We investigate the electronic structures of some defective boron nitride nanotubes (BNNTs) under transverse electric fields within density-functional theory. (16,0) BNNTs with antisite, carbon substitution, single vacancy, and Stone-Wales 5775 defects are studied. Under transverse electric fields, the band gaps of the defective BNNTs are reduced, similar to the pristine ones. The energy levels of the defect states vary with the transverse electric field directions, due to the different electrostatic potential shift at the defect sites induced by the electric fields. Therefore, besides electronic structure and optical property engineering, the transverse electric field can be used to identify the defect positions in BNNTs.
Geometric optimization and electronic properties of Stone-Wales defective antimonene nanotubes are calculated by the method of first -principle calculations based on density functional theory. Various nanotubes are investigated according to the possible orientations of zigzag/armchair nanostructures when Stone-Wales defects are formed. The band structures, partial density of states and atomic orbitals are calculated to reveal the mechanism of influence of Stone-Wales defects on antimonene nanotubes. When the structure of antimonene changes from monolayer to tube, the indirect gap semiconductor…
Boron nitride is a promising material for nanotechnology applications due to its two-dimensional graphene-like, insulating, and highly-resistant structure. Recently it has received a lot of attention as a substrate to grow and isolate graphene as well as for its intrinsic UV lasing response. Similar to carbon, one-dimensional boron nitride nanotubes (BNNTs) have been theoretically predicted and later synthesised. Here we use first principles simulations to unambiguously demonstrate that i) BN nanotubes inherit the highly efficient UV luminescence of hexagonal BN; ii) the application of an exte…
We have developed a new theoretical formalism for phonon transport in nanostructures using the nonequilibrium phonon Green's function technique and have applied it to thermal conduction in defective carbon nanotubes. The universal quantization of low-temperature thermal conductance in carbon nanotubes can be observed even in the presence of local structural defects such as vacancies and Stone-Wales defects, since the long wavelength acoustic phonons are not scattered by local defects. At room temperature, however, thermal conductance is critically affected by defect scattering since incident p…
We use non-equilibrium molecular dynamics simulations to study the adverse role of defects including isotopic impurities on the thermal conductivity of carbon nanotubes, graphene and graphene nanoribbons. We find that even in structurally perfect nanotubes and graphene, isotopic impurities reduce thermal conductivity by up to one half by decreasing the phonon mean free path. An even larger thermal conductivity reduction, with the same physical origin, occurs in presence of structural defects including vacancies and edges in narrow graphene nanoribbons. Our calculations reconcile results of for…
We investigate the transport properties of three terminal carbon based nanojunctions within the scattering matrix approach. The stability of such junctions is subordinated to the presence of nonhexagonal arrangements in the molecular network. Such "defective" arrangements do influence the resulting quantum transport observables, as a consequence of the possibility of acting as pinning centers of the correspondent wavefunction. By investigating a fairly wide class of junctions we have found regular mutual dependencies between such localized states at the carbon network and a strikingly behavior…
We present measurements of the $D''$ Raman mode in graphene and carbon nanotubes at different laser excitation energies. The Raman mode around 1050 - 1150\,cm$^{-1}$ originates from a double-resonant scattering process of longitudinal acoustic (LA) phonons with defects. We investigate its dependence on laser excitation energy, on the number of graphene layers and on the carbon nanotube diameter. We assign this Raman mode to so-called 'inner' processes with resonant phonons mainly from the $Γ-K$ high-symmetry direction. The asymmetry of the $D''$ mode is explained by additional contributions fr…
Although significant efforts have been directed towards a selective single wall carbon nanotube synthesis, the resulting diameter and chirality distributions are still too broad and their control remains a challenge. Progress in this direction requires an understanding of the mechanisms leading to the chiral selectivity reported by some authors. Here, we focus on one possible such mechanism and investigate the healing processes of defective tubes, at the atomic scale. We use tight-binding Monte Carlo simulations to perform a statistical analysis of the healing of a number of defective tubes. W…
We present a quantitative theory of optical absorption polarized transverse to the tube axes in semiconducting single-walled carbon nanotubes. Transverse optical absorption in semiconducting single-walled carbon nanotubes is to an exciton state that is strongly blueshifted, relative to the two lowest longitudinal excitons, by electron-electron interactions. The binding energy of the transverse exciton is considerably smaller than those of the longitudinal excitons. Electron-electron interactions also reduce the relative oscillator strength of the transverse optical absorption. Our theoretical …
We studied the asymmetry between valence and conduction bands in single-walled carbon nanotubes (SWNTs) through the direct observation of spin-singlet transverse dark excitons using polarized photoluminescence excitation spectroscopy. The intrinsic electron-hole (e-h) asymmetry lifts the degeneracy of the transverse exciton wavefunctions at two equivalent K and K' valleys in momentum space, which gives finite oscillator strength to transverse dark exciton states. Chirality-dependent spectral weight transfer to transverse dark states was clearly observed, indicating that the degree of the e-h a…
The electronic properties of carbon nanotubes in a uniform transverse field are investigated within a single orbital tight-binding model. For doped nanotubes, the dielectric function is found to depend not only on symmetry of the tube, but also on radius and Fermi level position. Bandgap opening/closing is predicted for zigzag tubes, while it is found that armchair tubes always remain metallic, which is explained by the symmetry in their configuration. The bandstructures for both types are considerably modified when the field strength is large enough to mix neighboring subbands.
The electronic structures of boron nitride nanotubes (BNNTs) doped by different organic molecules under a transverse electric field were investigated via first-principles calculations. The external field reduces the energy gap of BNNT, thus makes the molecular bands closer to the BNNT band edges and enhances the charge transfers between BNNT and molecules. The effects of the electric field direction on the band structure are negligible. The electric field shielding effect of BNNT to the inside organic molecules is discussed. Organic molecule doping strongly modifies the optical property of BNN…
The frictional properties of individual multiwalled boron nitride nanotubes (BN-NTs) synthesized by chemical vapor deposition (CVD) and deposited on a silicon substrate are investigated using an atomic force microscope tip sliding along (longitudinal sliding) and across (transverse sliding) the tube's principal axis. Because of the tube transverse deformations during the tip sliding, a larger friction coefficient is found for the transverse sliding as compared to the longitudinal sliding. Here, we show that the friction anisotropy in BN-NTs, defined as the ratio between transverse and longitud…
Due to the wide range of possible applications, atomically thin two-dimensional heterostructures have attracted much attention. In this work, using first-principles calculations, we investigated the structural and electronic properties of planar AlN/GaN hybrid heterojunctions with the presence of vacancies at their interfaces. Our results reveal that a single vacant site, produced by the removal of Aluminum or Gallium atom, produces similar electronic band structures with localized states within the bandgap. We have also observed a robust magnetic behavior. A nitrogen-vacancy, on the other han…
Carbon nanotubes (CNT) have been recently proposed as stabilizers against grain growth that can happen even at low temperature inputs in nano-crystalline and ultrafine-grained materials obtained by severe plastic deformation. In this study, we analyzed the evolution of the structural defects on the nanotubes in CNT-reinforced nickel matrix composites with different reinforcement weight fractions. The composites were processed by high pressure torsion, and we used Raman spectroscopy as the main characterization technique. The results indicate that for CNT subjected to highly energetic processin…
Carbon nanotubes (CNTs) are well known for their exceptional thermal, mechanical and electrical properties. For many CNT applications it is of the foremost importance to know their frictional properties. However, very little is known about the frictional forces between an individual nanotube and a substrate or tip. Here, we present a combined theoretical and experimental study of the frictional forces encountered by a nanosize tip sliding on top of a supported multiwall CNT along a direction parallel or transverse to the CNT axis. Surprisingly, we find a higher friction coefficient in the tran…
We propose a method to modulate the bandgaps in quasi-metallic carbon nanotubes using a transverse electric field. Unlike previous investigations, we include curvature effects of the nanotubes by incorporating both $π$- and $σ$-orbitals in our tight-binding calculations. The calculations show that the small curvature-induced bandgaps decrease quadratically with electric field amplitude to zero. As the electric field amplitude continues to increase, the bandgap then expands in a similar manner to that presented in earlier studies. The bandgap dependence is verified by analytical calculations, w…
We formulate and justify several proposals utilizing the unique electronic properties of different types of carbon nanotubes for a broad range of applications to THz optoelectronics, including THz generation by hot electrons in quasi-metallic nanotubes, frequency multiplication in chiral-nanotube-based superlattices controlled by a transverse electric field, and THz radiation detection and emission by armchair nanotubes in a strong magnetic field.
We introduce two simple models to study the effect of a spatially localized transverse electric field on the low-energy electronic structure of semiconducting carbon nanotubes. Starting from the Dirac Hamiltonian for the low energy states of a carbon nanotube, we use scattering theory to show that an arbitrarily weak field leads to the formation of localized electronic states inside the free nanotube band gap. We study the binding energy of these subgap states as a function of the range and strength of the electrostatic potential. When the range of the potential is held constant and the streng…
Helium atoms or hydrogen molecules are believed to be strongly bound within the interstitial channels (between three carbon nanotubes) within a bundle of many nanotubes. The effects on adsorption of a nonuniform distribution of tubes are evaluated. The energy of a single particle state is the sum of a discrete transverse energy Et (that depends on the radii of neighboring tubes) and a quasicontinuous energy Ez of relatively free motion parallel to the axis of the tubes. At low temperature, the particles occupy the lowest energy states, the focus of this study. The transverse energy attains a g…
The motion of transverse domain walls (DWs) in U-shaped ferromagnetic nanotube which owns two different geometric confinements were investigated by micromagnetic simulation. Driven by unidirectional magnetic fields, the chirality-dependent DW structure and velocity under low fields and two phases of chiral Walker breakdown processes under high fields were observable, respectively. All these chirality-dependent behaviors can be attributed to the different dynamics of magnetizations in geometric confinements. Additionally, DW structures have different responses and sensitivity to applied fields,…
The temperature-dependent transverse mechanical properties of single-walled nanotubes are studied using a molecular mechanics approach. The stretching and bond angle force constants describing the mechanical behaviour of the sp^{2} bonds are resolved in the temperature range between 0 K and 1600 K, allowing to identify a temperature dependence of the nanotubes wall thickness. We observe a decrease of the stiffness properties (axial and shear Young's modulus) with increasing temperatures, and an augmentation of the transverse Poisson's ratio, with magnitudes depending on the chirality of the na…
We report calculations of the effective electronic response of aligned multishell carbon nanotubes. A local graphite-like dielectric tensor is assigned to every point of the multishell tubules, and the effective transverse dielectric function of the composite is computed by solving Maxwell's equations. Calculations of both real and imaginary parts of the effective dielectric function are presented, for various values of the filling fraction and the ratio of the internal and external radii of hollow tubules. Our full calculations indicate that the experimentally measured macroscopic dielectric …
We characterize the response of isolated single- (SWNT) and multi-wall (MWNT) carbon nanotubes and bundles to static electric fields using first-principles calculations and density-functional theory. The longitudinal polarizability of SWNTs scales as the inverse square of the band gap, while in MWNTs and bundles it is given by the sum of the polarizabilities of the constituent tubes. The transverse polarizability of SWNTs is insensitive to band gaps and chiralities and is proportional to the square of the effective radius; in MWNTs the outer layers dominate the response. The transverse respons…
In this letter, we demonstrate a strong dependence of the electrostatic deformation of doubly-clamped single-walled carbon nanotubes on both the field strength and the tube length, using molecular simulations. Metallic nanotubes are found to be more sensitive to an electric field than semiconducting ones of the same size. For a given electric field, the induced deformation increases with tube length but decreases with tube radius. Furthermore, it is found that nanotubes can be more efficiently bent in a center-oriented transverse electric field.
We present first-principles calculations of quantum transport which show that the resistance of metallic carbon nanotubes can be changed dramatically with homogeneous transverse electric fields if the nanotubes have impurities or defects. The change of the resistance is predicted to range over more than two orders of magnitude with experimentally attainable electric fields. This novel property has its origin that backscattering of conduction electrons by impurities or defects in the nanotubes is strongly dependent on the strength and/or direction of the applied electric fields. We expect this …
The energy of electron Fermi sea perturbed by external potential, represented as energy anomaly which accounts for the contribution of the deep-lying states, is analyzed for massive d = 1+1 Dirac fermions on a circle. The anomaly is a universal function of the applied field, and is related to known field-theoretic anomalies. We express transverse polarizability of Carbon nanotubes via the anomaly, in a way which exhibits the universality and scale-invariance of the response dominated by pi-electrons and qualitatively different from that of dielectric and conducting shells. Electron band transf…
{\it Ab initio} investigations of the full static dielectric response and Born effective charge of BN nanotubes (BN-NTs) have been performed for the first time using finite electric field method. It is found that the ionic contribution to the static dielectric response of BN-NTs is substantial and also that a pronounced chirality-dependent oscillation is superimposed on the otherwise linear relation between the longitudinal electric polarizability and the tube diameter ($D$), as for a thin dielectric cylinderical shell. In contrast, the transverse dielectric response of the BN-NTs resemble the…
We report on various nanocarbons formed from a unique structural pattern containing two pentagons, three hexagons and two heptagons, resulting from local rearrange- ments around a divacancy in pristine graphene or nanotubes. This defect can be inserted in sheets or tubes either individually or as extended defect lines. Sheets or tubes containing only this defect as a pattern can also be obtained. These fully defective sheets, and most of the tubes, present a very pronounced rippled (wavy) structure and their energies are lower than other structures based on pentagons and heptagons published so…
Spin-Locked Helical Currents and Charge-Neutral Spin-Channel Pumping in Altermagnetic Nanotubes
Thermal Science Research Center, Shandong Institute of Advanced Technology（山东先进技术研究院热科学研究中心）；School of Science, Hebei University of Technology（河北工业大学理学院）；School of Physics, Shandong University（山东大学物理学院）
QED-model for multichain coupled qubit system, proposed in \cite{Part1}, was confirmed by Raman scattering studies of quasi-1D carbon zigzag-shaped nanotubes (CZSNTs), produced by high energy ion beam modification of natural diamond single crystals. Multichain coupled qubit system represents itself Su-Schriffer-Heeger $σ$-polaron lattice, formed in CZSNTs plus quantized external electromagnetic (EM) field. New quantum optics phenomenon - Rabi waves, predicted in \cite{Slepyan_Yerchak} has experimentally been identified for the first time. It is shown, that Raman spectra in quasi-1D CZSNTs are …
We study the influence of transverse electric fields on the interfacial forces between a graphene layer and a carbon nanotube tip by means of atomistic simulations, in which a Gaussian regularized charge-dipole potential is combined with classical force fields. A significant effect of the field-induced electric charge on the normal force is observed. The normal pressure is found to be sensitive to the presence of a transverse electric field, while the friction force remains relatively invariant for the here-used field intensities. The contact can even be turned to have a negative coefficient o…
Topological defects are crucial to the thermodynamics and structure of condensed matter systems. For instance, when incorporated into crystalline membranes like graphene, disclinations with positive and negative topological charge elastically buckle the material into conical and saddle-like shapes respectively. A recently uncovered mapping between the inter-element spacing in 2D columnar structures and the metric properties of curved surfaces motivates basic questions about the interplay between defects in the cross section of a columnar bundle and its 3D shape. Such questions are critical to …
Carbon fiber and graphene-based nanostructures such as carbon nanotubes (CNTs) and defective structures have extraordinary potential as strong and lightweight materials. A longstanding bottleneck has been lack of understanding and implementation of atomic-scale engineering to harness the theoretical limits of modulus and tensile strength, of which only a fraction is routinely reached today. Here we demonstrate accurate and fast predictions of mechanical properties for CNTs and arbitrary 3D graphitic assemblies based on a training set of over 1000 stress-strain curves from cutting-edge reactive…
