arXivDaily arXiv每日学术速递 周一至周五更新
arXiv 2005.14409stat.AP
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一个因果机器学习框架用于预测可重复入院

A Causal Machine Learning Framework for Predicting Preventable Hospital Readmissions

Ben J. Marafino, Alejandro Schuler, Vincent X. Liu, Gabriel J. Escobar, Mike Baiocchi

摘要:

临床预测算法越来越多地被用于形成最佳治疗政策的基础,也就是说,使干预措施能够针对可能受益最多的患者。尽管利用了监督式机器学习的最新进展,但从某种意义上说,这些算法仍然是钝器--通常在开发和部署时没有充分考虑到它们要解决的预测问题的因果方面。事实上,在许多情况下,包括有再次入院风险的患者,与风险较低的患者相比,风险最高的患者从预防性干预中获益较少。此外,将干预措施针对人群,而不是将其限制在一小群高风险患者中,如果能够确定整个人群中最可改变(或可预防)结果的患者,可能会导致更大的整体效用。基于这些见解,我们引入了一个因果机器学习框架,将这个预测问题分为因果和预测部分,这清楚地描绘了因果推断和预测在这个问题中的互补作用。我们使用因果森林估计处理效应,并使用这些估计来描述预测风险水平之间的处理效应异质性。此外,我们展示了如何将这些效果估计与成功预防个人再入院以最大限度地提高整体效用的模型化“回报”相结合。根据在北加州凯撒医疗机构实施再入院预防干预前后的数据,我们的研究结果表明,与使用预测风险进行干预相比,这种方法每年可以预防近四倍的再入院。

英文摘要:

Clinical predictive algorithms are increasingly being used to form the basis for optimal treatment policies--that is, to enable interventions to be targeted to the patients who will presumably benefit most. Despite taking advantage of recent advances in supervised machine learning, these algorithms remain, in a sense, blunt instruments--often being developed and deployed without a full accounting of the causal aspects of the prediction problems they are intended to solve. Indeed, in many settings, including among patients at risk of readmission, the riskiest patients may derive less benefit from a preventative intervention compared to those at lower risk. Moreover, targeting an intervention to a population, rather than limiting it to a small group of high-risk patients, may lead to far greater overall utility if the patients with the most modifiable (or preventable) outcomes across the population could be identified. Based on these insights, we introduce a causal machine learning framework that decouples this prediction problem into causal and predictive parts, which clearly delineates the complementary roles of causal inference and prediction in this problem. We estimate treatment effects using causal forests, and characterize treatment effect heterogeneity across levels of predicted risk using these estimates. Furthermore, we show how these effect estimates could be used in concert with the modeled "payoffs" associated with successful prevention of individual readmissions to maximize overall utility. Based on data taken from before and after the implementation of a readmissions prevention intervention at Kaiser Permanente Northern California, our results suggest that nearly four times as many readmissions could be prevented annually with this approach compared to targeting this intervention using predicted risk.

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