We present an interpretable companion model for any pre-trained black-box classifiers. The idea is that for any input, a user can decide to either receive a prediction from the black-box model, with high accuracy but no explanations, or employ a companion rule to obtain an interpretable prediction with slightly lower accuracy. The companion model is trained from data and the predictions of the black-box model, with the objective combining area under the transparency--accuracy curve and model complexity. Our model provides flexible choices for practitioners who face the dilemma of choosing between always using interpretable models and always using black-box models for a predictive task, so users can, for any given input, take a step back to resort to an interpretable prediction if they find the predictive performance satisfying, or stick to the black-box model if the rules are unsatisfying. To show the value of companion models, we design a human evaluation on more than a hundred people to investigate the tolerable accuracy loss to gain interpretability for humans.
Black box machine learning models are currently being used for high stakes decision-making throughout society, causing problems throughout healthcare, criminal justice, and in other domains. People have hoped that creating methods for explaining these black box models will alleviate some of these problems, but trying to \textit{explain} black box models, rather than creating models that are \textit{interpretable} in the first place, is likely to perpetuate bad practices and can potentially cause catastrophic harm to society. There is a way forward -- it is to design models that are inherently …
Tippie College of Business（蒂皮商学院）；University of Iowa（爱荷华大学）
Interpretable machine learning has become a strong competitor for traditional black-box models. However, the possible loss of the predictive performance for gaining interpretability is often inevitable, putting practitioners in a dilemma of choosing between high accuracy (black-box models) and interpretability (interpretable models). In this work, we propose a novel framework for building a Hybrid Predictive Model (HPM) that integrates an interpretable model with any black-box model to combine their strengths. The interpretable model substitutes the black-box model on a subset of data where th…
This work addresses the situation where a black-box model with good predictive performance is chosen over its interpretable competitors, and we show interpretability is still achievable in this case. Our solution is to find an interpretable substitute on a subset of data where the black-box model is overkill or nearly overkill while leaving the rest to the black-box. This transparency is obtained at minimal cost or no cost of the predictive performance. Under this framework, we develop a Hybrid Rule Sets (HyRS) model that uses decision rules to capture the subspace of data where the rules are …
University of Iowa（爱荷华大学）；Tippie College of Business, University of Iowa（爱荷华大学蒂皮商学院）
Driven by an increasing need for model interpretability, interpretable models have become strong competitors for black-box models in many real applications. In this paper, we propose a novel type of model where interpretable models compete and collaborate with black-box models. We present the Model-Agnostic Linear Competitors (MALC) for partially interpretable classification. MALC is a hybrid model that uses linear models to locally substitute any black-box model, capturing subspaces that are most likely to be in a class while leaving the rest of the data to the black-box. MALC brings together…
Carnegie Mellon University（卡内基梅隆大学）；Petuum Inc.（Petuum公司）；Arizona State University（亚利桑那州立大学）
Interpretable machine learning has gained much attention recently. Briefness and comprehensiveness are necessary in order to provide a large amount of information concisely when explaining a black-box decision system. However, existing interpretable machine learning methods fail to consider briefness and comprehensiveness simultaneously, leading to redundant explanations. We propose the variational information bottleneck for interpretation, VIBI, a system-agnostic interpretable method that provides a brief but comprehensive explanation. VIBI adopts an information theoretic principle, informati…
Understanding black-box machine learning models is crucial for their widespread adoption. Learning globally interpretable models is one approach, but achieving high performance with them is challenging. An alternative approach is to explain individual predictions using locally interpretable models. For locally interpretable modeling, various methods have been proposed and indeed commonly used, but they suffer from low fidelity, i.e. their explanations do not approximate the predictions well. In this paper, our goal is to push the state-of-the-art in high-fidelity locally interpretable modeling…
We introduce a new model-agnostic explanation technique which explains the prediction of any classifier called CLE. CLE gives an faithful and interpretable explanation to the prediction, by approximating the model locally using an interpretable model. We demonstrate the flexibility of CLE by explaining different models for text, tabular and image classification, and the fidelity of it by doing simulated user experiments.
LAAS-CNRS, Université de Toulouse, CNRS（法国国家科学研究中心、图卢兹大学、LAAS实验室）；Polytechnique Montréal（蒙特利尔综合理工学院）；École de Technologie Supérieure（高等技术学院）
A hybrid model involves the cooperation of an interpretable model and a complex black box. At inference, any input of the hybrid model is assigned to either its interpretable or complex component based on a gating mechanism. The advantages of such models over classical ones are two-fold: 1) They grant users precise control over the level of transparency of the system and 2) They can potentially perform better than a standalone black box since redirecting some of the inputs to an interpretable model implicitly acts as regularization. Still, despite their high potential, hybrid models remain und…
Most of the work on interpretable machine learning has focused on designing either inherently interpretable models, which typically trade-off accuracy for interpretability, or post-hoc explanation systems, which lack guarantees about their explanation quality. We propose an alternative to these approaches by directly regularizing a black-box model for interpretability at training time. Our approach explicitly connects three key aspects of interpretable machine learning: (i) the model's innate explainability, (ii) the explanation system used at test time, and (iii) the metrics that measure expl…
KU Leuven（鲁汶大学）；University of Amsterdam（阿姆斯特丹大学）；Université Laval（拉瓦尔大学）
Highly regulated industries, like banking and insurance, ask for transparent decision-making algorithms. At the same time, competitive markets are pushing for the use of complex black box models. We therefore present a procedure to develop a Model-Agnostic Interpretable Data-driven suRRogate (maidrr) suited for structured tabular data. Knowledge is extracted from a black box via partial dependence effects. These are used to perform smart feature engineering by grouping variable values. This results in a segmentation of the feature space with automatic variable selection. A transparent generali…
Vrije Universiteit Brussel（布鲁塞尔自由大学）；Queens University Belfast（英国女王大学贝尔法斯特分校）
In the context of some machine learning applications, obtaining data instances is a relatively easy process but labeling them could become quite expensive or tedious. Such scenarios lead to datasets with few labeled instances and a larger number of unlabeled ones. Semi-supervised classification techniques combine labeled and unlabeled data during the learning phase in order to increase the classifier's generalization capability. Regrettably, most successful semi-supervised classifiers do not allow explaining their outcome, thus behaving like black boxes. However, there is an increasing number …
Are Linear Regression Models White Box and Interpretable?
University of Leicester（莱斯特大学）；Queen Mary University of London（伦敦玛丽女王大学）；Barts Health NHS Trust（巴特保健国民保健信托基金）；University of Zakho（扎胡大学）；St Bartholomew’s Hospital（圣巴塞洛缪医院）；William Harvey Research Institute（威廉·哈维研究所）；NIHR Barts Biomedical Research Centre（英国国家卫生研究院巴特生物医学研究中心）；Barts Heart Centre（巴特心脏中心）
AXA（安盛集团）；OECD（经济合作与发展组织）；Sorbonne Universite（索邦大学）；CNRS（法国国家科学研究中心）；Polish Academy of Science（波兰科学院）
Interpretable surrogates of black-box predictors trained on high-dimensional tabular datasets can struggle to generate comprehensible explanations in the presence of correlated variables. We propose a model-agnostic interpretable surrogate that provides global and local explanations of black-box classifiers to address this issue. We introduce the idea of concepts as intuitive groupings of variables that are either defined by a domain expert or automatically discovered using correlation coefficients. Concepts are embedded in a surrogate decision tree to enhance its comprehensibility. First expe…
The lack of interpretability often makes black-box models difficult to be applied to many practical domains. For this reason, the current work, from the black-box model input port, proposes to incorporate data-based prior information into the black-box soft-margin SVM model to enhance its interpretability. The concept and incorporation mechanism of data-based prior information are successively developed, based on which the interpretable or partly interpretable SVM optimization model is designed and then solved through handily rewriting the optimization problem as a nonlinear quadratic programm…
As machine learning becomes more pervasive, there is an urgent need for interpretable explanations of predictive models. Prior work has developed effective methods for visualizing global model behavior, as well as generating local (instance-specific) explanations. However, relatively little work has addressed regional explanations - how groups of similar instances behave in a complex model, and the related issue of visualizing statistical feature interactions. The lack of utilities available for these analytical needs hinders the development of models that are mission-critical, transparent, an…
Stanford University（斯坦福大学）；Meta；University of Vienna（维也纳大学）
Black-box heterogeneous treatment effect (HTE) models are increasingly being used to create personalized policies that assign individuals to their optimal treatments. However, they are difficult to understand, and can be burdensome to maintain in a production environment. In this paper, we present a scalable, interpretable personalized experimentation system, implemented and deployed in production at Meta. The system works in a multiple treatment, multiple outcome setting typical at Meta to: (1) learn explanations for black-box HTE models; (2) generate interpretable personalized policies. We e…
Université du Québec à Montréal（蒙特利尔魁北克大学）；LAAS-CNRS（法国国家科学研究中心自动化、计算机工程与信号实验室）；Université de Toulouse（图卢兹大学）
As the use of black-box models becomes ubiquitous in high stake decision-making systems, demands for fair and interpretable models are increasing. While it has been shown that interpretable models can be as accurate as black-box models in several critical domains, existing fair classification techniques that are interpretable by design often display poor accuracy/fairness tradeoffs in comparison with their non-interpretable counterparts. In this paper, we propose FairCORELS, a fair classification technique interpretable by design, whose objective is to learn fair rule lists. Our solution is a …
Recurrent neural networks (RNNs) are powerful and effective for processing sequential data. However, RNNs are usually considered "black box" models whose internal structure and learned parameters are not interpretable. In this paper, we propose an interpretable RNN based on the sequential iterative soft-thresholding algorithm (SISTA) for solving the sequential sparse recovery problem, which models a sequence of correlated observations with a sequence of sparse latent vectors. The architecture of the resulting SISTA-RNN is implicitly defined by the computational structure of SISTA, which result…
As machine learning algorithms are increasingly applied to high impact yet high risk tasks, such as medical diagnosis or autonomous driving, it is critical that researchers can explain how such algorithms arrived at their predictions. In recent years, a number of image saliency methods have been developed to summarize where highly complex neural networks "look" in an image for evidence for their predictions. However, these techniques are limited by their heuristic nature and architectural constraints. In this paper, we make two main contributions: First, we propose a general framework for lear…
Carnegie Mellon University（卡内基梅隆大学）；Petuum Inc（Petuum公司）；Determined AI
Most of the work on interpretable machine learning has focused on designing either inherently interpretable models, which typically trade-off accuracy for interpretability, or post-hoc explanation systems, whose explanation quality can be unpredictable. Our method, ExpO, is a hybridization of these approaches that regularizes a model for explanation quality at training time. Importantly, these regularizers are differentiable, model agnostic, and require no domain knowledge to define. We demonstrate that post-hoc explanations for ExpO-regularized models have better explanation quality, as measu…
Warsaw University of Technology（华沙理工大学）；University of Warsaw（华沙大学）
Complex black-box predictive models may have high performance, but lack of interpretability causes problems like lack of trust, lack of stability, sensitivity to concept drift. On the other hand, achieving satisfactory accuracy of interpretable models require more time-consuming work related to feature engineering. Can we train interpretable and accurate models, without timeless feature engineering? We propose a method that uses elastic black-boxes as surrogate models to create a simpler, less opaque, yet still accurate and interpretable glass-box models. New models are created on newly engine…
University of Minho（米尼奥大学）；HASLab, INESC Tec（米尼奥高级科学实验室，葡萄牙国家科学技术研究所）；LIAAD-INESC TEC（人工智能与数据分析实验室，葡萄牙国家科学技术研究所）；Dalhousie University（达尔豪斯大学）；University of Porto（波尔图大学）
Machine learning models are becoming increasingly popular in different types of settings. This is mainly caused by their ability to achieve a level of predictive performance that is hard to match by human experts in this new era of big data. With this usage growth comes an increase of the requirements for accountability and understanding of the models' predictions. However, the degree of sophistication of the most successful models (e.g. ensembles, deep learning) is becoming a large obstacle to this endeavour as these models are essentially black boxes. In this paper we describe two general ap…
Warsaw University of Technology（华沙理工大学）；University of Warsaw（华沙大学）
Complex black-box predictive models may have high accuracy, but opacity causes problems like lack of trust, lack of stability, sensitivity to concept drift. On the other hand, interpretable models require more work related to feature engineering, which is very time consuming. Can we train interpretable and accurate models, without timeless feature engineering? In this article, we show a method that uses elastic black-boxes as surrogate models to create a simpler, less opaque, yet still accurate and interpretable glass-box models. New models are created on newly engineered features extracted/le…
Michigan State University（密歇根州立大学）；Ford Motor Company（福特汽车公司）
Black-box AI induction methods such as deep reinforcement learning (DRL) are increasingly being used to find optimal policies for a given control task. Although policies represented using a black-box AI are capable of efficiently executing the underlying control task and achieving optimal closed-loop performance, the developed control rules are often complex and neither interpretable nor explainable. In this paper, we use a recently proposed nonlinear decision-tree (NLDT) approach to find a hierarchical set of control rules in an attempt to maximize the open-loop performance for approximating …
LIME is a popular approach for explaining a black-box prediction through an interpretable model that is trained on instances in the vicinity of the predicted instance. To generate these instances, LIME randomly selects a subset of the non-zero features of the predicted instance. After that, the perturbed instances are fed into the black-box model to obtain labels for these, which are then used for training the interpretable model. In this study, we present a systematic evaluation of the interpretable models that are output by LIME on the two use-cases that were considered in the original paper…
The University of Texas at Austin（德克萨斯大学奥斯汀分校）；The University of Washington（华盛顿大学）；Duke University（杜克大学）
Objectives: We study interpretable recidivism prediction using machine learning (ML) models and analyze performance in terms of prediction ability, sparsity, and fairness. Unlike previous works, this study trains interpretable models that output probabilities rather than binary predictions, and uses quantitative fairness definitions to assess the models. This study also examines whether models can generalize across geographic locations. Methods: We generated black-box and interpretable ML models on two different criminal recidivism datasets from Florida and Kentucky. We compared predictive per…
Opening the Black Box: Towards inherently interpretable energy data imputation models using building physics insight
E3D - Institute of Energy Efficiency and Sustainable Building, RWTH Aachen University（亚琛工业大学E3D能源效率与可持续建筑研究所）；Future Cities Laboratory Global, Singapore-ETH Centre（新加坡-ETH中心未来城市实验室全球分部）；Department of the Built Environment, College of Design and Engineering, National University of Singapore (NUS)（新加坡国立大学设计与工程学院建筑环境系）
Explaining recommendations enables users to understand whether recommended items are relevant to their needs and has been shown to increase their trust in the system. More generally, if designing explainable machine learning models is key to check the sanity and robustness of a decision process and improve their efficiency, it however remains a challenge for complex architectures, especially deep neural networks that are often deemed "black-box". In this paper, we propose a novel formulation of interpretable deep neural networks for the attribution task. Differently to popular post-hoc methods…
Academic research and the financial industry have recently paid great attention to Machine Learning algorithms due to their power to solve complex learning tasks. In the field of firms' default prediction, however, the lack of interpretability has prevented the extensive adoption of the black-box type of models. To overcome this drawback and maintain the high performances of black-boxes, this paper relies on a model-agnostic approach. Accumulated Local Effects and Shapley values are used to shape the predictors' impact on the likelihood of default and rank them according to their contribution …
LIT AI Lab & Institute for Machine Learning, Johannes Kepler University Linz（林茨约翰开普勒大学LIT人工智能实验室和机器学习研究所）；Computational Chemistry & Biology, Merck KGaA（默克集团计算化学与生物学部）
Without any means of interpretation, neural networks that predict molecular properties and bioactivities are merely black boxes. We will unravel these black boxes and will demonstrate approaches to understand the learned representations which are hidden inside these models. We show how single neurons can be interpreted as classifiers which determine the presence or absence of pharmacophore- or toxicophore-like structures, thereby generating new insights and relevant knowledge for chemistry, pharmacology and biochemistry. We further discuss how these novel pharmacophores/toxicophores can be det…
The ability of deep learning (DL) to improve the practice of medicine and its clinical outcomes faces a looming obstacle: model interpretation. Without description of how outputs are generated, a collaborating physician can neither resolve when the model's conclusions are in conflict with his or her own, nor learn to anticipate model behavior. Current research aims to interpret networks that diagnose ECG recordings, which has great potential impact as recordings become more personalized and widely deployed. A generalizable impact beyond ECGs lies in the ability to provide a rich test-bed for t…
Lenovo Research（联想研究院）；University of Chinese Academy of Sciences（中国科学院大学）
Despite outstanding contribution to the significant progress of Artificial Intelligence (AI), deep learning models remain mostly black boxes, which are extremely weak in explainability of the reasoning process and prediction results. Explainability is not only a gateway between AI and society but also a powerful tool to detect flaws in the model and biases in the data. Local Interpretable Model-agnostic Explanation (LIME) is a recent approach that uses an interpretable model to form a local explanation for the individual prediction result. The current implementation of LIME adopts the linear r…
There is a rich and growing literature on producing local contrastive/counterfactual explanations for black-box models (e.g. neural networks). In these methods, for an input, an explanation is in the form of a contrast point differing in very few features from the original input and lying in a different class. Other works try to build globally interpretable models like decision trees and rule lists based on the data using actual labels or based on the black-box models predictions. Although these interpretable global models can be useful, they may not be consistent with local explanations from …
Lenovo Research（联想研究院）；University of Chinese Academy of Sciences（中国科学院大学）
Explainability is a gateway between Artificial Intelligence and society as the current popular deep learning models are generally weak in explaining the reasoning process and prediction results. Local Interpretable Model-agnostic Explanation (LIME) is a recent technique that explains the predictions of any classifier faithfully by learning an interpretable model locally around the prediction. However, the sampling operation in the standard implementation of LIME is defective. Perturbed samples are generated from a uniform distribution, ignoring the complicated correlation between features. Thi…
