Traditionally, researchers in automatic face recognition and biometric technologies have focused on developing accurate algorithms. With this technology being integrated into operational systems, engineers and scientists are being asked, do these systems meet societal norms? The origin of this line of inquiry is `trust' of artificial intelligence (AI) systems. In this paper, we concentrate on adapting explainable AI to face recognition and biometrics, and we present four principles of explainable AI to face recognition and biometrics. The principles are illustrated by $\it{four}$ case studies, which show the challenges and issues in developing algorithms that can produce explanations.
This study demonstrates how facial biometrics, acquired using multi-spectral sensors, such as RGB, depth, and infrared, assist the data accumulation in the process of authorizing users of automated and semi-automated access systems. This data serves the purposes of person authentication, as well as facial temperature estimation. We utilize depth data taken using an inexpensive RGB-D sensor to find the head pose of a subject. This allows the selection of video frames containing a frontal-view head pose for face recognition and face temperature reading. Usage of the frontal-view frames improves …
The University of Texas at Dallas（德克萨斯大学达拉斯分校）；L. D. College of Engineering（L. D.工程学院）；Ahmedabad University（艾哈迈达巴德大学）；Dosepack LLC（Dosepack有限责任公司）；Meditab Software Inc.（Meditab软件公司）
How can we improve the facial soft-biometric classification with help of the human visual system? This paper explores the use of saliency which is equivalent to the human visual system to classify Age, Gender and Facial Expression soft-biometric for facial images. Using the Deep Multi-level Network (ML-Net) [1] and off-the-shelf face detector [2], we propose our approach - SAF-BAGE, which first detects the face in the test image, increases the Bounding Box (B-Box) margin by 30%, finds the saliency map using ML-Net, with 30% reweighted ratio of saliency map, it multiplies with the input cropped…
Imperial College London（帝国理工学院）；Middlesex University London（伦敦密德萨斯大学）
The progress we are currently witnessing in many computer vision applications, including automatic face analysis, would not be made possible without tremendous efforts in collecting and annotating large scale visual databases. To this end, we propose 4DFAB, a new large scale database of dynamic high-resolution 3D faces (over 1,800,000 3D meshes). 4DFAB contains recordings of 180 subjects captured in four different sessions spanning over a five-year period. It contains 4D videos of subjects displaying both spontaneous and posed facial behaviours. The database can be used for both face and facia…
Nokia Bell-Labs（诺基亚贝尔实验室）；Escuela Politecnica Superior, Universidad Autonoma de Madrid（马德里自治大学高等理工学院）
The role of soft biometrics to enhance person recognition systems in unconstrained scenarios has not been extensively studied. Here, we explore the utility of the following modalities: gender, ethnicity, age, glasses, beard, and moustache. We consider two assumptions: 1) manual estimation of soft biometrics and 2) automatic estimation from two commercial off-the-shelf systems (COTS). All experiments are reported using the labeled faces in the wild (LFW) database. First, we study the discrimination capabilities of soft biometrics standalone. Then, experiments are carried out fusing soft biometr…
University of Brasilia（巴西利亚大学）；Federal University of Maranhao（马拉尼昂联邦大学）；KU Leuven（鲁汶大学）；National Institute of Criminalistics（国家刑事科学研究所）；Brazilian Federal Police（巴西联邦警察）
Facial analysis permits many investigations some of the most important of which are craniofacial identification, facial recognition, and age and sex estimation. In forensics, photo-anthropometry describes the study of facial growth and allows the identification of patterns in facial skull development by using a group of cephalometric landmarks to estimate anthropological information. In several areas, automation of manual procedures has achieved advantages over and similar measurement confidence as a forensic expert. This manuscript presents an approach using photo-anthropometric indexes, gene…
Hochschule Darmstadt（达姆施塔特应用技术大学）；Fraunhofer Institute for Computer Graphics Research（弗劳恩霍夫计算机图形学研究所）；Norwegian University of Science and Technology（挪威科技大学）；University of Ljubljana（卢布尔雅那大学）
In the recent past, different researchers have proposed privacy-enhancing face recognition systems designed to conceal soft-biometric attributes at feature level. These works have reported impressive results, but generally did not consider specific attacks in their analysis of privacy protection. We introduce an attack on said schemes based on two observations: (1) highly similar facial representations usually originate from face images with similar soft-biometric attributes; (2) to achieve high recognition accuracy, robustness against intra-class variations within facial representations has t…
KU Leuven（天主教鲁汶大学）；Imperial College London（伦敦帝国学院）；USI Lugano（卢加诺大学）；Indiana University-Purdue University-Indianapolis（印第安纳大学-普渡大学印第安纳波利斯联合分校）；Penn State University（宾夕法尼亚州立大学）；Twitter（推特）
Face recognition is a widely accepted biometric verification tool, as the face contains a lot of information about the identity of a person. In this study, a 2-step neural-based pipeline is presented for matching 3D facial shape to multiple DNA-related properties (sex, age, BMI and genomic background). The first step consists of a triplet loss-based metric learner that compresses facial shape into a lower dimensional embedding while preserving information about the property of interest. Most studies in the field of metric learning have only focused on 2D Euclidean data. In this work, geometric…
Halmstad University（哈尔姆斯塔德大学）；University of Balearic Islands（巴利阿里群岛大学）
We address the use of selfie ocular images captured with smartphones to estimate age and gender. Partial face occlusion has become an issue due to the mandatory use of face masks. Also, the use of mobile devices has exploded, with the pandemic further accelerating the migration to digital services. However, state-of-the-art solutions in related tasks such as identity or expression recognition employ large Convolutional Neural Networks, whose use in mobile devices is infeasible due to hardware limitations and size restrictions of downloadable applications. To counteract this, we adapt two exist…
Institute of Automation, Chinese Academy of Sciences（中国科学院自动化研究所）；Research Center for AI Ethics and Safety, Beijing Academy of Artificial Intelligence（北京人工智能研究院人工智能伦理与安全研究中心）；Berggruen Research Center, Peking University（北京大学贝格伦研究中心）
Facial recognition is changing the way we live in and interact with our society. Here we discuss the two sides of facial recognition, summarizing potential risks and current concerns. We introduce current policies and regulations in different countries. Very importantly, we point out that the risks and concerns are not only from facial recognition, but also realistically very similar to other biometric recognition technology, including but not limited to gait recognition, iris recognition, fingerprint recognition, voice recognition, etc. To create a responsible future, we discuss possible tech…
IIIT Delhi（印度德里信息技术学院）；West Virginia University（西弗吉尼亚大学）
Forensic application of automatically matching skull with face images is an important research area linking biometrics with practical applications in forensics. It is an opportunity for biometrics and face recognition researchers to help the law enforcement and forensic experts in giving an identity to unidentified human skulls. It is an extremely challenging problem which is further exacerbated due to lack of any publicly available database related to this problem. This is the first research in this direction with a two-fold contribution: (i) introducing the first of its kind skull-face image…
Faculty of Electrical Engineering, University of Ljubljana（卢布尔雅那大学电气工程学院）；Faculty of Computer and Information Science, University of Ljubljana（卢布尔雅那大学计算机与信息科学学院）
Soft-biometric privacy-enhancing techniques represent machine learning methods that aim to: (i) mitigate privacy concerns associated with face recognition technology by suppressing selected soft-biometric attributes in facial images (e.g., gender, age, ethnicity) and (ii) make unsolicited extraction of sensitive personal information infeasible. Because such techniques are increasingly used in real-world applications, it is imperative to understand to what extent the privacy enhancement can be inverted and how much attribute information can be recovered from privacy-enhanced images. While these…
Fraunhofer Institute for Computer Graphics Research IGD（弗劳恩霍夫计算机图形学研究所）；Technical University of Darmstadt（达姆施塔特工业大学）
Current research on soft-biometrics showed that privacy-sensitive information can be deduced from biometric templates of an individual. Since for many applications, these templates are expected to be used for recognition purposes only, this raises major privacy issues. Previous works focused on supervised privacy-enhancing solutions that require privacy-sensitive information about individuals and limit their application to the suppression of single and pre-defined attributes. Consequently, they do not take into account attributes that are not considered in the training. In this work, we presen…
The performance of face recognition systems can be negatively impacted in the presence of masks and other types of facial coverings that have become prevalent due to the COVID-19 pandemic. In such cases, the periocular region of the human face becomes an important biometric cue. In this article, we present a detailed review of periocular biometrics. We first examine the various face and periocular techniques specially designed to recognize humans wearing a face mask. Then, we review different aspects of periocular biometrics: (a) the anatomical cues present in the periocular region useful for …
In this paper, we present a deep coupled framework to address the problem of matching sketch image against a gallery of mugshots. Face sketches have the essential in- formation about the spatial topology and geometric details of faces while missing some important facial attributes such as ethnicity, hair, eye, and skin color. We propose a cou- pled deep neural network architecture which utilizes facial attributes in order to improve the sketch-photo recognition performance. The proposed Attribute-Assisted Deep Con- volutional Neural Network (AADCNN) method exploits the facial attributes and le…
The vast progress in synthetic image synthesis enables the generation of facial images in high resolution and photorealism. In biometric applications, the main motivation for using synthetic data is to solve the shortage of publicly-available biometric data while reducing privacy risks when processing such sensitive information. These advantages are exploited in this work by simulating human face ageing with recent face age modification algorithms to generate mated samples, thereby studying the impact of ageing on the performance of an open-source biometric recognition system. Further, a real …
Hochschule Ansbach（安斯巴赫应用技术大学）；Hochschule Darmstadt（达姆施塔特应用技术大学）；EURECOM（欧洲通信学院）；Fraunhofer Institute for Computer Graphics Research IGD（弗劳恩霍夫计算机图形学研究所）
Since early 2020 the COVID-19 pandemic has had a considerable impact on many aspects of daily life. A range of different measures have been implemented worldwide to reduce the rate of new infections and to manage the pressure on national health services. A primary strategy has been to reduce gatherings and the potential for transmission through the prioritisation of remote working and education. Enhanced hand hygiene and the use of facial masks have decreased the spread of pathogens when gatherings are unavoidable. These particular measures present challenges for reliable biometric recognition…
Biometric technologies, especially face recognition, have become an essential part of identity management systems worldwide. In deployments of biometrics, secure storage of biometric information is necessary in order to protect the users' privacy. In this context, biometric cryptosystems are designed to meet key requirements of biometric information protection enabling a privacy-preserving storage and comparison of biometric data. This work investigates the application of a well-known biometric cryptosystem, i.e. the improved fuzzy vault scheme, to facial feature vectors extracted through deep…
An Explainable Machine Learning Approach for Age and Gender Estimation in Living Individuals Using Dental Biometrics
University of Essex（埃塞克斯大学）；Tel Aviv University（特拉维夫大学）；Oral Medicine and Oral Surgery（口腔医学与口腔外科）；Universitas Airlangga（艾尔朗加大学）；Boston University（波士顿大学）；King George’s Medical University（乔治国王医科大学）
Soft biometric attributes such as gender, ethnicity or age may provide useful information for biometrics and forensics applications. Researchers used, e.g., face, gait, iris, and hand, etc. to classify such attributes. Even though hand has been widely studied for biometric recognition, relatively less attention has been given to soft biometrics from hand. Previous studies of soft biometrics based on hand images focused on gender and well-controlled imaging environment. In this paper, the gender and ethnicity classification in uncontrolled environment are considered. Gender and ethnicity labels…
Massachusetts Institute of Technology（麻省理工学院）；Sony AI（索尼人工智能研究院）
Harms resulting from the development and deployment of facial processing technologies (FPT) have been met with increasing controversy. Several states and cities in the U.S. have banned the use of facial recognition by law enforcement and governments, but FPT are still being developed and used in a wide variety of contexts where they primarily are regulated by state biometric information privacy laws. Among these laws, the 2008 Illinois Biometric Information Privacy Act (BIPA) has generated a significant amount of litigation. Yet, with most BIPA lawsuits reaching settlements before there have b…
Cause of a rapid increase in technological development, increasing identity theft, consumer fraud, the threat to personal data is also increasing every day. Methods developed earlier to ensure personal the information from the thefts was not effective and safe. Biometrics were introduced when it was needed technology for more efficient security of personal information. Old-fashioned traditional approaches like Personal identification number( PIN), passwords, keys, login ID can be forgotten, stolen or lost. In biometric authentication system, user may not remember any passwords or carry any key…
Identity authentication is the process of verifying one's identity. There are several identity authentication methods, among which biometric authentication is of utmost importance. Facial recognition is a sort of biometric authentication with various applications, such as unlocking mobile phones and accessing bank accounts. However, presentation attacks pose the greatest threat to facial recognition. A presentation attack is an attempt to present a non-live face, such as a photo, video, mask, and makeup, to the camera. Presentation attack detection is a countermeasure that attempts to identify…
Deep Learning Models for Robust Facial Liveness Detection
Department of Theoretical and Applied Sciences, eCampus University（eCampus大学理论与应用科学系）；Department of Intelligent Software Systems and Technologies, School of Computer Science and Artificial Intelligence, V. N. Karazin Kharkiv National University（V. N. 卡拉津哈尔科夫国立大学计算机科学与人工智能学院智能软件系统与技术系）；Department of Political Sciences, Communication and International Relations, University of Macerata（马切拉塔大学政治学、传播与国际关系系）；Marche Polytechnic University（马尔凯理工大学）；Department Economics and Law, University of Macerata（马切拉塔大学经济与法律系）；Department of Information Engineering, Marche Polytechnic University（马尔凯理工大学信息工程系）
Hochschule Darmstadt（达姆施塔特应用科学大学）；Inria（法国国家信息与自动化研究所）；Fraunhofer Institute for Computer Graphics Research IGD（弗劳恩霍夫计算机图形研究所）；TU Darmstadt（达姆施塔特工业大学）
Systems incorporating biometric technologies have become ubiquitous in personal, commercial, and governmental identity management applications. Both cooperative (e.g. access control) and non-cooperative (e.g. surveillance and forensics) systems have benefited from biometrics. Such systems rely on the uniqueness of certain biological or behavioural characteristics of human beings, which enable for individuals to be reliably recognised using automated algorithms. Recently, however, there has been a wave of public and academic concerns regarding the existence of systemic bias in automated decisio…
CSIRO’s Data61（澳大利亚联邦科学与工业研究组织Data61）；Cyber Security Cooperative Research Centre（网络安全合作研究中心）
Biometric data, such as face images, are often associated with sensitive information (e.g medical, financial, personal government records). Hence, a data breach in a system storing such information can have devastating consequences. Deep learning is widely utilized for face recognition (FR); however, such models are vulnerable to backdoor attacks executed by malicious parties. Backdoor attacks cause a model to misclassify a particular class as a target class during recognition. This vulnerability can allow adversaries to gain access to highly sensitive data protected by biometric authenticatio…
Universidad Autonoma de Madrid（马德里自治大学）；Veridas Digital Authentication Solutions（Veridas数字认证解决方案公司）
In this paper we develop FaceQvec, a software component for estimating the conformity of facial images with each of the points contemplated in the ISO/IEC 19794-5, a quality standard that defines general quality guidelines for face images that would make them acceptable or unacceptable for use in official documents such as passports or ID cards. This type of tool for quality assessment can help to improve the accuracy of face recognition, as well as to identify which factors are affecting the quality of a given face image and to take actions to eliminate or reduce those factors, e.g., with pos…
Recently, different researchers have found that the gallery composition of a face database can induce performance differentials to facial identification systems in which a probe image is compared against up to all stored reference images to reach a biometric decision. This negative effect is referred to as "watchlist imbalance effect". In this work, we present a method to theoretically estimate said effect for a biometric identification system given its verification performance across demographic groups and the composition of the used gallery. Further, we report results for identification expe…
Synthetically-generated audios and videos -- so-called deep fakes -- continue to capture the imagination of the computer-graphics and computer-vision communities. At the same time, the democratization of access to technology that can create sophisticated manipulated video of anybody saying anything continues to be of concern because of its power to disrupt democratic elections, commit small to large-scale fraud, fuel dis-information campaigns, and create non-consensual pornography. We describe a biometric-based forensic technique for detecting face-swap deep fakes. This technique combines a st…
University of Brasilia（巴西利亚大学）；University of Campinas（坎皮纳斯大学）；University of São Paulo（圣保罗大学）；University of Granada（格拉纳达大学）；Department of Federal Police（联邦警察局）
Facial landmarks are employed in many research areas such as facial recognition, craniofacial identification, age and sex estimation among the most important. In the forensic field, the focus is on the analysis of a particular set of facial landmarks, defined as cephalometric landmarks. Previous works demonstrated that the descriptive adequacy of these anatomical references for an indirect application (photo-anthropometric description) increased the marking precision of these points, contributing to a greater reliability of these analyzes. However, most of them are performed manually and all o…
Federal University of São Carlos（圣卡洛斯联邦大学）；São Paulo State University（圣保罗州立大学）
Biometrics emerged as a robust solution for security systems. However, given the dissemination of biometric applications, criminals are developing techniques to circumvent them by simulating physical or behavioral traits of legal users (spoofing attacks). Despite face being a promising characteristic due to its universality, acceptability and presence of cameras almost everywhere, face recognition systems are extremely vulnerable to such frauds since they can be easily fooled with common printed facial photographs. State-of-the-art approaches, based on Convolutional Neural Networks (CNNs), pre…
In recent years, periocular recognition has been developed as a valuable biometric identification approach, especially in wild environments (for example, masked faces due to COVID-19 pandemic) where facial recognition may not be applicable. This paper presents a new deep periocular recognition framework called attribute-based deep periocular recognition (ADPR), which predicts soft biometrics and incorporates the prediction into a periocular recognition algorithm to determine identity from periocular images with high accuracy. We propose an end-to-end framework, which uses several shared convol…
Fraunhofer HHI（弗劳恩霍夫电信研究所）；Humboldt University Berlin（柏林洪堡大学）
A facial morph is a synthetically created image of a face that looks similar to two different individuals and can even trick biometric facial recognition systems into recognizing both individuals. This attack is known as face morphing attack. The process of creating such a facial morph is well documented and a lot of tutorials and software to create them are freely available. Therefore, it is mandatory to be able to detect this kind of fraud to ensure the integrity of the face as reliable biometric feature. In this work, we study the effects of face morphing on the physically correctness of th…
School of Engineering, Universidad Autonoma de Madrid（马德里自治大学工程学院）；European Commission, JRC（欧盟委员会联合研究中心）
"The output of a computerised system can only be as accurate as the information entered into it." This rather trivial statement is the basis behind one of the driving concepts in biometric recognition: biometric quality. Quality is nowadays widely regarded as the number one factor responsible for the good or bad performance of automated biometric systems. It refers to the ability of a biometric sample to be used for recognition purposes and produce consistent, accurate, and reliable results. Such a subjective term is objectively estimated by the so-called biometric quality metrics. These algor…
