Gender Classification and Bias Mitigation in Facial Images
Visa Inc.（Visa公司）；Harvard John A. Paulson School Of Engineering And Applied Sciences（哈佛大学约翰·A·保尔森工程与应用科学学院）；FM: Systems（FM: Systems公司）；Autodesk（Autodesk公司）
Gender classification algorithms have important applications in many domains today such as demographic research, law enforcement, as well as human-computer interaction. Recent research showed that algorithms trained on biased benchmark databases could result in algorithmic bias. However, to date, little research has been carried out on gender classification algorithms' bias towards gender minorities subgroups, such as the LGBTQ and the non-binary population, who have distinct characteristics in gender expression. In this paper, we began by conducting surveys on existing benchmark databases for facial recognition and gender classification tasks. We discovered that the current benchmark databases lack representation of gender minority subgroups. We worked on extending the current binary gender classifier to include a non-binary gender class. We did that by assembling two new facial image databases: 1) a racially balanced inclusive database with a subset of LGBTQ population 2) an inclusive-gender database that consists of people with non-binary gender. We worked to increase classification accuracy and mitigate algorithmic biases on our baseline model trained on the augmented benchmark database. Our ensemble model has achieved an overall accuracy score of 90.39%, which is a 38.72% increase from the baseline binary gender classifier trained on Adience. While this is an initial attempt towards mitigating bias in gender classification, more work is needed in modeling gender as a continuum by assembling more inclusive databases.
KyungPook National University（庆北国立大学）；University of Massachusetts Lowell（马萨诸塞大学洛厄尔分校）
This is a study on facial information analysis technology for estimating gender and age, and poses are estimated using a transformation relationship matrix between the camera coordinate system and the world coordinate system for estimating the pose of a face image. Gender classification was relatively simple compared to age estimation, and age estimation was made possible using deep learning-based facial recognition technology. A comparative CNN was proposed to calculate the experimental results using the purchased database and the public database, and deep learning-based gender classification…
In recent times, there have been increasing accusations on artificial intelligence systems and algorithms of computer vision of possessing implicit biases. Even though these conversations are more prevalent now and systems are improving by performing extensive testing and broadening their horizon, biases still do exist. One such class of systems where bias is said to exist is facial recognition systems, where bias has been observed on the basis of gender, ethnicity, skin tone and other facial attributes. This is even more disturbing, given the fact that these systems are used in practically ev…
Samsung-PDMI Joint AI Center, St. Petersburg Department of Steklov Institute of Mathematics（三星-PDMI联合人工智能中心，斯捷克洛夫数学研究所圣彼得堡分部）；National Research University Higher School of Economics（国立研究型高等经济学院）
This paper is focused on the automatic extraction of persons and their attributes (gender, year of born) from album of photos and videos. We propose the two-stage approach, in which, firstly, the convolutional neural network simultaneously predicts age/gender from all photos and additionally extracts facial representations suitable for face identification. We modified the MobileNet, which is preliminarily trained to perform face recognition, in order to additionally recognize age and gender. In the second stage of our approach, extracted faces are grouped using hierarchical agglomerative clust…
The University of Texas at Dallas（德克萨斯大学达拉斯分校）；L. D. College of Engineering（L. D.工程学院）；Ahmedabad University（艾哈迈达巴德大学）；Dosepack LLC（Dosepack有限责任公司）；Meditab Software Inc.（Meditab软件公司）
How can we improve the facial soft-biometric classification with help of the human visual system? This paper explores the use of saliency which is equivalent to the human visual system to classify Age, Gender and Facial Expression soft-biometric for facial images. Using the Deep Multi-level Network (ML-Net) [1] and off-the-shelf face detector [2], we propose our approach - SAF-BAGE, which first detects the face in the test image, increases the Bounding Box (B-Box) margin by 30%, finds the saliency map using ML-Net, with 30% reweighted ratio of saliency map, it multiplies with the input cropped…
Realistic age-progressed photos provide invaluable biometric information in a wide range of applications. In recent years, deep learning-based approaches have made remarkable progress in modeling the aging process of the human face. Nevertheless, it remains a challenging task to generate accurate age-progressed faces from infant or toddler photos. In particular, the lack of visually detectable gender characteristics and the drastic appearance changes in early life contribute to the difficulty of the task. We propose a new deep learning method inspired by the successful Conditional Adversarial …
On the Illusion of Gender Bias in Face Recognition: Explaining the Fairness Issue Through Non-demographic Attributes
Paderborn University（帕德博恩大学）；Technical University of Darmstadt（达姆施塔特技术大学）；University of Notre Dame（诺特丹大学）；Johannes Gutenberg University Mainz（美因茨约翰· Gutenberg大学）
Rapid development of artificial intelligence (AI) systems amplify many concerns in society. These AI algorithms inherit different biases from humans due to mysterious operational flow and because of that it is becoming adverse in usage. As a result, researchers have started to address the issue by investigating deeper in the direction towards Responsible and Explainable AI. Among variety of applications of AI, facial expression recognition might not be the most important one, yet is considered as a valuable part of human-AI interaction. Evolution of facial expression recognition from the featu…
Facial recognition technology and human raters can predict political orientation from images of expressionless faces even when controlling for demographics and self-presentation
A major problem with using automated classification systems is that if they are not engineered correctly and with fairness considerations, they could be detrimental to certain populations. Furthermore, while engineers have developed cutting-edge technologies for image classification, there is still a gap in the application of these models in human heritage collections, where data sets usually consist of low-quality pictures of people with diverse ethnicity, gender, and age. In this work, we evaluate three bias mitigation techniques using two state-of-the-art neural networks, Xception and Effic…
Halmstad University（哈尔姆斯塔德大学）；University of Balearic Islands（巴利阿里群岛大学）
We address the use of selfie ocular images captured with smartphones to estimate age and gender. Partial face occlusion has become an issue due to the mandatory use of face masks. Also, the use of mobile devices has exploded, with the pandemic further accelerating the migration to digital services. However, state-of-the-art solutions in related tasks such as identity or expression recognition employ large Convolutional Neural Networks, whose use in mobile devices is infeasible due to hardware limitations and size restrictions of downloadable applications. To counteract this, we adapt two exist…
Published academic research and media articles suggest face recognition is biased across demographics. Specifically, unequal performance is obtained for women, dark-skinned people, and older adults. However, these published studies have examined the bias of facial recognition in the visible spectrum (VIS). Factors such as facial makeup, facial hair, skin color, and illumination variation have been attributed to the bias of this technology at the VIS. The near-infrared (NIR) spectrum offers an advantage over the VIS in terms of robustness to factors such as illumination changes, facial makeup, …
Deep neural networks have proved hugely successful, achieving human-like performance on a variety of tasks. However, they are also computationally expensive, which has motivated the development of model compression techniques which reduce the resource consumption associated with deep learning models. Nevertheless, recent studies have suggested that model compression can have an adverse effect on algorithmic fairness, amplifying existing biases in machine learning models. With this project we aim to extend those studies to the context of facial expression recognition. To do that, we set up a ne…
University of Notre Dame（圣母大学）；Florida Institute of Technology（佛罗里达理工学院）
Media reports have accused face recognition of being ''biased'', ''sexist'' and ''racist''. There is consensus in the research literature that face recognition accuracy is lower for females, who often have both a higher false match rate and a higher false non-match rate. However, there is little published research aimed at identifying the cause of lower accuracy for females. For instance, the 2019 Face Recognition Vendor Test that documents lower female accuracy across a broad range of algorithms and datasets also lists ''Analyze cause and effect'' under the heading ''What we did not do''. We …
Computer vision models learn to perform a task by capturing relevant statistics from training data. It has been shown that models learn spurious age, gender, and race correlations when trained for seemingly unrelated tasks like activity recognition or image captioning. Various mitigation techniques have been presented to prevent models from utilizing or learning such biases. However, there has been little systematic comparison between these techniques. We design a simple but surprisingly effective visual recognition benchmark for studying bias mitigation. Using this benchmark, we provide a tho…
Wichita State University（威奇托州立大学）；University of North Carolina Wilmington（北卡罗来纳大学威尔明顿分校）
Obesity is one of the most important public health problems that the world is facing today. A recent trend is in the development of intervention tools that predict BMI using facial images for weight monitoring and management to combat obesity. Most of these studies used BMI annotated facial image datasets that mainly consisted of Caucasian subjects. Research on bias evaluation of face-based gender-, age-classification, and face recognition systems suggest that these technologies perform poorly for women, dark-skinned people, and older adults. The bias of facial analysis-based BMI prediction to…
CUNY City College（纽约市立大学城市学院）；Graduate Center（研究生中心）
We propose a deep learning-based feature fusion approach for facial computing including face recognition as well as gender, race and age detection. Instead of training a single classifier on face images to classify them based on the features of the person whose face appears in the image, we first train four different classifiers for classifying face images based on race, age, gender and identification (ID). Multi-task features are then extracted from the trained models and cross-task-feature training is conducted which shows the value of fusing multimodal features extracted from multi-tasks. W…
Mutah University（穆塔大学）；Ministry of environment（环境部）；Eötvós Loránd University（罗兰大学）；University of Tabuk（塔布克大学）；Islamic University of Madinah（麦地那伊斯兰大学）；Cranfield University（克兰菲尔德大学）；University of Cincinnati（辛辛那提大学）
Biometric recognition based on the full face is an extensive research area. However, using only partially visible faces, such as in the case of veiled-persons, is a challenging task. Deep convolutional neural network (CNN) is used in this work to extract the features from veiled-person face images. We found that the sixth and the seventh fully connected layers, FC6 and FC7 respectively, in the structure of the VGG19 network provide robust features with each of these two layers containing 4096 features. The main objective of this work is to test the ability of deep learning based automated comp…
SenseTime Group Limited（商汤集团有限公司）；The Chinese University of Hong Kong（香港中文大学）
Interpersonal relation defines the association, e.g., warm, friendliness, and dominance, between two or more people. Motivated by psychological studies, we investigate if such fine-grained and high-level relation traits can be characterized and quantified from face images in the wild. We address this challenging problem by first studying a deep network architecture for robust recognition of facial expressions. Unlike existing models that typically learn from facial expression labels alone, we devise an effective multitask network that is capable of learning from rich auxiliary attributes such …
National University of Singapore（新加坡国立大学）；The University of Texas at Austin（德克萨斯大学奥斯汀分校）
Machine learning models automatically learn discriminative features from the data, and are therefore susceptible to learn strongly-correlated biases, such as using protected attributes like gender and race. Most existing bias mitigation approaches aim to explicitly reduce the model's focus on these protected features. In this work, we propose to mitigate bias by explicitly guiding the model's focus towards task-relevant features using domain knowledge, and we hypothesize that this can indirectly reduce the dependence of the model on spurious correlations it learns from the data. We explore bia…
K. J. Somaiya College of Engineering（K. J. 索马亚工程学院）
Facial Emotion Recognition is an inherently difficult problem, due to vast differences in facial structures of individuals and ambiguity in the emotion displayed by a person. Recently, a lot of work is being done in the field of Facial Emotion Recognition, and the performance of the CNNs for this task has been inferior compared to the results achieved by CNNs in other fields like Object detection, Facial recognition etc. In this paper, we propose a multi-task learning algorithm, in which a single CNN detects gender, age and race of the subject along with their emotion. We validate this propose…
InnoPeak Technology（英诺赛科科技）；University of South Carolina（南卡罗来纳大学）；Qualcomm AI Research（高通人工智能研究院）
A novel Identity-Free conditional Generative Adversarial Network (IF-GAN) was proposed for Facial Expression Recognition (FER) to explicitly reduce high inter-subject variations caused by identity-related facial attributes, e.g., age, race, and gender. As part of an end-to-end system, a cGAN was designed to transform a given input facial expression image to an "average" identity face with the same expression as the input. Then, identity-free FER is possible since the generated images have the same synthetic "average" identity and differ only in their displayed expressions. Experiments on four …
We introduce a deep convolutional neural networks (CNN) architecture to classify facial attributes and recognize face images simultaneously via a shared learning paradigm to improve the accuracy for facial attribute prediction and face recognition performance. In this method, we use facial attributes as an auxiliary source of information to assist CNN features extracted from the face images to improve the face recognition performance. Specifically, we use a shared CNN architecture that jointly predicts facial attributes and recognize face images simultaneously via a shared learning parameters,…
Nowadays research has expanded to extracting auxiliary information from various biometric techniques like fingerprints, face, iris, palm and voice . This information contains some major features like gender, age, beard, mustache, scars, height, hair, skin color, glasses, weight, facial marks and tattoos. All this information contributes strongly to identification of human. The major challenges that come across face recognition are to find age & gender of the person. This paper contributes a survey of various face recognition techniques for finding the age and gender. The existing techniques ar…
University of Notre Dame（圣母大学）；Florida Institute of Technology（佛罗里达理工学院）
We present a comprehensive analysis of how and why face recognition accuracy differs between men and women. We show that accuracy is lower for women due to the combination of (1) the impostor distribution for women having a skew toward higher similarity scores, and (2) the genuine distribution for women having a skew toward lower similarity scores. We show that this phenomenon of the impostor and genuine distributions for women shifting closer towards each other is general across datasets of African-American, Caucasian, and Asian faces. We show that the distribution of facial expressions may d…
Human exhibit rich gender cues in both appearance and behavior. In computer vision domain, gender recognition from facial appearance have been extensively studied, while facial behavior based gender recognition studies remain rare. In this work, we first demonstrate that facial expressions influence the gender patterns presented in 3D face, and gender recognition performance increases when training and testing within the same expression. In further, we design experiments which directly extract the morphological changes resulted from facial expressions as features, for expression-based gender r…
The performance of a computer vision model depends on the size and quality of its training data. Recent studies have unveiled previously-unknown composition biases in common image datasets which then lead to skewed model outputs, and have proposed methods to mitigate these biases. However, most existing works assume that human-generated annotations can be considered gold-standard and unbiased. In this paper, we reveal that this assumption can be problematic, and that special care should be taken to prevent models from learning such annotation biases. We focus on facial expression recognition a…
Facial behavior analysis is a broad topic with various categories such as facial emotion recognition, age, and gender recognition. Many studies focus on individual tasks while the multi-task learning approach is still an open research issue and requires more research. In this paper, we present our solution and experiment result for the Multi-Task Learning challenge of the Affective Behavior Analysis in-the-wild competition. The challenge is a combination of three tasks: action unit detection, facial expression recognition, and valance-arousal estimation. To address this challenge, we introduce…
University of Notre Dame（圣母大学）；Florida Institute of Technology（佛罗里达理工学院）
It is broadly accepted that there is a "gender gap" in face recognition accuracy, with females having higher false match and false non-match rates. However, relatively little is known about the cause(s) of this gender gap. Even the recent NIST report on demographic effects lists "analyze cause and effect" under "what we did not do". We first demonstrate that female and male hairstyles have important differences that impact face recognition accuracy. In particular, compared to females, male facial hair contributes to creating a greater average difference in appearance between different male fac…
Generally, facial age variations affect gender classification accuracy significantly, because facial shape and skin texture change as they grow old. This requires re-examination on the gender classification system to consider facial age information. In this paper, we propose Multi-expert Gender Classification on Age Group (MGA), an end-to-end multi-task learning schemes of age estimation and gender classification. First, two types of deep neural networks are utilized; Convolutional Appearance Network (CAN) for facial appearance feature and Deep Geometry Network (DGN) for facial geometric featu…
Institute of Engineering and Management, Kolkata（加尔各答工程与管理学院）；Indian Institute of Technology, Roorkee（印度理工学院鲁尔基分校）；Indian Institute of Technology, Bhubaneswar（印度理工学院布巴内斯瓦尔分校）；National Institute of Technology, Durgapur（杜尔加布尔国立理工学院）
Recently, recognition of gender from facial images has gained a lot of importance. There exist a handful of research work that focus on feature extraction to obtain gender specific information from facial images. However, analyzing different facial regions and their fusion help in deciding the gender of a person from facial images. In this paper, we propose a new approach to identify gender from frontal facial images that is robust to background, illumination, intensity, and facial expression. In our framework, first the frontal face image is divided into a number of distinct regions based on …
Université Toulouse III - Paul Sabatier（图卢兹第三大学-保罗·萨巴蒂埃大学）
This work presents an automatic human gender and age group recognition system based on human facial images. It makes an extensive experiment with row pixel intensity valued features and Discrete Cosine Transform (DCT) coefficient features with Principal Component Analysis and k-Nearest Neighbor classification to identify the best recognition approach. The final results show approaches using DCT coefficient outperform their counter parts resulting in a 99% correct gender recognition rate and 68% correct age group recognition rate (considering four distinct age groups) in unseen test images. Det…
Gender classification aims at recognizing a person's gender. Despite the high accuracy achieved by state-of-the-art methods for this task, there is still room for improvement in generalized and unrestricted datasets. In this paper, we advocate a new strategy inspired by the behavior of humans in gender recognition. Instead of dealing with the face image as a sole feature, we rely on the combination of isolated facial features and a holistic feature which we call the foggy face. Then, we use these features to train deep convolutional neural networks followed by an AdaBoost-based score fusion to…
In this paper, we tackle the classification of gender in facial images with deep learning. Our convolutional neural networks (CNN) use the VGG-16 architecture [1] and are pretrained on ImageNet for image classification. Our proposed method (2^B3^C) first detects the face in the facial image, increases the margin of a detected face by 50%, cropping the face with two boxes three crop schemes (Left, Middle, and Right crop) and extracts the CNN predictions on the cropped schemes. The CNNs of our method is fine-tuned on the Adience and LFW with gender annotations. We show the effectiveness of our m…
This paper proposes a fusion-based gender recognition method which uses facial images as input. Firstly, this paper utilizes pre-processing and a landmark detection method in order to find the important landmarks of faces. Thereafter, four different frameworks are proposed which are inspired by state-of-the-art gender recognition systems. The first framework extracts features using Local Binary Pattern (LBP) and Principal Component Analysis (PCA) and uses back propagation neural network. The second framework uses Gabor filters, PCA, and kernel Support Vector Machine (SVM). The third framework …
Facial analysis is an active research area in computer vision, with many practical applications. Most of the existing studies focus on addressing one specific task and maximizing its performance. For a complete facial analysis system, one needs to solve these tasks efficiently to ensure a smooth experience. In this work, we present a system-level design of a real-time facial analysis system. With a collection of deep neural networks for object detection, classification, and regression, the system recognizes age, gender, facial expression, and facial similarity for each person that appears in t…
Birla Institute of Technology & Science, Pilani - Hyderabad campus（比尔拉技术与科学学院皮拉尼海得拉巴校区）；Birla Institute of Technology & Science, Pilani - Goa campus（比尔拉技术与科学学院皮拉尼果阿校区）；Silver Touch Technologies Limited（银触科技有限公司）
The last decade or two has witnessed a boom of images. With the increasing ubiquity of cameras and with the advent of selfies, the number of facial images available in the world has skyrocketed. Consequently, there has been a growing interest in automatic age and gender prediction of a person using facial images. We in this paper focus on this challenging problem. Specifically, this paper focuses on age estimation, age classification and gender classification from still facial images of an individual. We train different models for each problem and we also draw comparisons between building a cu…
Obtaining demographics information from video is valuable for a range of real-world applications. While approaches that leverage facial features for gender inference are very successful in restrained environments, they do not work in most real-world scenarios when the subject is not facing the camera, has the face obstructed or the face is not clear due to distance from the camera or poor resolution. We propose a weakly-supervised method for learning gender information of people based on their manner of walking. We make use of state-of-the art facial analysis models to automatically annotate f…
Automated gender classification has important applications in many domains, such as demographic research, law enforcement, online advertising, as well as human-computer interaction. Recent research has questioned the fairness of this technology across gender and race. Specifically, the majority of the studies raised the concern of higher error rates of the face-based gender classification system for darker-skinned people like African-American and for women. However, to date, the majority of existing studies were limited to African-American and Caucasian only. The aim of this paper is to invest…
Soft biometrics inference in surveillance scenarios is a topic of interest for various applications, particularly in security-related areas. However, soft biometric analysis is not extensively reported in wild conditions. In particular, previous works on gender recognition report their results in face datasets, with relatively good image quality and frontal poses. Given the uncertainty of the availability of the facial region in wild conditions, we consider that these methods are not adequate for surveillance settings. To overcome these limitations, we: 1) present frontal and wild face version…
Published studies have suggested the bias of automated face-based gender classification algorithms across gender-race groups. Specifically, unequal accuracy rates were obtained for women and dark-skinned people. To mitigate the bias of gender classifiers, the vision community has developed several strategies. However, the efficacy of these mitigation strategies is demonstrated for a limited number of races mostly, Caucasian and African-American. Further, these strategies often offer a trade-off between bias and classification accuracy. To further advance the state-of-the-art, we leverage the p…
Existing facial analysis systems have been shown to yield biased results against certain demographic subgroups. Due to its impact on society, it has become imperative to ensure that these systems do not discriminate based on gender, identity, or skin tone of individuals. This has led to research in the identification and mitigation of bias in AI systems. In this paper, we encapsulate bias detection/estimation and mitigation algorithms for facial analysis. Our main contributions include a systematic review of algorithms proposed for understanding bias, along with a taxonomy and extensive overvi…
Most face applications depend heavily on the accuracy of the face and facial landmarks detectors employed. Prediction of attributes such as gender, age, and identity usually completely fail when the faces are badly aligned due to inaccurate facial landmark detection. Despite the impressive recent advances in face and facial landmark detection, little study is on the recovery from and detection of failures or inaccurate predictions. In this work we study two top recent facial landmark detectors and devise confidence models for their outputs. We validate our failure detection approaches on stand…
Machine Learning Section, Hooshmand-Negaran Dadeh-Pardaz Arian Company（Hooshmand-Negaran Dadeh-Pardaz Arian 公司机器学习部）
The main idea of this paper is that if a model can recognize a person, of course, it must be able to know the gender of that person, too. Therefore, instead of defining a new model for gender classification, this paper uses ArcFace features to determine gender, based on the facial features. A face image is given to ArcFace and 512 features are obtained for the face. Then, with the help of traditional machine learning models, gender is determined. Discriminative methods such as Support Vector Machine (SVM), Linear Discriminant, and Logistic Regression well demonstrate that the features extracte…
In this paper, the multi-task learning of lightweight convolutional neural networks is studied for face identification and classification of facial attributes (age, gender, ethnicity) trained on cropped faces without margins. The necessity to fine-tune these networks to predict facial expressions is highlighted. Several models are presented based on MobileNet, EfficientNet and RexNet architectures. It was experimentally demonstrated that they lead to near state-of-the-art results in age, gender and race recognition on the UTKFace dataset and emotion classification on the AffectNet dataset. Mor…
