Shamit Kachru, Manki Kim, Liam McAllister, Max Zimet
备注：
58 pages. v2: corrected statements about generalized complex geometry. Appendices contain more details of spinor ansatz and of D3-brane potential. Typos fixed, refs added. v3: significant additional results. Appendix A includes analysis of a new term in the Killing spinor equations. Appendix C contains a demonstration of the cancellation of divergences. Conclusions unchanged
We analyze the de Sitter construction of \cite{KKLT} using ten-dimensional supergravity, finding exact agreement with the four-dimensional effective theory. Starting from the fermionic couplings in the D7-brane action, we derive the ten-dimensional stress-energy due to gaugino condensation on D7-branes. We demonstrate that upon including this stress-energy, as well as that due to anti-D3-branes, the ten-dimensional equations of motion require the four-dimensional curvature to take precisely the value determined by the four-dimensional effective theory of \cite{KKLT}.
We explore the possibility of obtaining de Sitter vacua in strongly coupled heterotic models by adding various corrections to the supergravity potential energy. We show that, in a generic compactification scenario, Fayet-Iliopoulos terms can generate a de Sitter vacuum. The cosmological constant in this vacuum can be fine tuned to be consistent with observation. We also study moduli potentials in non-supersymmetric compactifications of $E_8 \times E_8$ theory with anti five-branes and $E_8 \times \bar E_8$ theory. We argue that they can be used to create a de Sitter vacuum only if some of the …
We generalize the analysis of arXiv:1210.7244 to de Sitter space α-vacua and compute the entanglement entropy of a free scalar for the half-sphere at late time.
We find 5D gauged supergravity theories exhibiting stable de Sitter vacua. These are the first examples of stable de Sitter vacua in higher-dimensional (D>4) supergravity. Non-compact gaugings with tensor multiplets and R-symmetry gauging seem to be the essential ingredients in these models. They are however not sufficient to guarantee stable de Sitter vacua, as we show by investigating several other models. The qualitative behaviour of the potential also seems to depend crucially on the geometry of the scalar manifold.
It is shown that the so-called $α$-vacua which have been proposed as candidates for states of free quantum fields on de Sitter space have infinitely strong fluctuations for typical observables as averaged renormalized energy momentum tensor.
In this paper the consistency of the de Sitter invariant $α$-vacua, which have been introduced as simple tools to study the effects of transplanckian physics, is investigated. In particular possible non renormalization problems are discussed, as well as non standard properties of Greens functions. We also discuss the non thermal properties of the $α$-vacua and the necessity of $α$ to change. The conclusion is that non of these problems necessarily exclude an application of the $α$-vacua to inflation.
In this work we analyze the role of $α'$-corrections to type IIB orientifold compactifications in Kähler moduli stabilization and inflation. In particular, we propose a model independent scenario to achieve non-supersymmetric Minkowski and de Sitter vacua for geometric backgrounds with positive Euler-characteristic and generic number of Kähler moduli. The vacua are obtained by a tuning of the flux superpotential. Moreover, in the one-modulus case we argue for a mechanisms to achieve model independent slow-roll.
We describe how 4d de Sitter vacua might emerge from 11d heterotic M-theory. Non-perturbative effects and $G$-fluxes play a crucial role leading to vacua with F-term supersymmetry breaking and a positive energy density. Charged scalar matter fields are no longer massless in these vacua thus solving one of the problems of the heterotic string. Moreover, interesting dark matter candidates appear in a natural way.
We find extrema of the potential of matter couplings to N=2 supergravity that define de Sitter vacua and no tachyonic modes. There are three essential ingredients in our construction: namely non-abelian non-compact gaugings, de Roo-Wagemans rotation angles, and Fayet-Iliopoulos terms.
We consider flux compactification of type IIB string theory as the orientifold limit of an F-theory on a Calabi-Yau fourfold. We show that when supersymmetry is dominantly broken by the axion-dilaton and the contributions of the F-terms associated with complex structure moduli are small, the Hessian of the flux potential always has tachyonic modes for de Sitter vacua. This implies that there exist no meta-stable de Sitter vacua in this limit. Moreover, we find that the stability requirement imposes a relation between the values of cosmological constant and the scale of supersymmetry breaking f…
The possible existence of (meta-) stable de Sitter vacua in string theory is of fundamental importance. So far, there are no fully stable solutions where all effects are under perturbative control. In this paper we investigate the presence of stable de Sitter vacua in type II string theory with non-geometric fluxes. We introduce a systematic method for solving the equations of motion at the origin of moduli space, by expressing the fluxes in terms of the supersymmetry breaking parameters. As a particular example, we revisit the geometric type IIA compactifications, and argue that non-geometric…
In the present talk I shall review the construction of N=2 supergravity models exhibiting stable de Sitter vacua. These solutions represent the first instance of stable backgrounds with positive cosmological constant in the framework of extended supergravities (N >=2). After briefly reviewing the role of de Sitter space--times in inflationary cosmology, I shall describe the main ingredients which were necessary for the construction of gauged N=2 supergravity models admitting stable solutions of this kind.
We find a new class of metastable de Sitter solutions in compactifications of six-dimensional supergravity motivated by type IIB or heterotic string vacua. Two Fayet-Iliopoulos terms of a local U(1) symmetry are generated by magnetic flux and by the Green-Schwarz term canceling the gauge anomalies, respectively. The interplay between the induced D-term, the moduli dependence of the effective gauge coupling, and a nonperturbative superpotential stabilizes the moduli and determines the size of the extra dimensions.
We extend a recent scenario of Kachru, Kallosh, Linde and Trivedi to fix the string moduli fields by using a combination of fluxes and non-perturbative superpotentials, leading to de Sitter vacua. In our scenario the non-perturbative superpotential is taken to be the N=1^* superpotential for an SU(N) theory, originally computed by Dorey and recently rederived using the techniques of Dijkgraaf-Vafa. The fact that this superpotential includes the full instanton contribution gives rise to the existence of a large number of minima, increasing with N. In the absence of supersymmetry breaking these …
We construct a new class of metastable de Sitter vacua of flux compactifications of type IIB string theory. These solutions provide a natural extension of the `Large Volume Scenario' anti-de Sitter vacua, and can analogously be realised at parametrically large volume and weak string coupling, using standard ${\cal N}=1$ supergravity. For these new vacua, a positive vacuum energy is achieved from the inclusion of a small amount of flux-induced supersymmetry breaking in the complex structure and axio-dilaton sector, and no additional `uplift' contribution (e.g.~from anti-branes) is required. We …
We investigate membrane instanton effects in type IIA strings compactified on rigid Calabi-Yau manifolds. These effects contribute to the low-energy effective action of the universal hypermultiplet. In the absence of additional fivebrane instantons, the quaternionic geometry of this hypermultiplet is determined by solutions of the three-dimensional Toda equation. We construct solutions describing membrane instantons, and find perfect agreement with the string theory prediction. In the context of flux compactifications we discuss how membrane instantons contribute to the scalar potential and th…
Typical de Sitter (dS) vacua of gauged supergravity correspond to saddle points of the potential and often the unstable mode runs into a singularity. We explore the possibility to obtain dS points where the unstable mode goes on both sides into a supersymmetric smooth vacuum. Within N=2 gauged supergravity coupled to the universal hypermultiplet, we have found a potential which has two supersymmetric minima (one of them can be flat) and these are connected by a de Sitter saddle point. In order to obtain this potential by an Abelian gauging, it was important to include the recently proposed qua…
In this note, we review our construction of de Sitter vacua in type IIB flux compactifications, in which moduli stabilization and D-term uplifting can be combined consistently with the supergravity constraints. Here, the closed string fluxes fix the dilaton and the complex structure moduli while perturbative quantum corrections to the Kähler potential stabilize the volume Kahler modulus in an AdS_4-vacuum. Then, magnetized D7-branes provide consistent supersymmetric D-term uplifting towards dS_4. Based on hep-th/0602253.
We review the prospect of obtaining tree-level de Sitter (dS) vacua and slow-roll inflation models in string compactifications. Restricting ourselves to the closed string sector and assuming the absence of NSNS-sources, we classify the minimal classical ingredients that evade the simplest no-go theorems against dS vacua and inflation. Spaces with negative integrated curvature together with certain combinations of low-dimensional orientifold planes and low-rank RR-fluxes emerge as the most promising setups of this analysis. We focus on two well-controlled classes that lead to an effective 4D, N…
It has recently been conjectured that string theory does not admit de Sitter critical points. This note points out that in several cases, including KKLT or racetrack models, this statement is equivalent to the absence of supersymmetric Minkowski or AdS solutions. This equivalence arises from establishing the positivity of the potential in a large-radius limit, requiring a turnover of the potential before reaching an AdS vacuum. For example, this conjecture is incompatible with the simplest 1-modulus KKLT AdS supersymmetric solution.
We study the stability of vacua with spontaneously broken supersymmetry in N=2 supergravity theories with only hypermultiplets. Focusing on the projection of the scalar mass matrix along the sGoldstino directions, we are able to derive a universal upper bound on the lowest mass eigenvalue. This bound only depends on the gravitino mass and the cosmological constant, but not on the details of the quaternionic manifold spanned by the scalar fields. Comparing with the Breitenlohner-Freedman bound shows that metastability requires the cosmological constant to be smaller than a certain negative crit…
A family of de Sitter vacua introduced in hep-th/0203198 as plausible initial conditions for inflation, are discussed from the point of view of de Sitter holography. The vacua are argued to be physically acceptable and the inflationary picture provides a physical interpretation of a subfamily of de Sitter invariant vacua. Some speculations on the issue of vacuum choice and the connection between the CMBR and holography are also provided.
It was recently argued that the swampland distance conjecture rules out dS vacua at parametrically large field distances. We point out that this conclusion can in principle be avoided in the presence of large fluxes that are not bounded by a tadpole cancellation condition. We then study this possibility in the concrete setting of classical type IIA flux compactifications with (anti-)O6-planes, (anti-)D6-branes and/or KK monopoles and show that, nonetheless, parametrically controlled dS vacua are strongly constrained. In particular, we find that such dS vacua are ruled out at parametrically lar…
We argue that a modification of the super-AdS algebras which accounts for the presence of D-branes requires not only the inclusion of bosonic brane charges, but also the inclusion of new fermionic ones. We show that such fermionic brane charges are indeed present in the matrix model and the supermembrane in the pp-wave limit of the corresponding backgrounds. We briefly comment on an AdS version of Sezgin's M-algebra inspired by this observation.
We use holographic correspondence to argue that Euclidean (Bunch-Davies) vacuum is a late-time attractor of the dynamical evolution of quantum gauge theories at strong coupling. The Bunch-Davies vacuum is not an adiabatic state, if the gauge theory is non-conformal --- the comoving entropy production rate is nonzero. Using the N=2* gauge theory holography, we explore prospects of explaining current accelerated expansion of the Universe as due to the vacuum energy of a strongly coupled QFT.
We study moduli stabilization for type IIB orientifold compactifications on Calabi-Yau three-folds with (non-)geometric fluxes. For this setting it is possible to stabilize all closed-string moduli classically without the need for non-perturbative contributions, and examples of stable de-Sitter constructions can be found in the literature which violate a prominent swampland conjecture. In this paper we derive general properties of non-geometric flux-compactifications, we argue that the contribution of fluxes to the tadpole cancellation conditions should be similar to D-branes (and not anti-D-b…
We present stable de Sitter solutions of $\mathcal{N} = 1$ supergravity in a geometric type IIB duality frame with the addition of non-perturbative contributions. Contrary to the standard approach, we retain the moduli dependence of both the tree level superpotential and its non-perturbative contribution. This provides the possibility for a single-step stabilisation of all moduli simultaneously in a de Sitter vacuum. Using a genetic algorithm we find explicit solutions with different features.
A Novel Construction of de Sitter Vacua in Heterotic String Theory
Irving K. Barber School of Arts and Sciences, University of British Columbia Okanagan（不列颠哥伦比亚大学奥卡纳根分校阿瑟·K·巴伯艺术与科学学院）；Canadian Quantum Research Center（加拿大量子研究中心）；Department of Mathematical Sciences, Durham University（杜伦大学数学科学系）；Computational Mathematics Group, Faculty of Sciences, Hasselt University（哈瑟尔特大学理学院计算数学组）
We analyze the renormalization properties of quantum field theories in de Sitter space and show that only two of the maximally invariant vacuum states of free fields lead to consistent perturbation expansions. One is the Euclidean vacuum, and the other can be viewed as an analytic continuation of Euclidean functional integrals on $RP^d$. The corresponding Lorentzian manifold is the future half of global de Sitter space with boundary conditions on fields at the origin of time. We argue that the perturbation series in this case has divergences at the origin, which render the future evolution of …
It is shown how metastable de Sitter vacua might arise from heterotic M-theory. The balancing of its two non-perturbative effects, open membrane instantons against gaugino condensation on the hidden boundary, which act with opposing forces on the interval length, is used to stabilize the orbifold modulus (dilaton) and other moduli. The non-perturbative effects break supersymmetry spontaneously through F-terms which leads to a positive vacuum energy density. In contrast to the situation for the weakly coupled heterotic string, the charged scalar matter fields receive non-vanishing vacuum expect…
We construct a simple class of N=2 gauged supergravity theories that admit metastable de Sitter vacua, generalizing the recent work done in the context of rigid supersymmetry. The setup involves one hypermultiplet and one vector multiplet spanning suitably curved quaternionic-Kahler and special-Kahler geometries, with an Abelian gauging based on a single triholomorphic isometry, but neither Fayet-Iliopoulos terms nor non-Abelian gauge symmetries. We construct the most general model of this type and show that in such a situation the possibility of achieving metastable supersymmetry breaking vac…
We study the vacua of $4d$ heterotic toroidal orbifolds using effective theories consisting of an overall Kähler modulus, the dilaton, and non-perturbative corrections to both the superpotential and Kähler potential that respect modular invariance. We prove three de Sitter no-go theorems for several classes of vacua and thereby substantiate and extend previous conjectures. Additionally, we provide evidence that extrema of the scalar potential can occur inside the PSL$(2,\mathbb{Z})$ fundamental domain of the Kähler modulus, in contradiction of a separate conjecture. We also illustrate a loopho…
We study the possibility of achieving metastable de Sitter vacua in general N=2 to N=1 truncated supergravities without vector multiplets, and compare with the situations arising in N=2 theories with only hypermultiplets and N=1 theories with only chiral multiplets. In N=2 theories based on a quaternionic manifold and a graviphoton gauging, de Sitter vacua are necessarily unstable, as a result of the peculiar properties of the geometry. In N=1 theories based on a Kahler manifold and a superpotential, de Sitter vacua can instead be metastable provided the geometry satisfies some constraint and …
The five dimensional stable de Sitter ground states in N=2 supergravity obtained by gauging SO(1,1) symmetry of the real symmetric scalar manifold (in particular a generic Jordan family manifold of the vector multiplets) simultaneously with a subgroup R_s of the R-symmetry group descend to four dimensional de Sitter ground states under certain conditions. First, the holomorphic section in four dimensions has to be chosen carefully by using the symplectic freedom in four dimensions; and second, a group contraction is necessary to bring the potential into a desired form. Under these conditions, …
It is well known that in the weak coupling regime, quantum field theories in de Sitter space do not have a unique vacuum, but a class of vacua parametrized by a complex parameter $α$, i.e., the so-called $α$-vacua. In this article, using gauge/gravity duality, we calculate the symmetric two-point function of strongly coupled ${\cal N}=4$ supersymmetric Yang-Mills theory on $dS_3$. We find that there is a class of de Sitter invariant vacua, parametrized by a set of complex parameters $\{α_ν\}$.
Recent work has suggested a surprising new upper bound on the lifetime of de Sitter vacua in string theory. The bound is parametrically longer than the Hubble time but parametrically shorter than the recurrence time. We investigate whether the bound is satisfied in a particular class of de Sitter solutions, the KKLT vacua. Despite the freedom to make the supersymmetry breaking scale exponentially small, which naively would lead to extremely stable vacua, we find that the lifetime is always less than about exp(10^(22)) Hubble times, in agreement with the proposed bound.
The $α'$-complete cosmology developed by Hohm and Zwiebach classifies the ${\rm O}(d,d;{\mathbb R})$ invariant theories involving metric, $b$-field and dilaton that only depend on time, to all orders in $α'$. Some of these theories feature non-perturbative isotropic de Sitter vacua in the string frame, generated by the infinite number of higher-derivatives of ${\rm O}(d,d;{\mathbb R})$ multiplets. Extending the isotropic ansatz, we construct stable and unstable non-perturbative de Sitter solutions in the string and Einstein frames. The generalized equations of motion admit new solutions, inclu…
We revisit the possibility of de Sitter vacua and slow-roll inflation in type II string theory at the level of the classical two-derivative supergravity approximation. Previous attempts at explicit constructions were plagued by ubiquitous tachyons with a large $η$ parameter whose origin has not been fully understood so far. In this paper, we determine and explain the tachyons in two setups that are known to admit unstable dS critical points: an SU(3) structure compactification of massive type IIA with O6-planes and an SU(2) structure compactification of type IIB with O5/O7-planes. We explicitl…
In this review we argue that four-dimensional effective field theory descriptions with de Sitter isometries are allowed in the presence of time-dependent internal degrees of freedom in type IIB string landscape. Both moduli stabilizations and time-independent Newton constants are possible in such backgrounds. However once the time-dependences are switched off, there appear no possibilities of effective field theory descriptions and these backgrounds are in the swampland.
This letter discusses the orientifold projection of the quantum corrections to type IIA strings compactified on rigid Calabi-Yau threefolds. It is shown that N=2 membrane instanton effects give a holomorphic contribution to the superpotential, while the perturbative corrections enter into the Kahler potential. At the level of the scalar potential the corrections to the Kahler potential give rise to a positive energy contribution similar to adding anti-D3-branes in the KKLT scenario. This provides a natural mechanism to lift an AdS vacuum to a meta-stable dS vacuum.
We present a new mechanism, the S-Track, to stabilize the volume modulus S in heterotic M-theory flux compactifications along with the orbifold-size T besides complex structure and vector bundle moduli stabilization. The key dynamical ingredient which makes the volume modulus stabilization possible, is M5-instantons arising from M5-branes wrapping the whole Calabi-Yau slice. These are natural in heterotic M-theory where the warping shrinks the Calabi-Yau volume along S^1/Z_2. Combined with H-flux, open M2-instantons and hidden sector gaugino condensation it leads to a superpotential W which st…
We present details of a geometric method to associate a Lie superalgebra with a large class of bosonic supergravity vacua of the type AdS x X, corresponding to elementary branes in M-theory and type II string theory.
Three exact solutions say $ϕ_0$ of massless scalar theories on Euclidean space, i.e. $D=6 ϕ^3$, $D=4 ϕ^4$ and $D=3 ϕ^6$ models are obtained which share similar properties. The information geometry of their moduli spaces coincide with the Euclidean ${AdS}_7$, ${AdS}_5$ and ${AdS}_4$ respectively on which $ϕ_0$ can be described as a stable tachyon. In D=4 we recognize that the SU(2) instanton density is proportional to $ϕ_0^4$. The original action $S[ϕ]$ written in terms of new scalars ${\tilde ϕ}=ϕ-ϕ_0$ is shown to be equivalent to an interacting scalar theory on $D$-dimensional de Sitter backg…
The higher-derivative $α'$ corrections consistent with $O(d,d)$ duality invariance can be completely classified for cosmological, purely time-dependent backgrounds. This result is used to show that there are duality invariant theories featuring string-frame de Sitter vacua as solutions that are non-perturbative in $α'$, thus suggesting that classical string theory may realize de Sitter solutions in an unexpected fashion.
We consider de Sitter vacua realised in concrete type IIB Calabi-Yau compactifications with an anti D3-brane at the tip of a warped throat of Klebanov-Strassler type. The Kähler moduli are stabilised together with the complex structure modulus of the warped throat. The volume is exponentially large as in the large volume scenario (LVS). We analyse the conditions on the parameters of the EFT such that they are in the region of validity of our approximations, there are no runaway problems and the vacua satisfy all consistency constraints, such as tadpole cancellation. We illustrate our results w…
We consider six-dimensional supergravity with Abelian bulk flux compactified on an orbifold. The effective low-energy action can be expressed in terms of N=1 chiral moduli superfields with a gauged shift symmetry. The D-term potential contains two Fayet-Iliopoulos terms which are induced by the flux and by the Green-Schwarz term canceling the gauge anomalies, respectively. The Green-Schwarz term also leads to a correction of the gauge kinetic function which turns out to be crucial for the existence of Minkowski and de Sitter vacua. Moduli stabilization is achieved by the interplay of the D-ter…
I discuss conceptual issues associated with the presence of metastable AdS vacua in the string landscape. The geometry of the decay from one AdS to another is presented in detail, and various subtleties that are not present for flat or dS vacua are demonstrated and analyzed. I use mostly semiclassical gravity, but I will consider the implications for recent attempts to construct field theory duals of metastable AdS vacua and also possible relevance to the study of eternal inflation.
The Fubini's idea to introduce a fundamental scale of hadron phenomena by means of dilatation non-invariant vacuum state in the frame work of a scale invariant Lagrangian field theory is recalled. The Fubini vacua is invariant under the de Sitter subgroup of the full conformal group. We obtain a finite entropy for the quantum state corresponding to the classical Fubini vacua in Euclidean space-time resembeling the entropy of the de Sitter vacua. In Minkowski space-time it is shown that the Fubini vacua is mainly a bath of radiation with Rayleigh-Jeans distribution for the low energy radiation.…
We extend the study of the effect of static primordial black holes on vacuum decay. In particular, we compare the tunneling rates between vacua of different values of the cosmological constant and black hole mass by pointing out the dominant processes based on a numerical examination of the thin wall instanton. Three distinct cases are considered, namely the nucleation of a true vacuum bubble into the false vacuum, the nucleation of a false vacuum bubble into the true vacuum as well as the Farhi-Guth-Guven mechanism. As a proof of concept, it is shown that in order to increase the transition r…
We present a brief overview of attempts to construct de Sitter vacua in string theory and explain how the results of this 20-year endeavor could point to the fact that string theory harbors no de Sitter vacua at all. Making such a statement is often considered controversial and "bad news for string theory". We discuss how perhaps the opposite can be true.
