Effects of electron correlations on a two dimensional quantum spin Hall (QSH) system are studied. We examine possible phases of a generalized Hubbard model on a bilayer honeycomb lattice with a spin-orbit coupling and short range electron-electron repulsions at half filling, based on the slave rotor mean-field theory. Besides the conventional QSH phase and a broken-symmetry insulating phase, we find a new phase, a fractionalized quantum spin Hall phase, where the QSH effect arises for fractionalized spinons which carry only spin but not charge. Experimental manifestations of the exotic phase and effects of fluctuations beyond the saddle point approximation are also discussed.
Motivated by work on the bulk topological proximity effect and the topological bootstrap, we consider two coupled layers of quantum anomalous Hall (QAH) insulators with opposite signs of time-reversal breaking, which leads to a trivial band insulator at half-filling. We study the impact of interactions in this model within slave rotor theory, which leads to a layer-selective Mott transition, resulting in a fractionalized quantum anomalous Hall insulator QAH$^*$ where a Chern band insulator coexists with a chiral spin liquid. We also compute the edge electron spectral function in the vicinity o…
Fractionalized anyons in counterflowing Quantum Hall Liquids
Tsung-Dao Lee Institute, Shanghai Jiao Tong University（上海交大李政道研究所）；Department of Physics, Stockholm University, AlbaNova University Center（斯德哥尔摩大学阿尔巴诺瓦大学中心物理系）；Department of Physics, KTH-Royal Institute of Technology（瑞典皇家理工学院物理系）；Wallenberg Initiative Materials Science for Sustainability, Department of Physics, KTH Royal Institute of Technology（瑞典皇家理工学院物理系瓦伦堡可持续材料科学倡议）
Electrical observation via spin Seebeck effect of fractionalized excitations in a magnetic insulator
University of Augsburg（奥格斯堡大学）；Max Planck Institute for the Physics of Complex Systems (MPI-PKS)（马克斯·普朗克复杂系统物理研究所）；Leibniz Institute for Crystal Growth (IKZ)（莱布尼兹晶体生长研究所）；EOT GmbH–Coherent（EOT GmbH-Coherent公司）
We present a theory of three dimensional fractionalized topological insulators in the form of U(1) spin liquids with gapped fermionic spinons in the bulk and topologically protected gapless spinon surface states. Starting from a spin-1/2 model on a pyrochlore lattice, with frustrated antiferromagnetic and ferromagnetic exchange interactions, we show that decomposition of the latter interactions, within slave-fermion representation of the spins, can naturally give rise to an emergent spin-orbit coupling for the spinons. This stabilizes a fractionalized topological insulators which also have bul…
Motivated by spin-wave continuum (SWC) observed in recent neutron scattering experiments in Herbertsmithite, we use Gutzwiller-projected wave functions to study dynamic spin structure factor $S(\mathbf{q},ω)$ of spin liquid states on the kagome lattice. Spin-1 excited states in spin liquids are represented by Gutzwiller-projected two-spinon excited wave functions. We investigate three different spin liquid candidates, spinon Fermi-surface spin liquid (FSL), Dirac spin liquid (DSL) and random-flux spin liquid (RSL). FSL and RSL have low energy peaks in $S(\mathbf{q},ω)$ at $K$ points in the ext…
Quantum spin liquid (QSL), a state characterized by exotic low energy fractionalized excitations and statistics is still elusive experimentally and may be gauged via indirect experimental signatures. Remnant of QSL phase may reflect in the spin dynamics as well as quanta of lattice vibrations, i.e., phonons, via the strong coupling of phonons with the underlying fractionalized excitations i.e., Majorana fermions. Inelastic light scattering (Raman) studies on V1-xPS3 single crystals evidences the spin fractionalization into Majorana fermions deep into the paramagnetic phase reflected in the eme…
We study the Mott transition from a metal to cluster Mott insulators in the 1/4- and 1/8-filled pyrochlore lattice systems. It is shown that such Mott transitions can arise due to charge localization in clusters or in tetrahedron units, driven by the nearest-neighbor repulsive interaction. The resulting cluster Mott insulator is a quantum spin liquid with a spinon Fermi surface, but at the same time a novel fractionalized charge liquid with charge excitations carrying half the electron charge. There exist two emergent U(1) gauge fields or "photons" that mediate interactions between spinons and…
Quantum Monte Carlo simulations reveal an exotic metallic phase with a single-particle gap but gapless spin and charge excitations and a nonsaturating resistivity in a two-dimensional SU(2) Falicov-Kimball model. An exact duality between this model and an unconstrained slave-spin theory leads to a classification of the phase as a fractionalized or orthogonal metal whose low-energy excitations have different quantum numbers than the original electrons. Whereas the fractionalized metal corresponds to the regime of disordered slave spins, the regime of ordered slave spins is a Fermi liquid. At a …
Unambiguous identification of fractionalized excitations in quantum spin liquids has been a long-standing issue in correlated topological phases. Conventional spectroscopic probes, such as the dynamical spin structure factor, can only detect composites of fractionalized excitations, leading to a broad continuum in energy. Lacking a clear signature in conventional probes has been the biggest obstacle in the field. In this work, we theoretically investigate what kinds of distinctive signatures of fractionalized excitations can be probed in two-dimensional nonlinear spectroscopy by considering th…
We investigate the real-time spin response of the $S=1$ Kitaev model upon stimuli of a pulsed magnetic field in one of the edges using the exact diagonalization method. It is found that the pulsed magnetic field has no effect on the appearance of the spin moments in the quantum spin liquid region, but induces the spin oscillations in the other edge region with a small magnetic field. This is understood by the existence of the itinerant quasiparticles, which carry the spin excitations without the spin polarization in the quantum spin liquid state. This suggests that the spin fractionalizations …
Quantum spin liquids (QSLs) are exotic states of matter characterized by emergent gauge structures and fractionalized elementary excitations. The recently discovered triangular lattice antiferromagnet YbMgGaO$_4$ is a promising QSL candidate, and the nature of its ground state is still under debate. Here, we use neutron scattering to study the spin excitations in YbMgGaO$_4$ under various magnetic fields. Our data reveal a dispersive spin excitation continuum with clear upper and lower excitation edges under a weak magnetic field ($H=2.5$ T). Moreover, a spectral crossing emerges at the $Γ$ po…
The standard theoretical approach to gapless spin liquid phases of two-dimensional frustrated quantum antiferromagnets invokes the concept of fermionic slave particles into which the spin fractionalizes. As an alternate we explore new kinds of gapless spin liquid phases in frustrated quantum magnets with XY anisotropy where the vortex of the spin fractionalizes into gapless itinerant fermions. The resulting gapless fractionalized vortex liquid phases are studied within a slave particle framework that is dual to the usual one. We demonstrate the stability of some such phases and describe their …
Recent ultracold atomic gas experiments implementing synthetic spin-orbit coupling allow access to flatbands that emphasize interactions. We model spin-orbit coupled fermions in a one-dimensional flatband optical lattice. We introduce an effective Luttinger-liquid theory to show that interactions generate collective excitations with emergent kinetics and fractionalized charge, analogous to properties found in the two-dimensional fractional quantum Hall regime. Observation of these excitations would provide an important platform for exploring exotic quantum states derived solely from interactio…
Gutzwiller projection allows a construction of an assortment of variational wave functions for strongly correlated systems. For quantum spin S=1/2 models, Gutzwiller-projected wave functions have resonating-valence-bond structure and may represent states with fractional quantum numbers for the excitations. Using insights obtained from field-theoretical descriptions of fractionalization in two dimensions, we construct candidate wave functions of fractionalized states by projecting specific superconducting states. We explicitly demonstrate the presence of topological order in these states.
Fractionalized excitations develop in many unusual many-body states such as quantum spin liquids, disordered phases that cannot be described using any local order parameter. Because these exotic excitations correspond to emergent degrees of freedom, how to probe them and establish their existence is a long-standing challenge. We present a general procedure to reveal the fractionalized excitations using real-space entanglement entropy in critical spin liquids that are particularly relevant to experiments. Moreover, we show how to use the entanglement entropy to construct the corresponding spino…
The elementary excitations of strongly correlated one-dimensional electronic systems - spinons and holons - are discussed in an exact solution of the Haldane-Shastry and Kuramoto-Yokoyama model. We derive and exactly solve the equation of motion both for the two-spinon wavefunction and for the one-spinon, one-holon wavefunction. By solving the equations of motion we find the spinon-spinon and spinon-holon interaction to be a short-range attraction. The physical consequences of such an attraction on the spin-form factor and on the hole-spectral function are also worked out.
We study the electron spectral function of various zero-temperature spin-charge separated phases in two dimensions. In these phases, the electron is not a fundamental excitation of the system, but rather ``decays'' into a spin-1/2 chargeless fermion (the spinon) and a spinless charge e boson (the chargon). Using low-energy effective theories for the spinons (d-wave pairing plus possible Néel order), and the chargons (condensed or quantum disordered bosons), we explore three phases of possible relevance to the cuprate superconductors: 1) AF*, a fractionalized antiferromagnet where the spinons a…
Effects of perturbations on topologically ordered (TO) states with fractionalized excitations is very intriguing. While small perturbations are not expected to affect a robust TO, sizable perturbations must lead to onset of novel routes to order(s). Observability of such emergent orders in real condensed matter systems continues to be an open issue of paramount interest. Here, we detail how a featureless Kitaev spin liquid with rigorous TO gives way to partial topological ordered state(s) coexisting with a wide staircase of novel `excitonic' orders of fractionalized entities in a Zeeman field.…
An analytical solution of the Mott transition is obtained for the Hubbard model on the Bethe lattice in the large coordination number ($z$) limit. The excitonic binding of doublons (doubly occupied sites) and holons (empty sites) is shown to be the origin of a continuous Mott transition between a metal and an emergent quantum spin liquid insulator. The doublon-holon binding theory enables a different large-$z$ limit and a different phase structure than the dynamical meanfield theory by allowing intersite spinon correlations to lift the $2^N$-fold degeneracy of the local moments in the insulati…
Fractionalized Fermi liquids (FL$^\ast$) have been introduced as non-Fermi-liquid metallic phases, characterized by coexisting electron-like charge carriers and local moments which itself form a fractionalized spin liquid. Here we investigate a Kondo lattice model on the honeycomb lattice with compass interactions among the local moments, a concrete model hosting FL$^\ast$ phases based on Kitaev's $\mathbb{Z}_2$ spin liquid. We characterize the FL$^\ast$ phases via perturbation theory, and we employ a Majorana-fermion mean-field theory to map out the full phase diagram. Most remarkably we find…
We study transitions between topological phases featuring emergent fractionalized excitations in two-dimensional models for Mott insulators with spin and orbital degrees of freedom. The models realize fermionic quantum critical points in fractionalized Gross-Neveu$^\ast$ universality classes in (2+1) dimensions. They are characterized by the same set of critical exponents as their ordinary Gross-Neveu counterparts, but feature a different energy spectrum, reflecting the nontrivial topology of the adjacent phases. We exemplify this in a square-lattice model, for which an exact mapping to a $t$-…
Fractionalization is a hallmark of spin-liquid behavior; it typically leads to response functions consisting of continua instead of sharp modes. However, microscopic processes can enable the formation of short-distance bound states of fractionalized excitations, despite asymptotic deconfinement. Here we study such bound-state formation for the $Z_2$ spin liquid realized in Kitaev's honeycomb compass model, supplemented by a kekule distortion of the lattice. Bound states between flux pairs and Majorana fermions form in the Majorana band gaps. We calculate the dynamic spin susceptibility and sho…
The elementary excitations from the conventional magnetic ordered states, such as ferromagnets and antiferromagnets, are magnons. Here, we elaborate a case where the well-defined magnons are absent completely and the spin excitation spectra exhibit an entire continuum in the itinerant edge ferromagnetic state of graphene arising from the flatband edge electronic states. Based on the further studies of the entanglement entropy and finite-size analysis, we show that the continuum other than the Stoner part results from the spin-1/2 spinons deconfined from magnons. The spinon continuum in a magne…
Quantum spin liquid (QSL) represents a new class of condensed matter states characterized by the long-range many-body entanglement of topological orders. The most prominent feature of the elusive QSL state is the existence of fractionalized spin excitations. Subject to the strong quantum fluctuations, the spin-1/2 antiferromagnetic system on a kagome lattice is the promising candidate for hosting a QSL ground state, but the structurally ideal realization is rare. Here, we report Raman scattering on the single crystalline Cu$_3$Zn(OH)$_6$FBr, and confirm that the ideal kagome structure remains …
We demonstrate that spin-charge separation can occur in two dimensions and note its confluence with superconductivity, topology, gauge theory, and fault-tolerant quantum computation. We construct a microscopic Ising-like model and, at a special coupling constant value, find its exact ground state as well as neutral spin 1/2 (spinon), spinless charge e (holon), and $Z_2$ vortex (vison) states and energies. The fractionalized excitations reflect the topological order of the ground state which is evinced by its fourfold degeneracy on the torus -- a degeneracy which is unrelated to translational o…
Electrons have three quantized properties -- charge, spin, and Fermi statistics -- that are directly responsible for a vast array of phenomena. Here we show how these properties can be coherently and dynamically stripped from the electron as it enters certain exotic states of matter known as a quantum spin liquid (QSL). In a QSL, electron spins collectively form a highly entangled quantum state that gives rise to emergent gauge forces and fractionalization of spin, charge, and statistics. We show that certain QSLs host distinct, topologically robust boundary types, some of which allow the elec…
A recent inelastic neutron scattering experiment on $\mathrm{Yb}_2 \mathrm{Ti}_2 \mathrm{O}_7$ uncovers an unusual scattering continuum in the spin excitation spectrum despite the splayed ferromagnetic order in the ground state. While there exist well defined spin wave excitations at high magnetic fields, the one magnon modes and the two magnon continuum start to strongly overlap upon decreasing the field, and eventually they become the scattering continuum at zero field. Motivated by these observations, we investigate the possible emergence of a magnetically ordered ground state with fraction…
Fractionalized phases are studied in a low energy theory of exciton bose condensate in a multi-band insulator. It is shown that U(1) gauge theory with either fractionalized boson or fermion can emerge out of a single model depending on the coupling constants. Both the statistics and spin of the fractionalized particles are dynamically determined, satisfying the spin-statistics theorem in the continuum limit. We present two mutually consistent descriptions for the fractionalization. In the first approach, it is shown that fractionalized degree of freedom emerges from reduced phase space constra…
We argue that topological Kondo insulators can also have 'intrinsic' topological order associated with fractionalized excitations on their surfaces. The hydridization between the local moments and conduction electrons can weaken near the surface, and this enables the local moments to form spin liquids. This co-exists with the conduction electron surface states, realizing a surface fractionalized Fermi liquid. We present mean-field solutions of a Kondo-Heisenberg model which display such surfaces.
We show that the anyonic statistics of fractionalized excitations display characteristic signatures in threshold spectroscopic measurements. Drawing motivation from topologically ordered phases such as gapped quantum spin liquids and fractional chern insulators which possess fractionalized excitations, we consider gapped systems with abelian anyonic excitations. The low energy onset of associated correlation functions near the threshold show universal behaviour depending on the statistics of the anyons. This explains some recent theoretical results in spin systems and also provides a route tow…
Several heavy-fermion metals display a quantum phase transition from an antiferromagnetic metal to a heavy Fermi liquid. In some materials, however, recent experiments seem to find that the heavy Fermi liquid phase can be directly tuned into a non-Fermi liquid phase without apparent magnetic order. We analyze a candidate state for this scenario where the local moment system forms a spin liquid with gapless fermionic excitations. We discuss the thermal conductivity and spin susceptibility of this fractionalized state both in two and, in particular, three spatial dimensions for different tempera…
We show that every even-denominator fractional quantum Hall (FQH) state possesses at least two robust, topologically distinct gapless edge phases if charge conservation is broken at the boundary by coupling to a superconductor. The new edge phase allows for the possibility of a direct coupling between electrons and emergent neutral fermions of the FQH state. This can potentially be experimentally probed through geometric resonances in the tunneling density of states at the edge, providing a probe of fractionalized, yet electrically neutral, bulk quasiparticles. Other measurable consequences in…
The Schwinger-boson theory of the frustrated square lattice antiferromagnet yields a stable, gapped $\mathbb{Z}_2$ spin liquid ground state with time-reversal symmetry, incommensurate spin correlations and long-range Ising-nematic order. We obtain an equivalent description of this state using fermionic spinons (the fermionic spinons can be considered to be bound states of the bosonic spinons and the visons). Upon doping, the $\mathbb{Z}_2$ spin liquid can lead to a fractionalized Fermi liquid (FL*) with small Fermi pockets of electron-like quasiparticles, while preserving the $\mathbb{Z}_2$ to…
Topologically ordered states of matter are generically characterized by excitations with quantum number fractionalization. A prime example is the spin liquid realized in Kitaev's honeycomb-lattice compass model where spin-flip excitations fractionalize into Majorana fermions and Ising gauge fluxes. While numerous compounds have been proposed to be proximate to such a spin-liquid phase, clear-cut evidence for fractionalized excitations is lacking. Here we employ microwave absorption measurements to study the low-energy excitations in $α$-RuCl$_3$ over a wide range of frequencies, magnetic field…
We show that there is a close correspondence between the physical properties of holographic metals near charged black holes in anti-de Sitter (AdS) space, and the fractionalized Fermi liquid phase of the lattice Anderson model. The latter phase has a "small" Fermi surface of conduction electrons, along with a spin liquid of local moments. This correspondence implies that certain mean-field gapless spin liquids are states of matter at non-zero density realizing the near-horizon, AdS_2 x R^2 physics of Reissner-Nordstrom black holes.
The fractionalization of elementary excitations in quantum spin systems is a central theme in current condensed matter physics. The Kitaev honeycomb spin model provides a prominent example of exotic fractionalized quasiparticles, composed of itinerant Majorana fermions and gapped gauge fluxes. However, identification of the Majorana fermions in a three-dimensional honeycomb lattice remains elusive. Here we report spectroscopic signatures of fractional excitations in the harmonic-honeycomb iridates $β$- and $γ$-Li$_2$IrO$_3$. Using polarization resolved Raman spectroscopy, we find that the dyna…
The quest for Kitaev spin liquids in particular three dimensional solids is long sought goal in condensed matter physics, as these states may give rise to exotic new types of quasi-particle excitations carrying fractional quantum numbers namely Majorana Fermionic excitations. Here we report the experimental signature of this characteristic feature of the Kitaev spin liquid via Raman measurements. Sm2ZnIrO6 is a strongly spin orbit coupled Mott insulator, where Jeff = 1/2 controls the physics, which provide striking evidence for this characteristic feature of the Kitaev spin liquid. As the temp…
New physics can emerge in magnetic materials where quantum fluctuations are enhanced due to reduced dimensionality and strong frustration. One long sought example is the resonating-valence-bond (RVB) state, where atomic magnetic moments are strongly correlated but do not order or freeze even in the limit of T -> 0. The RVB ground state does not break conventional symmetries, such as lattice translation or spin-rotation. The realization of such a quantum spin liquid in two-dimensions would represent a new state of matter. It is believed that spin liquid physics plays a role in the phenomenon of…
The combination of electronic correlation and spin-orbit coupling is thought to precipitate a variety of highly unusual electronic phases in solids, including topological and quantum spin liquid states. We report a Raman scattering study that provides evidence for unconventional excitations in $α$-RuCl$_3$, a spin-orbit coupled Mott insulator on the honeycomb lattice. In particular, our measurements reveal unusual magnetic scattering, typified by a broad continuum. The temperature dependence of this continuum is evident over a large scale compared to the magnetic ordering temperature, suggesti…
We consider topological order and dimer order in several frustrated spin ladder models, which are related to higher dimensional models of current interest; we also address the occurrence of fractionalized phases with deconfined spinon excitations in these models. Combining results obtained with both analytic and numerical methods, we discuss how the occurrence of dimerized or fractionalized phases are dictated by the system's geometry.
Exotic topologically protected zero modes with parafermionic statistics (also called fractionalized Majorana modes) have been proposed to emerge in devices fabricated from a fractional quantum Hall system and a superconductor. The fractionalized statistics of these modes takes them an important step beyond the simplest non-Abelian anyons, Majorana fermions. Building on recent advances towards the realization of fractional quantum Hall states of bosonic ultracold atoms, we propose a realization of parafermions in a system consisting of Bose-Einstein-condensate trenches within a bosonic fraction…
In this work, we study magnetoelastic interactions by means of ultrasound experiments in $α$-RuCl$_3$ -- a prototypical material for the Kitaev spin model on the honeycomb lattice, with a possible spin-liquid state featuring Majorana fermions and $\mathbb{Z}_{2}$-flux excitations. We present results of the temperature and in-plane magnetic-field dependence of the sound velocity and sound attenuation for several longitudinal and transverse phonon modes propagating along high-symmetry crystallographic directions. A comprehensive data analysis above the ordered state provides strong evidence of p…
We study the spectral function of two-leg Hubbard ladders with the time-dependent density matrix renormalization group method (tDMRG). The high-resolution spectrum displays features of spin-charge separation and a scattering continuum of excitations with coherent bands of bound states `leaking' from it. As the inter-leg hopping is increased, the continuum in the bonding channel moves to higher energies and spinon and holon branches merge into a single coherent quasi-particle band. Simultaneously, the spectrum undergoes a crossover from a regime with two minima at incommensurate values of $k_x$…
Kitaev quantum spin liquid is a topological magnetic quantum state characterized by Majorana fermions of fractionalized spin excitations, which are identical to their own antiparticles. Here, we demonstrate emergence of Majorana fermions thermally fractionalized in the Kitaev honeycomb spin lattice α-RuCl3. The specific heat data unveil the characteristic two-stage release of magnetic entropy involving localized and itinerant Majorana fermions. The inelastic neutron scattering results further corroborate these two distinct fermions by exhibiting quasielastic excitations at low energies around …
