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arXiv 1009.2121cond-mat.str-el
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电子-电子相互作用对类Rashba体系和自旋分裂体系的影响

Effect of Electron-Electron Interactions on Rashba-like and Spin-Split Systems

A. Alexandradinata, J. E. Hirsch

摘要:

电子-电子相互作用的作用进行了分析的Rashba和自旋分裂系统内的紧束缚单带Hubbard模型与现场和所有最近邻的库仑相互作用的矩阵元素。类Rashba系统是指Dresselhaus和Rashba自旋轨道耦合相;自旋分裂系统具有自旋向上和自旋向下的费米面。这两个系统都打破了宇称,但保持了时间反演对称性。它们属于一类满足以下条件的破缺基态:(i)电子晶体动量是一个好的量子数(ii)这些态没有净磁矩和(iii)它们在动量空间中的“极化自旋”分布打破了晶格对称性。在这一类中,相关的库仑矩阵元素被发现是最近邻交换$J$,对跳跃$J'$和最近邻排斥$V$。这些基态通过$J$最有效地降低它们的能量,因此我们将它们命名为$J$类态。$V-J'$对直接能和交换能的竞争效应决定了$J$类态的相对稳定性。我们表明,自旋分裂和Rashba类相是最有利的基态类$J$,因为他们有最小的“极化自旋”的各向异性。在正方形晶格上,我们发现自旋分裂相总是有利于近空带;在临界填充以上,我们预测在$ J_{c1}$从顺磁到Rashba样相的转变和在$J_{c2}>J_{c1}$到自旋分裂态的第二次转变。一个充满活力的比较与铁磁性突出的重要性,$V$类$J$状态的稳定性的作用。我们讨论了我们的结果的相关性(i)的$α$和$β$相提出的费米液体形式主义和(ii)实验观察到的自旋轨道分裂的\emph{Au}(111)表面状态。

英文摘要:

The role of electron-electron interactions is analyzed for Rashba-like and spin-split systems within a tight-binding single-band Hubbard model with on-site and all nearest-neighbor matrix elements of the Coulomb interaction. By Rashba-like systems we refer to the Dresselhaus and Rashba spin-orbit coupled phases; spin-split systems have spin-up and spin-down Fermi surfaces shifted relative to each other. Both systems break parity but preserve time-reversal symmetry. They belong to a class of symmetry-breaking ground states that satisfy: (i) electron crystal momentum is a good quantum number (ii) these states have no net magnetic moment and (iii) their distribution of `polarized spin' in momentum space breaks the lattice symmetry. In this class, the relevant Coulomb matrix elements are found to be nearest-neighbor exchange $J$, pair-hopping $J'$ and nearest-neighbor repulsion $V$. These ground states lower their energy most effectively through $J$, hence we name them Class $J$ states. The competing effects of $V-J'$ on the direct and exchange energies determine the relative stability of Class $J$ states. We show that the spin-split and Rashba-like phases are the most favored ground states within Class $J$ because they have the minimum anisotropy in `polarized spin'. On a square lattice we find that the spin-split phase is always favored for near-empty bands; above a critical filling, we predict a transition from the paramagnetic to the Rashba-like phase at $ J_{c1}$ and a second transition to the spin-split state at $J_{c2}>J_{c1}$. An energetic comparison with ferromagnetism highlights the importance of the role of $V$ in the stability of Class $J$ states. We discuss the relevance of our results to (i) the $α$ and $β$ phases proposed by Wu and Zhang in the Fermi Liquid formalism and (ii) experimental observations of spin-orbit splitting in \emph{Au}(111) surface states.

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