Modified gravity models such as Hořava-Lifshitz gravity or Einstein-æther theory violate local Lorentz invariance and therefore destroy the notion of a universal light cone. Despite this, in the infrared limit both models above possess static, spherically symmetric solutions with "universal horizons" - hypersurfaces that are causal boundaries between an interior region and asymptotic spatial infinity. In other words, there still exist black hole solutions. We construct a Smarr formula (the relationship between the total energy of the spacetime and the area of the horizon) for such a horizon in Einstein-æther theory. We further show that a slightly modified first law of black hole mechanics still holds with the relevant area now a cross-section of the universal horizon. We construct new analytic solutions for certain Einstein-æther Lagrangians and illustrate how our results work in these exact cases. Our results suggest that holography may be extended to these theories despite the very different causal structure as long as the universal horizon remains the unique causal boundary when matter fields are added.
Universal horizons in Hořava-Lifshitz gravity and Einstein-æther theory are the equivalent of causal horizons in general relativity and appear to have many of the same properties, including a first law of horizon thermodynamics and thermal radiation. Since universal horizons are infrared solutions of a putative power counting renormalizable quantum gravitational theory, fully understanding their thermodynamics will shed light on the interplay between black hole thermodynamics and quantum gravity. In this paper, we provide a complete classification, including asymptotic charges, of all four dim…
We discuss particle production in spacetimes endowed with a universal horizon in Einstein--Aether and Horava gravity. We argue that continuity and differentiability of the lapse function require the orientation of the foliation in the interior of the horizon to be reversed with respect to the exterior one. Unless this is allowed, interaction of gravitating scalar fields with the universal horizon leads to unitarity violations in the quantum theory. This property is responsible for particle production by the universal horizon, as we show by computing explicitly its Hawking temperature for all s…
We start investigating the extension of the Horizon Quantum Mechanics to the case of spheroidal sources. We first study the location of trapping surfaces in space-times resulting from an axial deformation of static isotropic systems, and show that the Misner-Sharp mass evaluated on the corresponding undeformed spherically symmetric space provides the correct gravitational radius to locate the horizon. We finally propose a way to determine the deformation parameter in the quantum theory.
Violating Lorentz-invariance, and so implicitly permitting some form of superluminal communication, necessarily alters the notion of a black hole. Nevertheless, in both Einstein-Æther gravity, and Hořava-Lifshitz gravity, there is still a causally disconnected region in black-hole solutions; now being bounded by a "Universal horizon", which traps excitations of arbitrarily high velocities. To better understand the nature of these black holes, and their Universal horizons, we study ray trajectories in these spacetimes. We find evidence that Hawking radiation is associated with the Universal hor…
We show that the emergent near-horizon conformal symmetry of extremal black holes gives rise to universal behavior in perturbing fields, both near and far from the black hole horizon. The scale-invariance of the near-horizon region entails power law time-dependence with three universal features: (1) the decay off the horizon is always precisely twice as fast as the decay on the horizon; (2) the special rates of $1/t$ off the horizon and $1/\sqrt{v}$ on the horizon commonly occur; and (3) sufficiently high-order transverse derivatives grow on the horizon (Aretakis instability). The results are …
Although we know that black holes are characterized by a temperature and an entropy, we do not yet have a satisfactory microscopic ``statistical mechanical'' explanation for black hole thermodynamics. I describe a new approach that attributes the thermodynamic properties to ``would-be gauge'' degrees of freedom that become dynamical on the horizon. For the (2+1)-dimensional black hole, this approach gives the correct entropy. (Talk given at the Pacific Conference on Gravitation and Cosmology, Seoul, February 1996.)
We consider universal properties that arise from a local geometric structure of a Killing horizon. We first introduce a non-perturbative definition of such a local geometric structure, which we call an asymptotic Killing horizon. It is shown that infinitely many asymptotic Killing horizons reside on a common null hypersurface, once there exists one asymptotic Killing horizon. The acceleration of the orbits of the vector that generates an asymptotic Killing horizon is then considered. We show that there exists the $\textit{diff}(S^1)$ or $\textit{diff}(R^1)$ sub-algebra on an asymptotic Killing…
Doubts have been expressed on the universality of holographic/string-inspired quantization rules for the horizon areas of stationary black holes or the products of their radii, already in simple 4-dimensional general relativity. Realistic black holes are not stationary but time-dependent. Using two examples of 4D general-relativistic spacetimes containing dynamical black holes for at least part of the time, it is shown that the quantization rules (even counting virtual horizons) cannot hold, except possibly at isolated instants of time, and do not seem to be universal.
Horava gravity theory possesses global Lifshitz space as a solution and has been conjectured to provide a natural framework for Lifshitz holography. We derive the conditions on the two derivative Horava gravity Lagrangian that are necessary for static, asymptotically Lifshitz spacetimes with flat transverse dimensions to contain a universal horizon, which plays a similar thermodynamic role as the Killing horizon in general relativity. Specializing to z=2 in 1+2 dimensions, we then numerically construct such regular solutions over the whole spacetime. We calculate the mass for these solutions a…
Horizons are classical causal structures that arise in systems with sharply defined energy and corresponding gravitational radius. A global gravitational radius operator can be introduced for a static and spherically symmetric quantum mechanical matter state by lifting the classical "Hamiltonian" constraint that relates the gravitational radius to the ADM mass, thus giving rise to a "horizon wave-function". This minisuperspace-like formalism is shown here to be able to consistently describe also the local gravitational radius related to the Misner-Sharp mass function of the quantum source, pro…
The Horizon Quantum Mechanics is an approach that allows one to analyse the gravitational radius of spherically symmetric systems and compute the probability that a given quantum state is a black hole. We first review the (global) formalism and show how it reproduces a gravitationally inspired GUP relation. This results leads to unacceptably large fluctuations in the horizon size of astrophysical black holes if one insists in describing them as (smeared) central singularities. On the other hand, if they are extended systems, like in the corpuscular models, no such issue arises and one can in f…
In this paper, we first show that the definition of the universal horizons studied recently in the khrononmetric theory of gravity can be straightforwardly generalized to other theories that violate the Lorentz symmetry, by simply considering the khronon as a probe field and playing the same role as a Killing vector field. As an application, we study static charged ($D+1$)-dimensional spacetimes in the framework of the healthy (non-projectable) Horava-Lifshitz (HL) gravity in the infrared limit, and find various solutions. Some of them represent Lifshitz space-times with hyperscaling violation…
In Hořava and Einstein-Æther theories of modified gravity, in spite of the violation of Lorentz invariance, spherically-symmetric stationary black hole solutions possess an inner universal horizon which separates field configurations into two disconnected classes. We compute the late time radiation emitted by a dispersive field propagating in such backgrounds. We fix the initial conditions on stationary modes by considering a regular collapsing geometry, and imposing that the state inside the infalling shell is vacuum. We find that the mode pasting across the shell is adiabatic at late time (l…
Holography grew out of black hole thermodynamics, which relies on the causal structure and general covariance of general relativity. In Einstein-æther theory, a generally covariant theory with a dynamical timelike unit vector, every solution breaks local Lorentz invariance, thereby grossly modifying the causal structure of gravity. However, there are still absolute causal boundaries, called "universal horizons", which are not Killing horizons yet obey a first law of black hole mechanics and must have an entropy if they do not violate a generalized second law. We couple a scalar field to the ti…
Recently a multidimensional generalization of Isolated Horizon framework has been proposed by Lewandowski and Pawlowski (gr-qc/0410146). Therein the geometric description was easily generalized to higher dimensions and the structure of the constraints induced by the Einstein equations was analyzed. In particular, the geometric version of the zeroth law of the black hole thermodynamics was proved. In this work we show how the IH mechanics can be formulated in a dimension--independent fashion and derive the first law of BH thermodynamics for arbitrary dimensional IH. We also propose a definition…
In this paper, we study the existence of universal horizons in a given static spacetime, and find that the test khronon field can be solved explicitly when its velocity becomes infinitely large, at which point the universal horizon coincides with the sound horizon of the khronon. Choosing the timelike coordinate aligned with the khronon, the static metric takes a simple form, from which it can be seen clearly that the metric is free of singularity at the Killing horizon, but becomes singular at the universal horizon. Applying such developed formulas to three well-known black hole solutions, th…
Lorentz-violating gravity theories with a preferred foliation can have instantaneous propagation. Nonetheless, it has been shown that black holes can still exist in such theories and the relevant notion of an event horizon has been dubbed `universal horizon'. In stationary spacetimes the universal horizon has to reside in a region of spacetime where the Killing vector associated with stationarity is spacelike. This raises the question of what happens to the universal horizon in the extremal limit, where no such region exists anymore. We use a decoupling limit approximation to study this proble…
We investigate thermodynamic behaviors of the $D$-dimensional gravity coupled to a dynamical unit timelike vector, the aether, present two kinds of exact charged solutions and study the linearized wave spectrum of this theory. There is an universal horizon behind the Killing horizon in these aether black holes. It is interesting that there exist $D$-dimensional Schwarzschild, Reissner-Nordström and charged Schwarzschild black holes but now with an universal horizon inside. We find that in the uncharged case for both kinds, or charged case but the charge $\bar Q\ll \bar r_0/2$ for the first kin…
We make use of the fact that the optical geometry near a static non-degenerate Killing horizon is asymptotically hyperbolic to investigate universal features of black hole physics. We show how the Gauss-Bonnet theorem allows certain lensing scenarios to be ruled in or out. We find rates for the loss of scalar, vector and fermionic `hair' as objects fall quasi- statically towards the horizon. In the process we find the Lienard-Wiechert potential for hyperbolic space and calculate the force between electrons mediated by neutrinos, extending the flat space result of Feinberg and Sucher. We use th…
The Horizon Quantum Mechanics is an approach that was previously introduced in order to analyse the gravitational radius of spherically symmetric systems and compute the probability that a given quantum state is a black hole. In this work, we first extend the formalism to general space-times with asymptotic (ADM) mass and angular momentum. We then apply the extended Horizon Quantum Mechanics to a harmonic model of rotating corpuscular black holes. We find that simple configurations of this model naturally suppress the appearance of the inner horizon and seem to disfavour extremal (macroscopic)…
We investigate highly damped quasinormal mode of single-horizon black holes motivated by its relation to the loop quantum gravity. Using the WKB approximation, we show that the real part of the frequency approaches the value $T_{\rm H}\ln 3$ for dilatonic black hole as conjectured by Medved et al. and Padmanabhan. It is surprising since the area specrtum of the black hole determined by the Bohr's correspondence principle completely agrees with that of Schwarzschild black hole for any values of the electromagnetic charge or the dilaton coupling. We discuss its generality for single-horizon blac…
We show by explicit computations that the product of all the horizon areas is independent of the mass, regardless of the topology of the horizons. The universal character of this relation holds for all known five dimensional asymptotically flat black rings, and for black strings. This gives further evidence for the crucial role that the thermodynamic properties at each horizon play in understanding the entropy at the microscopic level. To this end we propose a "first law" for the inner Cauchy horizons of black holes. The validity of this formula, which seems to be universal, was explicitly che…
The persistence of a suitable notion of black hole thermodynamics in Lorentz breaking theories of gravity is not only a non-trivial consistency test for such theories, it is also an interesting investigation {\em per se}, as it might help us identifying the crucial features at the root of these surprising laws governing such purely gravitational objects. In past investigations, controversial findings were presented in this sense. With the aim of settling this issue, we present here two complementary derivations of Hawking radiation in geometries endowed with universal horizons: a novel feature…
Near Horizon Extremal Geometries (NHEG) are solutions to gravity theories with $ SL(2,R) \times U(1)^N $ (for some N) symmetry, are smooth geometries and have no event horizon, unlike black holes. Following the ideas by R. M. Wald, we derive laws of NHEG dynamics, the analogs of laws of black hole dynamics for the NHEG. Despite the absence of horizon in the NHEG, one may associate an entropy to the NHEG, as a Noether-Wald conserved charge. We work out entropy and entropy perturbation laws, which are respectively universal relations between conserved Noether charges corresponding to the NHEG an…
There are several examples known of two dimensional spacetimes which are linearly stable when perturbed by test scalar classical fields, but which are unstable when perturbed by test scalar quantum fields. We elucidate the mechanism behind such instabilities by considering minimally coupled, massless, scalar, test quantum fields on general two dimensional spacetimes with Cauchy horizons which are classically stable. We identify a geometric feature of such spacetimes which is a necessary condition for obtaining a quantum mechanical divergence of the renormalized expected stress tensor on the Ca…
In this paper, we first generalize the definition of stationary universal horizons to dynamical ones, and then show that (dynamical) universal horizons can be formed from realistic gravitational collapse. This is done by constructing analytical models of a collapsing spherically symmetric star with finite thickness in Einstein-aether theory.
An atom falling freely into a Kerr black hole in a Boulware-like vacuum is shown to emit radiation with a Planck spectrum at the Hawking temperature. For a cloud of falling atoms with random initial times, the radiation is thermal. The existence of this radiation is due to the acceleration of the vacuum field modes with respect to the falling atom. Its properties can be traced to the dominant role of conformal quantum mechanics (CQM) in the neighborhood of the event horizon. We display this effect for a scalar field, though the acceleration radiation has a universal conformal behavior that is …
It is shown that a non-rotating macroscopic black hole with very large horizon area can remain in stable thermal equilibrium with Hawking radiation provided {\it its mass, as a function of horizon area, exceeds its microcanonical entropy, i.e., its entropy when isolated, without thermal radiation or accretion, and having a constant horizon area} (in appropriate units). The analysis does not use properties of specific classical spacetimes, but depends only on the plausible assumption that the mass is a function of the horizon area for large areas.
Black holes are famous for their universal behavior. New thermodynamic relations have been found recently for the product of gravitational entropies over all the horizons of a given stationary black hole. This product has been found to be independent of the mass for all such solutions of Einstein-Maxwell theory in d=4,5. We study the universality of this mass independence by introducing a number of possible higher curvature corrections to the gravitational action. We consider finite temperature black holes with both asymptotically flat and (A)dS boundary conditions. Although we find examples f…
In this paper, we show the existence of static and rotating universal horizons and black holes in gravitational theories with the broken Lorentz invariance. We pay particular attention on the ultraviolet regime, and show that universal horizons and black holes exist not only in low energy scales but also in the UV scales. This is realized by presenting various static and stationary exact solutions of the full theory of the projectable Hořava gravity with an extra U(1) symmetry in (2+1)-dimensions, which, by construction, is power-counting renormalizable.
Relativistic Bose-Einstein condensates (rBECs) have recently become a well-established system for analogue gravity. Indeed, while such relativistic systems cannot be yet realized experimentally, they provide an interesting framework for mimicking metrics for which no analogue is yet available, so paving the way for further theoretical and numerical explorations. In this vein, we here discuss black holes in rBECs and explore how their features relate to the bulk properties of the system. We then propose the coupling of external fields to the rBEC as a way to mimic non-metric features. In partic…
We derive universal properties of the near-horizon geometry of spherically symmetric black holes that follow from the observability of a regular apparent horizon. Only two types of solutions are admissible. After reviewing their properties we show that only a special form of the solutions of the second type is consistent. We describe how these results extend to modified theories of gravity, including Einstein--Cartan theories. Then we describe the unique black hole formation scenario that necessarily involves both types of solutions. The generalized surface gravity is infinite at the apparent …
According to general relativity, trapping surfaces and horizons are classical causal structures that arise in systems with sharply defined energy and corresponding gravitational radius. The latter concept can be extended to a quantum mechanical state simply by means of the spectral decomposition, which allows one to define an associated "horizon wave-function". Since this auxiliary wave-function contains crucial information about the causal structure of space-time, a new proposal is formulated for the time-evolution of quantum states in order to account for the fundamental classical property t…
The domain of wave functions and effective potentials of the Dirac and Klein-Gordon equations for quantum-mechanical particles in static centrally symmetric gravitational fields are analyzed by taking into account the Hilbert causality condition. For all the explored metrics, assuming existence of event horizons, the conditions of a "fall" of a particle to the appropriate event horizons are implemented. The exclusion is one of the solutions for the Reissner-Nordstroem extreme field with the single event horizon. In this case, while fulfilling the condition found by V.I.Dokuchaev, Yu.N.Yeroshen…
The arena normally used in black holes thermodynamics was recently generalized to incorporate a broad class of physically interesting situations. The key idea is to replace the notion of stationary event horizons by that of `isolated horizons.' Unlike event horizons, isolated horizons can be located in a space-time quasi-locally. Furthermore, they need not be Killing horizons. In particular, a space-time representing a black hole which is itself in equilibrium, but whose exterior contains radiation, admits an isolated horizon. In spite of this generality, the zeroth and first laws of black hol…
The formulation of Weak Isolated Horizons (WIH) based on the Isolated Horizon formulation of black hole horizons is reconsidered. The first part of the paper deals with the derivation of laws of mechanics of a WIH. While the zeroth law follows from the WIH boundary conditions, first law depends on the action chosen. We construct the covariant phase space for a spacetime having an WIH as inner boundary for the Holst action. This requires the introduction of new potential functions so that the symplectic structure is foliation independent. We show that a precise cancellation among various terms …
We develop a method for computing the free-energy of a canonical ensemble of quantum fields near the horizon of a rotating black hole. We show that the density of energy levels of a quantum field on a stationary background can be related to the density of levels of the same field on a fiducial static space-time. The effect of the rotation appears in the additional interaction of the "static" field with a fiducial abelian gauge-potential. The fiducial static space-time and the gauge potential are universal, i.e., they are determined by the geometry of the given physical space-time and do not de…
Mechanics of non-rotating black holes was recently generalized by replacing the static event horizons used in standard treatments with `isolated horizons.' This framework is extended to incorporate dilaton couplings. Since there can be gravitational and matter radiation outside isolated horizons, now the fundamental parameters of the horizon, used in mechanics, must be defined using only the local structure of the horizon, without reference to infinity. This task is accomplished and the zeroth and first laws are established. To complement the previous work, the entire discussion is formulated …
We study the probability that a horizon appears when concentric shells of matter collide, by computing the horizon wave-function of the system. We mostly consider the collision of two ultra-relativistic shells, both shrinking and expanding, at the moment their radii are equal, and find a probability that the system is a black hole which is in qualitative agreement with what one would expect according to the hoop conjecture and the uncertainty principle of quantum physics, and parallels the results obtained for simpler sources. One new feature however emerges, in that this probability shows a m…
The presence of a horizon breaks the gauge invariance of (2+1)-dimensional general relativity, leading to the appearance of new physical states at the horizon. I show that the entropy of the (2+1)-dimensional black hole can be obtained as the logarithm of the number of these microscopic states.
Theories of gravity with a preferred foliation usually display arbitrarily fast signal propagation, changing the black hole definition. A new inescapable barrier, the universal horizon, has been defined and many static and spherically symmetric examples have been studied in the literature. Here, we translate the usual definition of the universal horizon in terms of an optical scalar built with the preferred flow defined by the preferred spacetime foliation. The new expression has the advantages of being of quasilocal nature and independent of specific spacetime symmetries in order to be well d…
It is shown that a massless scalar probe reveals a universal near-horizon conformal structure for a wide class of black holes, including the BTZ. The central charge of the corresponding Virasoro algebra contains information about the black hole. With a suitable quantization condition on the central charge, the CFT associated with the black hole in our approach is consistent with the recent observation of Witten, where the dual theory for the BTZ in the AdS/CFT framework has been identified with the construction of Frenkel, Lepowsky and Meurman. This CFT admits the Fischer-Griess monster group …
We study analytically quantum tunneling of relativistic and non-relativistic particles at both Killing and universal horizons of Einstein-Maxwell-aether black holes, after high-order curvature corrections are taken into account, for which the dispersion relation of the particles becomes nonlinear. Our results at the Killing horizons confirm the previous ones, i.e., at high frequencies the corresponding radiation remains thermal and the nonlinearity of the dispersion does not alter the Hawking radiation significantly. In contrary, non-relativistic particles are created at universal horizons and…
Is Cosmic Censorship special to General Relativity, or can it survive a violation of equivalence principle? Recent studies have shown that singularities in Lorentz violating Einstein-Aether (or Horava-Lifhsitz) theories can lie behind a universal horizon in simple black hole spacetimes. Even infinitely fast signals cannot escape these universal horizons. We extend this result, for an incompressible aether, to 3+1d dynamical or spinning spacetimes which possess inner killing horizons, and show that a universal horizon always forms in between the outer and (would-be) inner horizons. This finding…
It has been argued that black hole solutions become unavoidably time-dependent when the graviton has a mass. In this work we show that, if the apparent horizon of the black hole is a null surface with respect to a fiducial Minkowski reference metric, then the location of the horizon is necessarily time-independent, despite the dynamical metric possessing no time-like Killing vector. This result is non-perturbative and model-independent. We derive a second law of black hole mechanics for these black holes and determine their surface gravity. An additional assumption establishes a zeroth and a f…
It seems to be a common understanding at present that, once event horizons are in thermal equilibrium, the entropy-area law holds inevitably. However no rigorous verification is given to such a very strong universality of the law in multi-horizon spacetimes. Then, based on thermodynamically consistent and rigorous discussion, this paper suggests an evidence of breakdown of entropy-area law for horizons in Schwarzschild-de Sitter spacetime, in which the temperatures of the horizons are different. The outline is as follows: We construct carefully "two thermal equilibrium systems" individually fo…
The thermodynamics of black holes is shown to be directly induced by their near-horizon conformal invariance. This behavior is exhibited using a scalar field as a probe of the black hole gravitational background, for a general class of metrics in D spacetime dimensions (with $D \geq 4$). The ensuing analysis is based on conformal quantum mechanics, within a hierarchical near-horizon expansion. In particular, the leading conformal behavior provides the correct quantum statistical properties for the Bekenstein-Hawking entropy, with the near-horizon physics governing the thermodynamic properties …
We show that, in a gravitational theory [in any number of dimensions greater than 3] which admits BPS branes and AdS-Reissner-Nordstrom black holes with flat event horizons, the specific [dimensionless] temperature of such a black hole is bounded below by approximately 0.156875. This confirms the recent suggestion by Hartnoll and Tavanfar, to the effect that no such black hole can be arbitrarily cold, since from the AdS/CFT dual point of view the low-temperature degrees of freedom should not be concealed by the equivalent of an event horizon.
It is suggested that quantum mechanics is not fundamental but emerges from classical information theory applied to causal horizons. The path integral quantization and quantum randomness can be derived by considering information loss of fields or particles crossing Rindler horizons for accelerating observers. This implies that information is one of the fundamental roots of all physical phenomena. The connection between this theory and Verlinde's entropic gravity theory is also investigated.
Conformal mechanics related to the near horizon extreme Kerr-Newman-AdS-dS black hole is studied. A unique N=2 supersymmetric extension of the conformal mechanics is constructed.
We numerically study the gravitational collapse of a massless scalar field with spherical symmetry in Einstein-aether theory, and show that apparent, spin-0 and dynamical universal horizons (dUHs) can be all formed. The spacetime and the aether field are well-behaved and regular, including regions nearby these horizons (but away from the center of spherical symmetry). The spacetime outside the apparent and spin-0 horizons settles down to a static configuration, and some of such resulting static black holes were already found numerically in the literature. On the other hand, the proper distance…
