Survey of Privacy-Preserving Collaborative Filtering
Missouri University of Science and Technology（密苏里科技大学）；University of Missouri-Columbia（密苏里大学哥伦比亚分校）；Applied Computational Intelligence Laboratory, Missouri University of Science and Technology（密苏里科技大学应用计算智能实验室）
Collaborative filtering recommendation systems provide recommendations to users based on their own past preferences, as well as those of other users who share similar interests. The use of recommendation systems has grown widely in recent years, helping people choose which movies to watch, books to read, and items to buy. However, users are often concerned about their privacy when using such systems, and many users are reluctant to provide accurate information to most online services. Privacy-preserving collaborative filtering recommendation systems aim to provide users with accurate recommendations while maintaining certain guarantees about the privacy of their data. This survey examines the recent literature in privacy-preserving collaborative filtering, providing a broad perspective of the field and classifying the key contributions in the literature using two different criteria: the type of vulnerability they address and the type of approach they use to solve it.
Among various recommender techniques, collaborative filtering (CF) is the most successful one. And a key problem in CF is how to represent users and items. Previous works usually represent a user (an item) as a vector of latent factors (aka. \textit{embedding}) and then model the interactions between users and items based on the representations. Despite its effectiveness, we argue that it's insufficient to yield satisfactory embeddings for collaborative filtering. Inspired by the idea of SVD++ that represents users based on themselves and their interacted items, we propose a general collaborat…
Latent factor models have been used widely in collaborative filtering based recommender systems. In recent years, deep learning has been successful in solving a wide variety of machine learning problems. Motivated by the success of deep learning, we propose a deeper version of latent factor model. Experiments on benchmark datasets shows that our proposed technique significantly outperforms all state-of-the-art collaborative filtering techniques.
University of Maryland, Baltimore County（马里兰大学巴尔的摩郡分校）；Hong Kong University of Science and Technology（香港科技大学）
A growing proportion of human interactions are digitized on social media platforms and subjected to algorithmic decision-making, and it has become increasingly important to ensure fair treatment from these algorithms. In this work, we investigate gender bias in collaborative-filtering recommender systems trained on social media data. We develop neural fair collaborative filtering (NFCF), a practical framework for mitigating gender bias in recommending sensitive items (e.g. jobs, academic concentrations, or courses of study) using a pre-training and fine-tuning approach to neural collaborative …
We study fairness in collaborative-filtering recommender systems, which are sensitive to discrimination that exists in historical data. Biased data can lead collaborative-filtering methods to make unfair predictions for users from minority groups. We identify the insufficiency of existing fairness metrics and propose four new metrics that address different forms of unfairness. These fairness metrics can be optimized by adding fairness terms to the learning objective. Experiments on synthetic and real data show that our new metrics can better measure fairness than the baseline, and that the fai…
The possibility of employing restricted Boltzmann machine (RBM) for collaborative filtering has been known for about a decade. However, there has been hardly any work on this topic since 2007. This work revisits the application of RBM in recommender systems. RBM based collaborative filtering only used the rating information; this is an unsupervised architecture. This work adds supervision by exploiting user demographic information and item metadata. A network is learned from the representation layer to the labels (metadata). The proposed label consistent RBM formulation improves significantly …
Increased public interest in healthy lifestyles has motivated the study of algorithms that encourage people to follow a healthy diet. Applying collaborative filtering to build recommendation systems in domains where only implicit feedback is available is also a rapidly growing research area. In this report we combine these two trends by developing a recommendation system to suggest ingredients that can be added to a partial recipe. We implement the item-based collaborative filtering algorithm using a high-dimensional, sparse dataset of recipes, which inherently contains only implicit feedback.…
EtsTur İstanbul（EtsTur 伊斯坦布尔）；Bilgisayar ve Bilişim Fakültesi İstanbul Teknik Üniversitesi（伊斯坦布尔理工大学计算机与信息学院）；Bilgisayar Mühendisliği Bölümü Koç Üniversitesi（科奇大学计算机工程系）
Nowadays, people start to use online reservation systems to plan their vacations since they have vast amount of choices available. Selecting when and where to go from this large-scale options is getting harder. In addition, sometimes consumers can miss the better options due to the wealth of information to be found on the online reservation systems. In this sense, personalized services such as recommender systems play a crucial role in decision making. Two traditional recommendation techniques are content-based and collaborative filtering. While both methods have their advantages, they also ha…
In this paper, several Collaborative Filtering (CF) approaches with latent variable methods were studied using user-item interactions to capture important hidden variations of the sparse customer purchasing behaviours. The latent factors are used to generalize the purchasing pattern of the customers and to provide product recommendations. CF with Neural Collaborative Filtering(NCF) was shown to produce the highest Normalized Discounted Cumulative Gain (NDCG) performance on the real-world proprietary dataset provided by a large parts supply company. Different hyperparameters were tested using B…
Deep learning provides accurate collaborative filtering models to improve recommender system results. Deep matrix factorization and their related collaborative neural networks are the state-of-art in the field; nevertheless, both models lack the necessary stochasticity to create the robust, continuous, and structured latent spaces that variational autoencoders exhibit. On the other hand, data augmentation through variational autoencoder does not provide accurate results in the collaborative filtering field due to the high sparsity of recommender systems. Our proposed models apply the variation…
Center for Pattern Recognition and Data Analytics（模式识别与数据分析中心）；Deakin University（迪肯大学）
Recommender systems play a central role in providing individualized access to information and services. This paper focuses on collaborative filtering, an approach that exploits the shared structure among mind-liked users and similar items. In particular, we focus on a formal probabilistic framework known as Markov random fields (MRF). We address the open problem of structure learning and introduce a sparsity-inducing algorithm to automatically estimate the interaction structures between users and between items. Item-item and user-user correlation networks are obtained as a by-product. Large-sc…
Recommender systems are a long-standing research problem in data mining and machine learning. They are incremental in nature, as new user-item interaction logs arrive. In real-world applications, we need to periodically train a collaborative filtering algorithm to extract user/item embedding vectors and therefore, a time-series of embedding vectors can be naturally defined. We present a time-series forecasting-based upgrade kit (TimeKit), which works in the following way: it i) first decides a base collaborative filtering algorithm, ii) extracts user/item embedding vectors with the base algori…
Skolkovo Institute of Science and Technology（斯科尔科沃科学技术学院）；AI Research Institute（人工智能研究院）
Conventional collaborative filtering techniques don't take into consideration the effect of discrepancy in users' rating perception. Some users may rarely give 5 stars to items while others almost always assign 5 stars to the chosen item. Even if they had experience with the same items this systematic discrepancy in their evaluation style will lead to the systematic errors in the ability of recommender system to effectively extract right patterns from data. To mitigate this problem we introduce the ratings' similarity matrix which represents the dependency between different values of ratings o…
Viadeo；Université Paris 1 Panthéon - Sorbonne（巴黎第一大学先贤祠-索邦大学）
Recommendation systems have been integrated into the majority of large online systems to filter and rank information according to user profiles. It thus influences the way users interact with the system and, as a consequence, bias the evaluation of the performance of a recommendation algorithm computed using historical data (via offline evaluation). This paper presents a new application of a weighted offline evaluation to reduce this bias for collaborative filtering algorithms.
In Recommender Systems research, algorithms are often characterized as either Collaborative Filtering (CF) or Content Based (CB). CF algorithms are trained using a dataset of user preferences while CB algorithms are typically based on item profiles. These approaches harness different data sources and therefore the resulting recommended items are generally very different. This paper presents the CB2CF, a deep neural multiview model that serves as a bridge from items content into their CF representations. CB2CF is a real-world algorithm designed for Microsoft Store services that handle around a …
University of Illinois at Chicago（伊利诺伊大学芝加哥分校）；CSCI Consulting Inc.（CSCI咨询公司）；The Ohio State University（俄亥俄州立大学）；Regenstrief Institute（雷根斯特里夫研究所）；Indiana University School of Medicine（印第安纳大学医学院）
Due to the rapid growth of information available about individual patients, most physicians suffer from information overload when they review patient information in health information technology systems. In this manuscript, we present a novel hybrid dynamic and multi-collaborative filtering method to improve information retrieval from electronic health records. This method recommends relevant information from electronic health records for physicians during patient visits. It models information search dynamics using a Markov model. It also leverages the key idea of collaborative filtering, orig…
Stanford University（斯坦福大学）；University of Washington（华盛顿大学）；University of California, Los Angeles（加州大学洛杉矶分校）；University of California, Berkeley（加州大学伯克利分校）
Recommendation systems underpin the serving of nearly all online content in the modern age. From Youtube and Netflix recommendations, to Facebook feeds and Google searches, these systems are designed to filter content to the predicted preferences of users. Recently, these systems have faced growing criticism with respect to their impact on content diversity, social polarization, and the health of public discourse. In this work we simulate the recommendations given by collaborative filtering algorithms on users in the MovieLens data set. We find that prolonged exposure to system-generated recom…
Despite the prevalence of collaborative filtering in recommendation systems, there has been little theoretical development on why and how well it works, especially in the "online" setting, where items are recommended to users over time. We address this theoretical gap by introducing a model for online recommendation systems, cast item recommendation under the model as a learning problem, and analyze the performance of a cosine-similarity collaborative filtering method. In our model, each of $n$ users either likes or dislikes each of $m$ items. We assume there to be $k$ types of users, and all …
Two main challenges in recommender systems are modeling users with heterogeneous taste, and providing explainable recommendations. In this paper, we propose the neural Attentive Multi-Persona Collaborative Filtering (AMP-CF) model as a unified solution for both problems. AMP-CF breaks down the user to several latent 'personas' (profiles) that identify and discern the different tastes and inclinations of the user. Then, the revealed personas are used to generate and explain the final recommendation list for the user. AMP-CF models users as an attentive mixture of personas, enabling a dynamic us…
Hong Kong University of Science and Technology（香港科技大学）；Department of Computer Science and Engineering（计算机科学与工程系）
Collaborative filtering (CF) is a core technique for recommender systems. Traditional CF approaches exploit user-item relations (e.g., clicks, likes, and views) only and hence they suffer from the data sparsity issue. Items are usually associated with unstructured text such as article abstracts and product reviews. We develop a Personalized Neural Embedding (PNE) framework to exploit both interactions and words seamlessly. We learn such embeddings of users, items, and words jointly, and predict user preferences on items based on these learned representations. PNE estimates the probability that…
In their work, Dean, Rich, and Recht create a model to research recourse and availability of items in a recommender system. We used the definition of predictive multiplicity by Marx, Pin Calmon, and Ustun to examine different variations of this model, using different values for two model parameters. Pairwise comparison of their models show, that most of these models produce very similar results in terms of discrepancy and ambiguity for the availability and only in some cases the availability sets differ significantly.
A Survey on Deep Neural Networks in Collaborative Filtering Recommendation Systems
Center for Artificial Intelligence and Technology（人工智能与技术中心）；Faculty of Information Science and Technology（信息科学与技术学院）；The National University of Malaysia（马来西亚国立大学）
University of California, Davis（加州大学戴维斯分校）；Amazon（亚马逊）
In this paper, we consider recommender systems with side information in the form of graphs. Existing collaborative filtering algorithms mainly utilize only immediate neighborhood information and have a hard time taking advantage of deeper neighborhoods beyond 1-2 hops. The main caveat of exploiting deeper graph information is the rapidly growing time and space complexity when incorporating information from these neighborhoods. In this paper, we propose using Graph DNA, a novel Deep Neighborhood Aware graph encoding algorithm, for exploiting deeper neighborhood information. DNA encoding compute…
Eötvös Loránd University（厄特沃什·罗兰大学）；Carnegie Mellon University（卡内基梅隆大学）
Structured sparse coding and the related structured dictionary learning problems are novel research areas in machine learning. In this paper we present a new application of structured dictionary learning for collaborative filtering based recommender systems. Our extensive numerical experiments demonstrate that the presented technique outperforms its state-of-the-art competitors and has several advantages over approaches that do not put structured constraints on the dictionary elements.
Recent work has shown that collaborative filter-based recommender systems can be improved by incorporating side information, such as natural language reviews, as a way of regularizing the derived product representations. Motivated by the success of this approach, we introduce two different models of reviews and study their effect on collaborative filtering performance. While the previous state-of-the-art approach is based on a latent Dirichlet allocation (LDA) model of reviews, the models we explore are neural network based: a bag-of-words product-of-experts model and a recurrent neural networ…
Most accurate recommender systems are black-box models, hiding the reasoning behind their recommendations. Yet explanations have been shown to increase the user's trust in the system in addition to providing other benefits such as scrutability, meaning the ability to verify the validity of recommendations. This gap between accuracy and transparency or explainability has generated an interest in automated explanation generation methods. Restricted Boltzmann Machines (RBM) are accurate models for CF that also lack interpretability. In this paper, we focus on RBM based collaborative filtering rec…
Université Paris-Saclay（巴黎-萨克雷大学）；CentraleSupélec（中央高等电力学院）；BNP Paribas Corporate and Institutional Banking（法国巴黎银行企业与机构银行）
In many businesses, and particularly in finance, the behavior of a client might drastically change over time. It is consequently crucial for recommender systems used in such environments to be able to adapt to these changes. In this study, we propose a novel collaborative filtering algorithm that captures the temporal context of a user-item interaction through the users' and items' recent interaction histories to provide dynamic recommendations. The algorithm, designed with issues specific to the financial world in mind, uses a custom neural network architecture that tackles the non-stationari…
Recommendation and collaborative filtering systems are important in modern information and e-commerce applications. As these systems are becoming increasingly popular in the industry, their outputs could affect business decision making, introducing incentives for an adversarial party to compromise the availability or integrity of such systems. We introduce a data poisoning attack on collaborative filtering systems. We demonstrate how a powerful attacker with full knowledge of the learner can generate malicious data so as to maximize his/her malicious objectives, while at the same time mimickin…
Etsy Inc（Etsy公司）；Rutgers University（罗格斯大学）；University at Albany, SUNY（纽约州立大学奥尔巴尼分校）
Recently, there has been an increasing adoption of differential privacy guided algorithms for privacy-preserving machine learning tasks. However, the use of such algorithms comes with trade-offs in terms of algorithmic fairness, which has been widely acknowledged. Specifically, we have empirically observed that the classical collaborative filtering method, trained by differentially private stochastic gradient descent (DP-SGD), results in a disparate impact on user groups with respect to different user engagement levels. This, in turn, causes the original unfair model to become even more biased…
Luxembourg Institute of Science and Technology (LIST)（卢森堡科学技术研究院（LIST））
Collaborative filtering recommenders provide effective personalization services at the cost of sacrificing the privacy of their end users. Due to the increasing concerns from the society and stricter privacy regulations, it is an urgent research challenge to design privacy-preserving and yet robust recommenders which offer recommendation services to privacy-aware users. Our analysis shows that existing solutions fall short in several aspects, including lacking attention to the precise output to end users and ignoring the correlated robustness issues. In this paper, we provide a general system …
Distributed data analysis without revealing the individual data has recently attracted significant attention in several applications. A collaborative data analysis through sharing dimensionality reduced representations of data has been proposed as a non-model sharing-type federated learning. This paper analyzes the accuracy and privacy evaluations of this novel framework. In the accuracy analysis, we provided sufficient conditions for the equivalence of the collaborative data analysis and the centralized analysis with dimensionality reduction. In the privacy analysis, we proved that collaborat…
Laboratory for Data Security -- EPFL（数据安全实验室 -- 洛桑联邦理工学院）
Tree-based models are among the most efficient machine learning techniques for data mining nowadays due to their accuracy, interpretability, and simplicity. The recent orthogonal needs for more data and privacy protection call for collaborative privacy-preserving solutions. In this work, we survey the literature on distributed and privacy-preserving training of tree-based models and we systematize its knowledge based on four axes: the learning algorithm, the collaborative model, the protection mechanism, and the threat model. We use this to identify the strengths and limitations of these works…
Los Andes University（洛斯安第斯大学）；Rappi（Rappi公司）；Amazon（亚马逊）
Privacy-preserving machine learning in data-sharing processes is an ever-critical task that enables collaborative training of Machine Learning (ML) models without the need to share the original data sources. It is especially relevant when an organization must assure that sensitive data remains private throughout the whole ML pipeline, i.e., training and inference phases. This paper presents an innovative framework that uses Representation Learning via autoencoders to generate privacy-preserving embedded data. Thus, organizations can share the data representation to increase machine learning mo…
Cloud-edge collaborative inference approach splits deep neural networks (DNNs) into two parts that run collaboratively on resource-constrained edge devices and cloud servers, aiming at minimizing inference latency and protecting data privacy. However, even if the raw input data from edge devices is not directly exposed to the cloud, state-of-the-art attacks targeting collaborative inference are still able to reconstruct the raw private data from the intermediate outputs of the exposed local models, introducing serious privacy risks. In this paper, a secure privacy inference framework for cloud…
With the rapid demand of data and computational resources in deep learning systems, a growing number of algorithms to utilize collaborative machine learning techniques, for example, federated learning, to train a shared deep model across multiple participants. It could effectively take advantage of the resources of each participant and obtain a more powerful learning system. However, integrity and privacy threats in such systems have greatly obstructed the applications of collaborative learning. And a large amount of works have been proposed to maintain the model integrity and mitigate the pri…
Collaboration among multiple organizations is imperative for contemporary intrusion detection. As modern threats become well sophisticated it is difficult for organizations to defend with threat context local to their networks alone. Availability of global \emph{threat intelligence} is must for organizations to defend against modern advanced persistent threats (APTs). In order to benefit from such global context of attacks, privacy concerns continue to be of major hindrance. In this position paper we identify real world privacy problems as precise use cases, relevant cryptographic technologies…
Collaborative inference has recently emerged as an attractive framework for applying deep learning to Internet of Things (IoT) applications by splitting a DNN model into several subpart models among resource-constrained IoT devices and the cloud. However, the reconstruction attack was proposed recently to recover the original input image from intermediate outputs that can be collected from local models in collaborative inference. For addressing such privacy issues, a promising technique is to adopt differential privacy so that the intermediate outputs are protected with a small accuracy loss. …
With increasing usage of deep learning algorithms in many application, new research questions related to privacy and adversarial attacks are emerging. However, the deep learning algorithm improvement needs more and more data to be shared within research community. Methodologies like federated learning, differential privacy, additive secret sharing provides a way to train machine learning models on edge without moving the data from the edge. However, it is very computationally intensive and prone to adversarial attacks. Therefore, this work introduces a privacy preserving FedCollabNN framework …
In collaborative recommendation systems, privacy may be compromised, as users' opinions are used to generate recommendations for others. In this paper, we consider an online collaborative recommendation system, and we measure users' privacy in terms of the standard differential privacy. We give the first quantitative analysis of the trade-offs between recommendation quality and users' privacy in such a system by showing a lower bound on the best achievable privacy for any non-trivial algorithm, and proposing a near-optimal algorithm. From our results, we find that there is actually little trad…
Collaborative filtering (CF) recommendation algorithms are well-known for their outstanding recommendation performances, but previous researches showed that they could cause privacy leakage for users due to k-nearest neighboring (KNN) attacks. Recently, the notion of differential privacy (DP) has been applied to privacy preservation for collaborative filtering recommendation algorithms. However, as far as we know, existing differentially private CF recommendation schemes degraded the recommendation performance (such as recall and precision) to an unacceptable level. In this paper, in order to …
This work considers the problem of Distributed Mean Estimation (DME) over networks with intermittent connectivity, where the goal is to learn a global statistic over the data samples localized across distributed nodes with the help of a central server. To mitigate the impact of intermittent links, nodes can collaborate with their neighbors to compute local consensus which they forward to the central server. In such a setup, the communications between any pair of nodes must satisfy local differential privacy constraints. We study the tradeoff between collaborative relaying and privacy leakage d…
