On the Kernel curves associated with walks in the quarter plane
Thomas Dreyfus, Charlotte Hardouin, Julien Roques, Michael F. Singer
备注：
This paper is mainly the old Section 4 of the paper: Walks in the quarter plane, genus zero case. arXiv admin note: substantial text overlap with arXiv:1710.02848
发表信息：
Springer Proceedings in Mathematics and Statistics. Vol. 373, (2021), p.61-89
The kernel method is an essential tool for the study of generating series of walks in the quarter plane. This method involves equating to zero a certain polynomial, the kernel polynomial, and using properties of the curve, the kernel curve, this defines. In the present paper, we investigate the basic properties of the kernel curve (irreducibility, singularities, genus, uniformization, etc).
This short note gives a bijection between quarter plane walks using the steps $\{\rightarrow, \searrow, \downarrow, \leftarrow, \nwarrow, \uparrow\}$ and bicoloured Motzkin paths.
We give a general construction of triangulations starting from a walk in the quarter plane with small steps, which is a discrete version of the mating of trees. We use a special instance of this construction to give a bijection between maps equipped with a rooted spanning tree and walks in the quarter plane. We also show how the construction allows to recover several known bijections between such objects in a uniform way.
This work considers lattice walks restricted to the quarter plane, with steps taken from a set of cardinality three. We present a complete classification of the generating functions of these walks with respect to the classes algebraic, transcendental holonomic and non-holonomic. The principal results are a new algebraic class related to Kreweras' walks; two new non-holonomic classes; and enumerative data on some other classes. These results provide strong evidence for conjectures which use combinatorial criteria to classify the generating functions all nearest neighbour walks in the quarter pl…
We present two classes of random walks restricted to the quarter plane whose generating function is not holonomic. The non-holonomy is established using the iterated kernel method, a recent variant of the kernel method. This adds evidence to a recent conjecture on combinatorial properties of walks with holonomic generating functions. The method also yields an asymptotic expression for the number of walks of length n.
We use Galois theory of difference equations to study the nature of the generating series of (weighted) walks in the quarter plane with genus zero kernel curve. Using this approach, we prove that the generating series do not satisfy any nontrivial (possibly nonlinear) algebraic differential equation with rational coefficients.
We extend the classification of nearest neighbour walks in the quarter plane to models in which multiplicities are attached to each direction in the step set. Our study leads to a small number of infinite families that completely characterize all the models whose associated group is D4, D6, or D8. These families cover all the models with multiplicites 0, 1, 2, or 3, which were experimentally found to be D-finite --- with three noteworthy exceptions.
In this article we obtain new expressions for the generating functions counting (non-singular) walks with small steps in the quarter plane. Those are given in terms of infinite series, while in the literature, the standard expressions use solutions to boundary value problems. We illustrate our results with three examples (an algebraic case, a transcendental D-finite case, and an infinite group model).
In the present paper, we introduce a new approach, relying on the Galois theory of difference equations, to study the nature of the generating series of walks in the quarter plane. Using this approach, we are not only able to recover many of the recent results about these series, but also to go beyond them. For instance, we give for the first time hypertranscendency results, {\it i.e.}, we prove that certain of these generating series do not satisfy any nontrivial nonlinear algebraic differential equation with rational coefficients.
This paper is the first application of the compensation approach to counting problems. We discuss how this method can be applied to a general class of walks in the quarter plane $Z_{+}^{2}$ with a step set that is a subset of $\{(-1,1),(-1,0),(-1,-1),(0,-1),(1,-1)\}$ in the interior of $Z_{+}^{2}$. We derive an explicit expression for the counting generating function, which turns out to be meromorphic and nonholonomic, can be easily inverted, and can be used to obtain asymptotic expressions for the counting coefficients.
Enumeration of interval-closed sets via Motzkin paths and quarter-plane walks
Dartmouth College（达特茅斯学院）；Concordia University（康考迪亚大学）；The George Washington University（乔治华盛顿大学）；Willamette University（威拉米特大学）；North Dakota State University（北达科他州立大学）；Eastern Illinois University（东伊利诺伊大学）
The set of random walks with different step sets (of short steps) in the quarter plane has provided a rich set of models that have profoundly different integrability properties. In particular, 23 of the 79 effectively different models can be shown to have generating functions that are algebraic or differentiably finite. Here we investigate how this integrability may change in those 23 models where in addition to length one also counts the number of sites of the walk touching either the horizontal and/or vertical boundaries of the quarter plane. This is equivalent to introducing interactions wi…
In this note, we consider random walks in the quarter plane with arbitrary big jumps. We announce the extension to that class of models of the analytic approach of [G. Fayolle, R. Iasnogorodski, and V. Malyshev, Random walks in the quarter plane, Springer-Verlag, Berlin (1999)], initially valid for walks with small steps in the quarter plane. New technical challenges arise, most of them being tackled in the framework of generalized boundary value problems on compact Riemann surfaces.
We consider planar lattice walks that start from (0,0), remain inthe first quadrant i, j >= 0, and are made of three types of steps: North-East, West and South. These walks are known to have remarkable enumerative and probabilistic properties: -- they are counted by nice numbers (Kreweras 1965), -- the generating function of these numbers is algebraic (Gessel 1986), -- the stationary distribution of the corresponding Markov chain in the quadrant has an algebraic probability generating function (Flatto and Hahn 1984). These results are not well understood, and have been established via complica…
We propose a new approach for finding discrete harmonic functions in the quarter plane with Dirichlet conditions. It is based on solving functional equations that are satisfied by the generating functions of the values taken by the harmonic functions. As a first application of our results, we obtain a simple expression for the harmonic function that governs the asymptotic tail distribution of the first exit time for random walks from the quarter plane. As another corollary, we prove, in the zero drift case, the uniqueness of the discrete harmonic function.
In this article, we study the enumeration by length of several walk models on the square lattice. We obtain bijections between walks in the upper half-plane returning to the $x$-axis and walks in the quarter plane. A recent work by Bostan, Chyzak, and Mahboubi has given a bijection for models using small north, west, and south-east steps. We adapt and generalize it to a bijection between half-plane walks using those three steps in two colours and a quarter-plane model over the symmetrized step set consisting of north, north-west, west, south, south-east, and east. We then generalize our biject…
We refine necessary and sufficient conditions for the generating series of a weighted model of a quarter plane walk to be differentially algebraic. In addition, we give algorithms based on the theory of Mordell-Weil lattices, that, for each weighted model, yield polynomial conditions on the weights determining this property of the associated generating series.
Lattice paths in the quarter plane have led to a large and varied set of results in recent years. One major project has been the classification of step sets according to the properties of the corresponding generating functions, and this has involved a variety of techniques, some highly intricate and specialised. The famous Kreweras and reverse Kreweras walk models are two particularly interesting models, as they are among the only four cases which have algebraic generating functions. Here we investigate how the properties of the Kreweras and reverse Kreweras models change when boundary interac…
We consider inhomogeneous lattice walk models in a half-space and in the quarter plane. For the models in a half-space, we show by a generalization of the kernel method to linear systems of functional equations that their generating functions are always algebraic. For the models in the quarter plane, we have carried out an experimental classification of all models with small steps. We discovered many (apparently) D-finite cases for most of which we have no explanation yet.
We study planar walks that start from a given point (i\_0, j\_0), take their steps in a finite set S, and are confined in the first quadrant of the plane. Their enumeration can be attacked in a systematic way: the generating function Q(x, y, t) that counts them by their length (variable t) and the coordinates of their endpoint (variables x, y) satisfies a linear functional equation encoding the step-by-step description of walks. For instance, for the square lattice walks starting from the origin, this equation reads (xy-t(x + y + x^2 y + x y^2)) Q(x, y, t) = xy-xtQ(x, 0, t)-ytQ(O, y, t). The c…
We study nearest-neighbors walks on the two-dimensional square lattice, that is, models of walks on $\mathbb{Z}^2$ defined by a fixed step set that is a subset of the non-zero vectors with coordinates 0, 1 or $-1$. We concern ourselves with the enumeration of such walks starting at the origin and constrained to remain in the quarter plane $\mathbb{N}^2$, counted by their length and by the position of their ending point. Bousquet-Mélou and Mishna [Contemp. Math., pp. 1--39, Amer. Math. Soc., 2010] identified 19 models of walks that possess a D-finite generating function; linear differential equ…
Models of spatially homogeneous walks in the quarter plane ${\bf Z}_+^{2}$ with steps taken from a subset $\mathcal{S}$ of the set of jumps to the eight nearest neighbors are considered. The generating function $(x,y,z)\mapsto Q(x,y;z)$ of the numbers $q(i,j;n)$ of such walks starting at the origin and ending at $(i,j) \in {\bf Z}_+^{2}$ after $n$ steps is studied. For all non-singular models of walks, the functions $x \mapsto Q(x,0;z)$ and $y\mapsto Q(0,y;z)$ are continued as multi-valued functions on ${\bf C}$ having infinitely many meromorphic branches, of which the set of poles is identifi…
We consider four examples of short step lattice paths confined to the quarter plane. These are the Kreweras, Reverse Kreweras, Gessel, and Mishna-Rechnitzer lattice paths.The Reverse Kreweras are straightforward to solve and thus interesting as a contrast to the Kreweras paths and Gessel paths as the latter two have historically been significantly more difficult to solve. The Mishna-Rechnitzer paths are interesting as they are associated with an infinite order group. We will give some geometrical insight into all these properties by considering the Weyl chambers associated with their step sets…
We investigate a functional equation which resembles the functional equation for the generating function of a lattice walk model for the quarter plane. The interesting feature of this equation is that its orbit sum is zero while its solution is not algebraic. The solution can be interpreted as the generating function of lattice walks in $\mathbb{Z}^2$ starting at $(-1,-1)$ and subject to the restriction that the coordinate axes can be crossed only in one direction. We also consider certain variants of the equation, all of which seem to have transcendental solutions. In one case, the solution i…
Let $H = (V_H, A_H)$ be a digraph which may contain loops, and let $D = (V_D, A_D)$ be a loopless digraph with a coloring of its arcs $c: A_D \to V_H$. An $H$-walk of $D$ is a walk $(v_0, \dots, v_n)$ of $D$ such that $(c(v_{i-1}, v_i), c(v_i, v_{i+1}))$ is an arc of $H$, for every $1 \le i \le n-1$. For $u, v \in V_D$, we say that $u$ reaches $v$ by $H$-walks if there exists an $H$-walk from $u$ to $v$ in $D$. A subset $S \subseteq V_D$ is a kernel by $H$-walks of $D$ if every vertex in $V_D \setminus S$ reaches by $H$-walks some vertex in $S$, and no vertex in $S$ can reach another vertex in…
Beaton, Owczarek and Xu (2019) studied generating functions of Kreweras walks and of reverse Kreweras walks in the quarter plane, with interacting boundaries. They proved that for the reverse Kreweras step set, the generating function is always algebraic, and for the Kreweras step set, the generating function is always D-finite. However, apart from the particular case where the interactions are symmetric in $x$ and~$y$, they left open the question of whether the latter one is algebraic. Using computer algebra tools, we confirm their intuition that the generating function of Kreweras walks is n…
Asinowski, Bacher, Banderier and Gittenberger (A. Asinowski, A. Bacher, C. Banderier and B. Gittenberger. Analytic combinatorics of lattice paths with forbidden patterns, the vectorial kernel method, and generating functions for pushdown automata. Algorithmica, pp. 1-43, 2019.) recently developed the vectorial kernel method - a powerful extension of the classical kernel method that can be used for paths that obey constraints that can be described by finite automata, e.g. avoid a fixed pattern, avoid several patterns at once, stay in a horizontal strip and many others more. However, they only c…
We study the nature of the generating series of some models of walks with small steps in the three quarter plane. More precisely, we restrict ourselves to the situation where the group is infinite, the kernel has genus one, and the step set is diagonally symmetric (i.e., with no steps in anti-diagonal directions). In that situation, after a transformation of the plane, we derive a quadrant-like functional equation. Among the four models of walks, we obtain, using difference Galois theory, that three of them have a differentially transcendental generating series, and one has a differentially al…
The number of excursions (finite paths starting and ending at the origin) having a given number of steps and obeying various geometric constraints is a classical topic of combinatorics and probability theory. We prove that the sequence $(e^{\mathfrak{S}}_n)_{n\geq 0}$ of numbers of excursions in the quarter plane corresponding to a nonsingular step set $\mathfrak{S} \subseteq \{0,\pm 1 \}^2$ with infinite group does not satisfy any nontrivial linear recurrence with polynomial coefficients. Accordingly, in those cases, the trivariate generating function of the numbers of walks with given length…
In the quarter plane, five lattice path models with unit steps have resisted the otherwise general approach of Fayolle, Rachel, and Kurkova. Here we consider these five models, called the singular models, and prove that the generating functions marking the number of walks of a given length are not D-finite -- thus finishing the proof of a conjecture of Bousquet-Mélou and Mishna. Furthermore, we provide exact and asymptotic enumerative formulas for the number of such walks.
Let $H$ be a digraph possibly with loops and $D$ a digraph without loops whose arcs are colored with the vertices of $H$ ($D$ is said to be an $H-$colored digraph). If $W=(x_{0},\ldots,x_{n})$ is an open walk in $D$ and $i\in \{1,\ldots,n-1\}$, we say that there is an obstruction on $x_{i}$ if $(color(x_{i-1},x_{i}),color(x_{i},x_{i+1}))\notin A(H)$. If $S\subseteq V(D)$, we say that $S$ is a $(k,l,H)$-kernel by walks if for every pair of different vertices in $S$, every walk between them has at least $k-1$ obstructions, and for every $x\in V(D)\setminus S$ there exists an $xS$-walk with at mo…
Gessel walks are lattice walks in the quarter plane $\set N^2$ which start at the origin $(0,0)\in\set N^2$ and consist only of steps chosen from the set $\{\leftarrow,\swarrow,\nearrow,\to\}$. We prove that if $g(n;i,j)$ denotes the number of Gessel walks of length $n$ which end at the point $(i,j)\in\set N^2$, then the trivariate generating series $G(t;x,y)=\sum_{n,i,j\geq 0} g(n;i,j)x^i y^j t^n$ is an algebraic function.
In this work we consider two different aspects of weighted walks in cones. To begin we examine a particular weighted model, known as the Gouyou-Beauchamps model. Using the theory of analytic combinatorics in several variables we obtain the asymptotic expansion of the total number of Gouyou-Beauchamps walks confined to the quarter plane. Our formulas are parametrized by weights and starting point, and we identify six different asymptotic regimes (called universality classes) which arise according to the values of the weights. The weights allowed in this model satisfy natural algebraic identitie…
The aim of this article is to introduce a unified method to obtain explicit integral representations of the trivariate generating function counting the walks with small steps which are confined to a quarter plane. For many models, this yields for the first time an explicit expression of the counting generating function. Moreover, the nature of the integrand of the integral formulations is shown to be directly dependent on the finiteness of a naturally attached group of birational transformations as well as on the sign of the covariance of the walk
This article deals with the enumeration of directed lattice walks on the integers with any finite set of steps, starting at a given altitude $j$ and ending at a given altitude $k$, with additional constraints such as, for example, to never attain altitude $0$ in-between. We first discuss the case of walks on the integers with steps $-h, \dots, -1, +1, \dots, +h$. The case $h=1$ is equivalent to the classical Dyck paths, for which many ways of getting explicit formulas involving Catalan-like numbers are known. The case $h=2$ corresponds to "basketball" walks, which we treat in full detail. Then…
Consider $a$ particles performing simple, symmetric, non-intersecting random walks, starting at points $2(j-1)$, $1\le j\le a$ at time 0 and ending at $2(j-1)+c-b$ at time $b+c$. This can also be interpreted as a random rhombus tiling of an $abc$-hexagon, or as a random boxed planar partition confined to a rectangular box with side lengths $a$, $b$ and $c$. The positions of the particles at all times gives a determinantal point process with a correlation kernel given in terms of the associated Hahn polynomials. In a suitable scaling limit we obtain non-intersecting Brownian motions which can b…
We consider a process of noncolliding $q$-exchangeable random walks on $\mathbb{Z}$ making steps $0$ (straight) and $-1$ (down). A single random walk is called $q$-exchangeable if under an elementary transposition of the neighboring steps (down, straight) $\to$ (straight, down) the probability of the trajectory is multiplied by a parameter $q\in(0,1)$. Our process of $m$ noncolliding $q$-exchangeable random walks is obtained from the independent $q$-exchangeable walks via the Doob's $h$-transform for a certain nonnegative eigenfunction $h$ with the eigenvalue less than $1$. The system of $m$ w…
