun with cross-field transport mediated by the shocks. Contrasting "impulsive" SEP events, with characteristic enhancements of 3He and of heavy elements, are now associated with magnetic reconnection on open field lines in solar jets. However, large shock waves can also traverse pools of residual impulsive suprathermal ions and jets ca…
Despite its dominance, hydrogen has been largely ignored in studies of the abundance patterns of the chemical elements in gradual solar energetic-particle (SEP) events; those neglected abundances show a surprising new pattern of behavior. Abundance enhancements of elements with 2 <= Z <= 56, relative to coronal abundances, show a power-law dependence, versus their average mass-to-charge ratio A/Q, that varies from event to event and with time during events. The ion charge states Q depend upon the source plasma temperature T. For most gradual SEP events, shock waves have accelerated ambient cor…
Impulsive solar energetic particle (SEP) events originate from the energy dissipation process in small solar flares. Anomalous abundances in impulsive SEP events provide an evidence on unique, yet unclear, acceleration mechanism. The pattern of heavy-ion enhancements indicates that the temperature of the source plasma that is accelerated is low and not flare-like. We examine the solar source of the $^3$He-rich SEP event of 2012 November 20 using Solar Dynamics Observatory (SDO)/ Atmospheric Imaging Assembly (AIA) images and investigate its thermal variation. The examined event is associated wi…
Abundances of elements comprising solar energetic particles (SEPs) come with two very different patterns. Historically called "impulsive" and "gradual" events, they have been studied for 40 years, 20 years by the Wind spacecraft. Gradual SEP events measure coronal abundances. They are produced when shock waves, driven by coronal mass ejections (CMEs), accelerate the ambient coronal plasma; we discuss the average abundances of 21 elements that differ from corresponding solar photospheric abundances by a well-known dependence on the first ionization potential (FIP) of the element. The smaller im…
Context. Impulsive solar energetic particle events in the inner heliosphere show the long-lasting enrichment of 3He. Aims. We study the source regions of long-lasting 3He-rich solar energetic particle (SEP) events Methods. We located the responsible open magnetic field regions, we combined potential field source surface extrapolations (PFSS) with the Parker spiral, and compared the magnetic field of the identified source regions with in situ magnetic fields. The candidate open field regions are active region plages. The activity was examined by using extreme ultraviolet (EUV) images from the S…
Solar flare accelerated electrons escaping into the interplanetary space and seen as type III solar radio bursts are often detected near the Earth. Using numerical simulations we consider the evolution of energetic electron spectrum in the inner heliosphere and near the Earth. The role of Langmuir wave generation, heliospheric plasma density fluctuations, and expansion of magnetic field lines on the electron peak flux and fluence spectra is studied to predict the electron properties as could be observed by Solar Orbiter and Solar Probe Plus. Considering various energy loss mechanisms we show t…
The aim of this work is to summarize the main underlying assumptions, simplifications and uncertainties while studying solar energetic particles (SEPs). In general, numerous definitions are used for the evaluation of a given SEP parameter and these different methods lead to different outcomes for a given particle event. Several catalogs of SEP events from various instruments are currently available; however, each catalog is specific to the adopted data and analysis. We investigate the differences while comparing several SEP catalogs and outline probable reasons. We focus on SEP statistical stu…
