Millimeter wave (mmWave) and massive MIMO systems are intrinsic components of 5G and beyond. These systems rely on using beamforming codebooks for both initial access and data transmission. Current beam codebooks, however, generally consist of a large number of narrow beams that scan all possible directions, even if these directions are never used. This leads to very large training overhead. Further, these codebooks do not normally account for the hardware impairments or the possible non-uniform array geometries, and their calibration is an expensive process. To overcome these limitations, this paper develops an efficient online machine learning framework that learns how to adapt the codebook beam patterns to the specific deployment, surrounding environment, user distribution, and hardware characteristics. This is done by designing a novel complex-valued neural network architecture in which the neuron weights directly model the beamforming weights of the analog phase shifters, accounting for the key hardware constraints such as the constant-modulus and quantized-angles. This model learns the codebook beams through online and self-supervised training avoiding the need for explicit channel state information. This respects the practical situations where the channel is either unavailable, imperfect, or hard to obtain, especially in the presence of hardware impairments. Simulation results highlight the capability of the proposed solution in learning environment and hardware aware beam codebooks, which can significantly reduce the training overhead, enhance the achievable data rates, and improve the robustness against possible hardware impairments.
Scaling the number of antennas up is a key characteristic of current and future wireless communication systems. The hardware cost and power consumption, however, motivate large-scale MIMO systems, especially at millimeter wave (mmWave) bands, to rely on analog-only or hybrid analog/digital transceiver architectures. With these architectures, mmWave base stations normally use pre-defined beamforming codebooks for both initial access and data transmissions. Current beam codebooks, however, generally adopt single-lobe narrow beams and scan the entire angular space. This leads to high beam trainin…
Communications system with analog or hybrid analog/digital architectures usually relies on a pre-defined codebook to perform beamforming. With the increase in the size of the antenna array, the characteristics of the spherical wavefront in the near-field situation are not negligible. Therefore, it is necessary to design a codebook that is adaptive to near-field scenarios. In this letter, we investigate the hierarchical codebook design method in the near-field situation. We develop a steering beam gain calculation method and design the lower-layer codebook to satisfy the coverage of the Fresnel…
Beam training based on hierarchical codebook for millimeter wave (mmWave) massive MIMO is investigated. Unlike the existing work using the same hierarchical codebook to estimate different multi-path components (MPCs), dynamic hierarchical codebooks which are updated according to the estimated MPCs are adopted. Firstly, a generalized hierarchical codebook design method is proposed. Then based on this method, a beam training method which dynamically updates the hierarchical codebook by removing the contribution of the estimated MPCs from the codebook is proposed. Simulation results verify the ef…
In pursuance of the unused spectrum in higher frequencies, millimeter wave (mmWave) bands have a pivotal role. However, the high path-loss and poor scattering associated with mmWave communications highlight the necessity of employing effective beamforming techniques. In order to efficiently search for the beam to serve a user and to jointly serve multiple users it is often required to use a composite beam which consists of multiple disjoint lobes. A composite beam covers multiple desired angular coverage intervals (ACIs) and ideally has maximum and uniform gain (smoothness) within each desired…
Codebook design is one of the core technologies in limited feedback multi-input multi-output (MIMO) communication systems. However, the conventional codebook designs usually assume MIMO vectors are uniformly distributed or isotropic. Motivated by the excellent classfication and analysis ability of clustering algorithms, we propose a K-means clustering based codebook design. First, large amounts of channel state information (CSI) is stored as the input data of the clustering, and finally divided into N clusters according to the minimal distance. The clustering centroids are used as the statisti…
In this work, we study codebook designs for full-dimension multiple-input multiple-output (FD-MIMO) systems with a multi-panel array (MPA). We propose novel codebooks which allow precise beam structures for MPA FD-MIMO systems by investigating the physical properties and alignments of the panels. We specifically exploit the characteristic that a group of antennas in a vertical direction exhibit more correlation than those in a horizontal direction. This enables an economical use of feedback bits while constructing finer beams compared to conventional codebooks. The codebook is further improved…
We propose sparsity-adaptive beamspace channel estimation algorithms that improve accuracy for 1-bit data converters in all-digital millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) basestations. Our algorithms include a tuning stage based on Stein's unbiased risk estimate (SURE) that automatically selects optimal denoising parameters depending on the instantaneous channel conditions. Simulation results with line-of-sight (LoS) and non-LoS mmWave massive MIMO channel models show that our algorithms improve channel estimation accuracy with 1-bit measurements in a computatio…
Millimeter wave offers high bandwidth for air-to-air (A2A) communication. In this paper, we evaluate the rate performance of a multiuser MIMO (MU-MIMO) configuration where several aircraft communicate with a central hub. We consider a hybrid subarray architecture, single path channels, and realistic atmospheric attenuation effects. We propose a mathematical framework for the analysis of millimeter wave (mmWave) MU-MIMO networks. Via Monte Carlo simulation, we demonstrate that mmWave is a promising technology for delivering gigabit connectivity in next-generation aerial networks.
In this letter, we investigate time-domain channel estimation for wideband millimeter wave (mmWave) MIMO OFDM system. By transmitting frequency-domain pilot symbols as well as different beamforming vectors, we observe that the time-domain mmWave MIMO channels exhibit channel delay sparsity and especially block sparsity among different spatial directions. Then we propose a time-domain channel estimation exploiting block sparsity (TDCEBS) scheme, which always aims at finding the best nonzero block achieving the largest projection of the residue at each iterations. In particular, we evaluate the …
Millimeter-wave (mmWave) cell-free massive multi-user (MU) multiple-input multiple-output (MIMO) systems combine the large bandwidths available at mmWave frequencies with the improved coverage of cell-free systems. However, to combat the high path loss at mmWave frequencies, user equipments (UEs) must form beams in meaningful directions, i.e., to a nearby access point (AP). At the same time, multiple UEs should avoid transmitting to the same AP to reduce MU interference. We propose an interference-aware method for beam alignment (BA) in the cell-free mmWave massive MU-MIMO uplink. In the consi…
In this article, we investigate channel estimation for wideband millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) under hybrid architecture with lowprecision analog-to-digital converters (ADCs). To design channel estimation for the hybrid structure, both analog processing components and frequency-selective digital combiners need to be optimized. The proposed channel estimator follows the typical linear-minimum-mean-square-error (LMMSE) structure and applies for an arbitrary channel model. Moreover, for sparsity channels as in mmWave, the proposed estimator performs more ef…
We propose equalization-based data detection algorithms for all-digital millimeter-wave (mmWave) massive multiuser multiple-input multiple-out (MU-MIMO) systems that exploit sparsity in the beamspace domain to reduce complexity. We provide a condition on the number of users, basestation antennas, and channel sparsity for which beamspace equalization can be less complex than conventional antenna-domain processing. We evaluate the performance-complexity trade-offs of existing and new beamspace equalization algorithms using simulations with realistic mmWave channel models. Our results reveal that…
Power consumption of multi-user (MU) precoding is a major concern in all-digital massive MU multiple-input multiple-output (MIMO) base-stations with hundreds of antenna elements operating at millimeter-wave (mmWave) frequencies. We propose to replace part of the linear Wiener filter (WF) precoding matrix by a finite-alphabet WF precoding (FAWP) matrix, which enables the use of low-precision hardware that consumes low power and area. To minimize the performance loss of our approach, we present methods that efficiently compute FAWP matrices that best mimic the WF precoder. Our results show that …
As communication systems that employ millimeter wave (mmWave) frequency bands must use large antenna arrays to overcome the severe propagation loss of mmWave signals, hybrid beamforming has been considered as an integral component of mmWave communications. Recently, intelligent reflecting surface (IRS) has been proposed as an innovative technology that can significantly improve the performance of mmWave communication systems through the use of low-cost passive reflecting elements. In this paper, we study IRS-aided mmWave multiple-input multiple-output (MIMO) systems with hybrid beamforming arc…
Beamforming technology is widely used in millimeter wave systems to combat path losses, and beamformers are usually selected from a predefined codebook. Unfortunately, the traditional codebook design neglects the beam squint effect, and this will cause severe performance degradation when the bandwidth is large. In this letter, we consider that a codebook with fixed size is adopted in the wideband beamforming system. First, we analyze how beam squint affects system performance when all beams have the same width. The expression of average spectrum efficiency is derived based on the ideal beam pa…
The coupling between cell-free massive multiple-input multiple-output (MIMO) systems operating at millimeter-wave (mmWave) carrier frequencies and user mobility is considered in this paper. First of all, a mmWave channel is introduced taking into account the user mobility and the impact of the channel aging. Then, three beamforming techniques are proposed in the considered scenario, along with a dynamic user association technique (handover): starting from a user-centric association between each mobile device and a cluster of access points (APs), a rule for updating the APs cluster is formulate…
To realize mmWave massive MIMO systems in practice, Beamspace MIMO with beam selection provides an attractive solution at a considerably reduced number of radio frequency (RF) chains. We propose low-complexity beam selection algorithms based on singular value decomposition (SVD). We first diagonalize the channel matrix by SVD, and the appropriate beams are selected one-by-one in a decremental or incremental order based on the criterion of sum-rate maximization. To reduce the complexity of the proposed algorithms significantly, we make use of SVD in the last iteration to aviod SVD from scratch …
Multiple-input multiple-output (MIMO) millimeter wave (mmWave) communication is a key technology for next generation wireless networks. One of the consequences of utilizing a large number of antennas with an increased bandwidth is that array steering vectors vary among different subcarriers. Due to this effect, known as beam squint, the conventional channel model is no longer applicable for mmWave massive MIMO systems. In this paper, we study channel estimation under the resulting non-standard model. To that aim, we first analyze the beam squint effect from an array signal processing perspecti…
We propose a novel user equipment (UE) scheduling framework for millimeter-wave (mmWave) massive multiuser (MU) multiple-input multiple-output (MIMO) wireless systems. Our framework determines (sub)sets of UEs that should transmit simultaneously in a given time slot by approximately solving a nonconvex optimization problem using forward-backward splitting. Our UE scheduling framework is flexible in the sense that it (i) supports a variety of cost functions, including post-equalization mean square error and sum rate, and (ii) enables precise control over the minimum and maximum number of resour…
The acquisition of channel state information (CSI) in Frequency Division Duplex (FDD) massive MIMO has been a formidable challenge. In this paper, we address this problem with a novel CSI feedback framework enabled by the partial reciprocity of uplink and downlink channels in the wideband regime. We first derive the closed-form expression of the rank of the wideband massive MIMO channel covariance matrix for a given angle-delay distribution. A low-rankness property is identified, which generalizes the well-known result of the narrow-band uniform linear array setting. Then we propose a partial …
5G cellular networks are designed to support a new range of applications not supported by previous standards. Among these, ultra-reliable low-latency communication (URLLC) applications are arguably the most challenging. URLLC service requires the user equipment (UE) to be able to transmit its data under strict latency constraints with high reliability. To address these requirements, new technologies, such as mini-slots, semi-persistent scheduling and grant-free access were introduced in 5G standards. In this work, we formulate a spatiotemporal mathematical model to evaluate the user-plane late…
In this paper, the fully corrective forward greedy selection-cross validation-based (FCFGS-CV-based) channel estimator is proposed for wideband millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems with low-resolution analog-to-digital converters (ADCs). The sparse nature of the mmWave virtual channel in the angular and delay domains is exploited to convert the maximum a posteriori (MAP) channel estimation problem to an optimization problem with a concave objective function and sparsity constraint. The FCFGS algorithm, which is the generalized orthogonal matching pursu…
Millimeter-wave (mmWave) communication in combination with massive multiuser multiple-input multiple-output (MU-MIMO) enables high-bandwidth data transmission to multiple users in the same time-frequency resource. The strong path loss of wave propagation at such high frequencies necessitates accurate channel state information to ensure reliable data transmission. We propose a novel channel estimation algorithm called BEAmspace CHannel EStimation (BEACHES), which leverages the fact that wave propagation at mmWave frequencies is predominantly directional. BEACHES adaptively denoises the channel …
Next-generation wireless systems are expected to combine millimeter-wave (mmWave) and massive multi-user multiple-input multiple-output (MU-MIMO) technologies to deliver high data-rates. These technologies require the basestations (BSs) to process high-dimensional data at extreme rates, which results in high power dissipation and system costs. Finite-alphabet equalization has been proposed recently to reduce the power consumption and silicon area of uplink spatial equalization circuitry at the BS by coarsely quantizing the equalization matrix. In this work, we improve upon finite-alphabet equa…
This paper proposes the Newtonized fully corrective forward greedy selection-cross validation-based (NFCFGS-CV-based) channel estimator for millimeter (mmWave) hybrid massive multiple-input multiple-output (MIMO) systems with low-resolution analog-to-digital converters (ADCs). The proposed NFCFGS algorithm is a gridless compressed sensing (CS) technique that combines the FCFGS and Newtonized orthogonal matching pursuit (NOMP) algorithms. In particular, NFCFGS performs single path estimation over the continuum at each iteration based on the previously estimated paths. The CV technique is adopte…
Beam training of 802.11 ad is a technology that helps accelerate the analog weighting vector (AWV) selection process under the constraint of the existing code-book for AWV. However, 5G milli-meter wave (mmWave) multiple-input-multiple-output (MIMO) system brings challenges to this new technology due to the higher order of complexity of antennae. Hence, the existing codebook of 11ad is unlikely to even include the near-optimal AWV and the data rate will degrade severely. To cope with this situation, this paper proposed a new beam training protocol combined with the state-of-the-art compressed s…
Low-resolution analog-to-digital converters (ADCs) simplify the design of millimeter-wave (mmWave) massive multi-user multiple-input multiple-output (MU-MIMO) basestations, but increase vulnerability to jamming attacks. As a remedy, we propose HERMIT (short for Hybrid jammER MITigation), a method that combines a hardware-friendly adaptive analog transform with a corresponding digital equalizer: The analog transform removes most of the jammer's energy prior to data conversion; the digital equalizer suppresses jammer residues while detecting the legitimate transmit data. We provide theoretical r…
The key obstacle to achieving the full potential of the millimeter wave (mmWave) band has been the poor propagation characteristics of wireless signals in this band. One approach to overcome this issue is to use antennas that can support higher gains while providing beam adaptability and diversity, i.e., reconfigurable antennas. In this article, we present a new architecture for mmWave multiple-input multiple-output (MIMO) communications that uses a new class of reconfigurable antennas. More specifically, the proposed lens-based antennas can support multiple radiation patterns while using a si…
Massive multi-user multiple-input multiple-output (MU-MIMO) wireless systems operating at millimeter-wave (mmWave) frequencies enable simultaneous wideband data transmission to a large number of users. In order to reduce the complexity of MU precoding in all-digital basestation architectures, we propose a two-stage precoding architecture that first performs precoding using a sparse matrix in the beamspace domain, followed by an inverse fast Fourier transform that converts the result to the antenna domain. The sparse precoding matrix requires a small number of multipliers and enables regular ha…
Millimeter wave (mmWave) massive multiple-input multiple-output (massive MIMO) is one of the most promising technologies for the fifth generation and beyond wireless communication system. However, a large number of antennas incur high power consumption and hardware costs, and high-frequency communications place a heavy burden on the analog-to-digital converters (ADCs) at the base station (BS). Furthermore, it is too costly to equipping each antenna with a high-precision ADC in a large antenna array system. It is promising to adopt low-resolution ADCs to address this problem. In this paper, we …
Millimeter-wave (mmWave) massive multi-user multiple-input multiple-output (MU-MIMO) technology promises unprecedentedly high data rates for next-generation wireless systems. To be practically viable, mmWave massive MU-MIMO basestations (BS) must (i) rely on low-resolution data-conversion and (ii) be robust to jammer interference. This paper considers the problem of mitigating the impact of a permanently transmitting jammer during uplink transmission to a BS equipped with low-resolution analog-to-digital converters (ADCs). To this end, we propose SNIPS, short for Soft-Nulling of Interferers wi…
A reconfigurable intelligent surface (RIS) can shape the radio propagation by passively changing the directions of impinging electromagnetic waves. The optimal control of the RIS requires perfect channel state information (CSI) of all the links connecting the base station (BS) and the mobile station (MS) via the RIS. Thereby the channel (parameter) estimation at the BS/MS and the related message feedback mechanism are needed. In this paper, we adopt a two-stage channel estimation scheme for the RIS-aided millimeter wave (mmWave) MIMO channels using an iterative reweighted method to sequentiall…
The cell-free MIMO concept relying on hybrid precoding constitutes an innovative technique capable of dramatically increasing the network capacity of millimeter-wave (mmWave) communication systems. It dispenses with the cell boundary of conventional multi-cell MIMO systems, while drastically reducing the power consumption by limiting the number of radio frequency (RF) chains at the access points (APs). In this paper, we aim for maximizing the weighted sum rate (WSR) of mmWave cell-free MIMO systems by conceiving a low-complexity hybrid precoding algorithm. We formulate the WSR optimization pro…
Location information offered by external positioning systems, e.g., satellite navigation, can be used as prior information in the process of beam alignment and channel parameter estimation for reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) multiple-input multiple-output networks. Benefiting from the availability of such prior information, albeit imperfect, the beam alignment and channel parameter estimation processes can be significantly accelerated with less candidate beams explored at all the terminals. We propose a practical channel parameter estimation method via a…
In this paper, we present a novel mobile user tracking (UT) scheme for codebook-based intelligent reflecting surface (IRS) aided millimeter wave (mmWave) systems. The proposed UT scheme exploits the temporal correlation of the direction from the IRS to the mobile user for selecting IRS phase shifts that provide reflection towards the user. To this end, the user's direction is periodically estimated based on a generalized likelihood ratio test (GLRT) and the user's movement trajectory is extrapolated from several past direction estimates. The efficiency of the proposed UT scheme is evaluated in…
In wideband millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems, channel estimation is challenging due to the hybrid analog-digital architecture, which compresses the received pilot signal and makes channel estimation a compressive sensing (CS) problem. However, existing high-performance CS algorithms usually suffer from high complexity. On the other hand, the beam squint effect caused by huge bandwidth and massive antennas will deteriorate estimation performance. In this paper, frequency-dependent angular dictionaries are first adopted to compensate for beam squint.…
We develop a direction of arrival (DoA) and channel estimation algorithm for the one-bit quantized millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) system. By formulating the estimation problem as a noisy one-bit compressed sensing problem, we propose a computationally efficient gridless solution based on the expectation-maximization generalized approximate message passing (EMGAMP) approach. The proposed algorithm does not need the prior knowledge about the number of DoAs and outperforms the existing methods in distinguishing extremely close DoAs for the case of one-bit q…
In this paper, a channel estimator for wideband millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems with hybrid architectures and low-resolution analog-to-digital converters (ADCs) is proposed. To account for the propagation delay across the antenna array, which cannot be neglected in wideband mmWave massive MIMO systems, the discrete time channel that models the spatial wideband effect is developed. Also, the training signal design that addresses inter-frame, inter-user, and inter-symbol interferences is investigated when the spatial wideband effect is not negligibl…
In this paper, we investigate the energy-efficient resource allocation problem in an uplink non-orthogonal multiple access (NOMA) millimeter wave system, where the fully-connected-based sparse radio frequency chain antenna structure is applied at the base station (BS). To relieve the pilot overhead for channel estimation, we propose a codebook-based analog beam design scheme, which only requires to obtain the equivalent channel gain. On this basis, users belonging to the same analog beam are served via NOMA. Meanwhile, an advanced NOMA decoding scheme is proposed by exploiting the global infor…
This work develops LoneSTAR, a novel enabler of full-duplex millimeter wave (mmWave) communication systems through the design of analog beamforming codebooks. LoneSTAR codebooks deliver high beamforming gain and broad coverage while simultaneously reducing the self-interference coupled by transmit and receive beams at a full-duplex mmWave transceiver. Our design framework accomplishes this by tolerating some variability in transmit and receive beamforming gain to strategically shape beams that reject self-interference spatially while accounting for digitally-controlled analog beamforming netwo…
This paper proposes a reconfigurable intelligent surface (RIS)-aided and angular-based hybrid beamforming (AB-HBF) technique for the millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems. The proposed RIS-AB-HBF architecture consists of three stages: (i) RF beamformer, (ii) baseband (BB) precoder/combiner, and (iii) RIS phase shift design. First, in order to reduce the number of RF chains and the channel estimation overhead, RF beamformers are designed based on the 3D geometry-based mmWave channel model using slow time-varying angular parameters of the channel. Second,…
We propose finite-alphabet equalization, a new paradigm that restricts the entries of the spatial equalization matrix to low-resolution numbers, enabling high-throughput, low-power, and low-cost hardware equalizers. To minimize the performance loss of this paradigm, we introduce FAME, short for finite-alphabet minimum mean-square error (MMSE) equalization, which is able to significantly outperform a naive quantization of the linear MMSE matrix. We develop efficient algorithms to approximately solve the NP-hard FAME problem and showcase that near-optimal performance can be achieved with equaliz…
The recent attempts to realize full-duplex (FD) communications in millimeter wave (mmWave) systems have garnered a significant amount of interest for its potential. In this paper, we present a cost-efficient design of mmWave FD systems, where the system dynamically reduces the RF beam codebook in a computationally efficient manner, so that it is comprised of the RF beams that will prevent the Rx receive chain from saturating due to the self-interference (SI). The analog beamformer will suppress the SI to the level that the residual SI can be completely removed with digital SI cancellation, all…
Analog beamforming is the predominant approach for millimeter wave (mmWave) communication given its favorable characteristics for limited-resource devices. In this work, we aim at reducing the spectral efficiency gap between analog and digital beamforming methods. We propose a method for refined beam selection based on the estimated raw channel. The channel estimation, an underdetermined problem, is solved using compressed sensing (CS) methods leveraging angular domain sparsity of the channel. To reduce the complexity of CS methods, we propose dictionary learning iterative soft-thresholding al…
This letter focuses on the non-convex joint optimization with a dynamic resource of multi-user for an intelligent reflecting surface-enhanced mmWave system, where all users are concentrated on the unique cluster beam. Firstly, the objective function of the above non-linear problem is converted into a quadratic programming form under the quality of service constraints. Further, a multi-blocks alternating optimization framework with dynamic power allocation is proposed to obtain the maximum sum-rate, where the relaxed ADMM algorithm is adopted to tackle the optimal fulldigital precoder and the c…
In this paper, we investigate network-assisted full-duplex (NAFD) cell-free millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems with digital-to-analog converter (DAC) quantization and fronthaul compression. We propose to maximize the weighted uplink and downlink sum rate by jointly optimizing the power allocation of both the transmitting remote antenna units (T-RAUs) and uplink users and the variances of the downlink and uplink fronthaul compression noises. To deal with this challenging problem, we further apply a successive convex approximation (SCA) method to handl…
Millimeter wave (mmWave) full-duplex (FD) is a promising technique for improving capacity by maximizing the utilization of both time and the rich mmWave frequency resources. Still, it has restrictions due to FD self-interference (SI) and mmWave's limited coverage. Therefore, this study dives into FD mmWave MIMO with the assistance of reconfigurable intelligent surfaces (RIS) for capacity improvement. First, we demonstrate the angular-domain reciprocity of FD antenna arrays under the far-field planar wavefront assumption. Accordingly, a strategy for joint downlink-uplink (DL-UL) channel estimat…
