arXivDaily arXiv每日学术速递 周一至周五更新
全部学科分类 1708
2606.06783 2026-06-08 math.FA 新提交

Spectral and Essential Spectral Analysis of Finite-Rank Perturbations of Unbounded Diagonal Operators on Non-Archimedean Hilbert Spaces

非阿基米德希尔伯特空间上无界对角算子的有限秩扰动的谱与本质谱分析

Teylama Miabey

AI总结 研究非阿基米德希尔伯特空间上无界对角算子经有限秩扰动后的谱、点谱和本质谱,利用Fredholm算子理论描述其结构。

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AI中文摘要

我们研究非阿基米德希尔伯特空间 $E_{\omega}$ 上一类无界线性算子的谱性质。更确切地说,我们考虑形如 $T=D+F$,$F=\sum_{j=1}^{m} u_j\otimes v_j$ 的算子,其中 $D$ 是无界对角算子,$F$ 是有限秩扰动。本文将 Diagana 和 McNeal 关于对角算子的秩一扰动的谱分析推广到任意有限秩扰动的情形。主要目标是根据与 $D$ 相关的对角序列以及 $\lambda I-T$ 的 Fredholm 性质来描述此类算子的谱、点谱和本质谱。Fredholm 算子理论在本质谱的计算以及有限秩扰动下稳定性的研究中起着核心作用。

英文摘要

We study the spectral properties of a class of unbounded linear operators on a non-Archimedean Hilbert space $E_ω$. More precisely, we consider operators of the form \[ T=D+F,\qquad F=\sum_{j=1}^{m} u_j\otimes v_j, \] where $D$ is an unbounded diagonal operator and $F$ is a finite-rank perturbation. This work extends the spectral analysis of Diagana and McNeal for rank-one perturbations of diagonal operators to the case of arbitrary finite-rank perturbations. The main objective is to describe the spectrum, point spectrum, and essential spectrum of such operators in terms of the diagonal sequence associated with $D$ and the Fredholm properties of $λI-T$. The theory of Fredholm operators plays a central role, particularly in the computation of the essential spectrum and in the study of stability under finite-rank perturbations.

2606.06777 2026-06-08 math.GT 新提交

Systole, inradius and rigidity of cusped hyperbolic 3-manifolds

尖点双曲三维流形的 systole、内半径与刚性

Stephane Sabourau

AI总结 建立了有限体积双曲三维流形中 systole 和内半径与体积之间的最优不等式,并确定了极值流形,包括八之字结补及其姐妹流形、Weeks-Matveev-Fomenko 流形等。

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AI中文摘要

我们建立了有限体积双曲三维流形的 systole 和内半径与体积之间的最优不等式。在尖点可定向情形下,我们改进了 Gendulphe 的一个定理,证明了尖锐的 systole-体积不等式,其唯一极值流形是八之字结补。排除八之字结补后,我们得到了一个更强的不等式,其极值流形是八之字结补的姐妹流形。我们还为闭可定向双曲三维流形建立了类似的最优 systole-体积不等式,其中极值流形是 Weeks-Matveev-Fomenko 流形、Vol3 流形和 Meyerhoff 流形。在文章的第二部分,我们研究了内半径。我们证明了可定向和不可定向尖点双曲三维流形的最优内半径-体积不等式,分别确定了八之字结补的姐妹流形和 Gieseking 流形为极值情形。我们还证明了 Gieseking 流形是唯一具有最小内半径的尖点双曲三维流形,从而完成了 Gendulphe 先前建立相应下界的结果。

英文摘要

We establish optimal inequalities relating the systole and the inradius to the volume of finite-volume hyperbolic 3-manifolds. In the cusped orientable case, we refine a theorem of Gendulphe by proving a sharp systole-volume inequality whose unique extremal manifold is the figure-eight knot complement. Excluding the figure-eight knot complement, we obtain a stronger inequality whose extremal manifold is the sister of the figure-eight knot complement. We also establish analogous optimal systole-volume inequalities for closed orientable hyperbolic 3-manifolds, where the extremal manifolds are the Weeks-Matveev-Fomenko manifold, the manifold Vol3, and the Meyerhoff manifold. In the second part of the article, we study the inradius. We prove optimal inradius-volume inequalities for orientable and nonorientable cusped hyperbolic 3-manifolds, identifying respectively the sister of the figure-eight knot complement and the Gieseking manifold as the extremal cases. We also prove that the Gieseking manifold is the unique cusped hyperbolic 3-manifold of minimal inradius, thereby completing a result of Gendulphe, who had previously established the corresponding lower bound.

2606.06774 2026-06-08 math.CO 新提交

On $k$-th unitary Cayley graphs over finite commutative rings: structure and decompositions

关于有限交换环上的第$k$个酉Cayley图:结构与分解

Ricardo A. Podestá, Denis E. Videla

AI总结 研究有限交换环上第$k$个酉Cayley图及其对称版本的结构分解,通过局部环的膨胀分解和Artin分解的Kronecker积分解,将其归结为有限域上的广义Paley图,并分析图的有向性、二部性和连通性。

Comments 39 pages, 2 figures

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AI中文摘要

给定一个具有单位元的有限交换环$R$和$k \in \mathbb{N}$,我们考虑第$k$个酉Cayley图$G_R(k)=Cay(R,U_{R,k})$,其中$U_{R,k} = \{ x^k: x \in R^*\}$,以及它的对称版本$\mathcal{G}_R(k) = Cay(R,T_{R,k})$,其中$T_{R,k}=U_{R,k} \cup (-U_{R,k})$。如果$R$是极大理想为$\frak m$的局部环,我们给出图的膨胀分解:即对于任何满足$(k,|R|)=1$的$k$,有$G_R(k)= (G_{R/\frak m}(k))^{(|\frak m|)}$和$\mathcal{G}_R(k)= (\mathcal{G}_{R/\frak m}(k))^{(|\frak m|)}$。如果环$R$具有Artin分解$R=R_1 \times \cdots \times R_s$,其中$R_i$为局部环,我们给出Kronecker积分解$G_R(k) = G_{R_1}(k) \otimes \cdots \otimes G_{R_s}(k)$和$\mathcal{G}_R(k) = \mathcal{G}_{R_1}(k) \otimes \cdots \otimes \mathcal{G}_{R_s}(k)$。进一步,当$(k,|R|)=1$时,这些分解可以用有限域上的广义Paley (GP)图表示,即对于$i=1,\ldots,s$,有$G_{R_i}(k) = \Gamma(k_i,q_i)$,类似地对于$\mathcal{G}_{R_i}(k)$。此外,约化图对应于约化环的图,即$\big(G_{R}(k)\big)_{red}\simeq G_{R_{red}}(k)$和$\big(\mathcal{G}_{R}(k)\big)_{red} \simeq \mathcal{G}_{R_{red}}(k)$。通过使用这些GP图的分解,我们研究了图的一些基本结构性质,如有向性、二部性和连通性。

英文摘要

Given $R$ a finite commutative ring with identity and $k \in \mathbb{N}$, we consider the $k$-th unitary Cayley graph $G_R(k)=Cay(R,U_{R,k})$ with $U_{R,k} = \{ x^k: x \in R^*\}$, and its symmetrized version $\mathcal{G}_R(k) = Cay(R,T_{R,k})$, with $T_{R,k}=U_{R,k} \cup (-U_{R,k})$. If $R$ is a local ring with maximal ideal $\frak m$, we give the blow-up decompositions for the graphs: namely, we have $G_R(k)= (G_{R/\frak m}(k))^{(|\frak m|)}$ and $\mathcal{G}_R(k)= (\mathcal{G}_{R/\frak m}(k))^{(|\frak m|)}$ for any $k$ such that $(k,|R|)=1$. If the ring $R$ has Artin decomposition $R=R_1 \times \cdots \times R_s$ in local rings $R_i$, we give the Kronecker product decompositions $G_R(k) = G_{R_1}(k) \otimes \cdots \otimes G_{R_s}(k)$ and $\mathcal{G}_R(k) = \mathcal{G}_{R_1}(k) \otimes \cdots \otimes \mathcal{G}_{R_s}(k)$. In further $(k,|R|)=1$, these decompositions can be given in terms of generalized Paley (GP) graphs over finite fields, that is $G_{R_i}(k) = Γ(k_i,q_i)$ and similarly for $\mathcal{G}_{R_i}(k)$, for $i=1,\ldots,s$. Also, the reduced graphs correspond to the graphs of the reduced rings, i.e.\@ $\big(G_{R}(k)\big)_{red}\simeq G_{R_{red}}(k)$ and $\big(\mathcal{G}_{R}(k)\big)_{red} \simeq \mathcal{G}_{R_{red}}(k)$. By using these decompositions in terms of GP-graphs, we study some basic structural properties of the graphs such as directedness, bipartiteness and connectedness.

2606.06770 2026-06-08 cs.IT eess.SP math.IT 新提交

Degrees of Freedom of Over-the-Air Computation over a MIMO Gaussian Network with Two Transmitters and Two Receivers

两发两收MIMO高斯网络上空中计算的自由度

Yong Dong, Hua Sun, Syed A. Jafar

AI总结 研究两发两收MIMO高斯网络中空中计算的自由度,提出ACDoF度量,证明其几乎必然等于min{M1,M2,N1,N2,(1/3)max(M1+M2,N1+N2)},并扩展到SISO和有限SNR场景。

Comments 12 pages, 4 figures

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AI中文摘要

在两发两收MIMO高斯网络中探索了空中计算(AirComp)的基本极限,其中两个接收机都要求来自两个发射机的源符号的相同聚合。定义了一个受渐近均方误差阈值约束的空中计算自由度(ACDoF)度量。对于通用MIMO设置,其中两个发射机配备有$M_1, M_2$根天线,两个接收机配备有$N_1, N_2$根天线,AirComp DoF值被证明几乎必然等于$\min\{M_1,M_2,N_1,N_2,(1/3)\max\{M_1+M_2,N_1+N_2\}\}$。对于SISO设置,结果从通用信道扩展到任意信道实现。对于有限信噪比(SNR)设置,探索了一种迭代交替优化算法。

英文摘要

The fundamental limits of over-the-air computation (AirComp) are explored in a two-transmitter, two-receiver MIMO Gaussian network, where both receivers demand the same aggregation of source symbols originating at the two transmitters. An AirComp degrees of freedom (ACDoF) metric is defined, constrained by an asymptotic mean-squared error threshold. For a generic MIMO setting where the two transmitters are equipped with $M_1, M_2$ antennas, and the two receivers with $N_1, N_2$ antennas, the AirComp DoF value is shown to be almost surely equal to $\min\{M_1,M_2,N_1,N_2,(1/3)\max\{M_1+M_2,N_1+N_2\}\}$. For SISO settings results are extended beyond generic channels to arbitrary channel realizations. For finite signal-to-noise ratio(SNR) settings, an iterative alternating optimization algorithm is explored.

2606.06769 2026-06-08 math.ST stat.TH 新提交

Sequential testing of conditionally constrained hypotheses

条件约束假设的序贯检验

Eugenio Clerico

AI总结 针对有限条件约束定义的非参数假设,刻画了所有e过程的显式形式,证明每个e过程被仿射一步e变量的可预测积点点控制,从而可将任意e过程无损失地替换为检验超鞅。

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AI中文摘要

我们显式刻画了用于检验由有限个条件约束定义的条件非参数假设的全体e过程类。主要结果是一个完全类定理:此类假设的每个e过程都被仿射一步e变量的可预测积点点控制。因此,对于一大类条件检验问题,任意e过程可以无损失地替换为检验超鞅。这扩展了之前从单步约束检验和有界一维条件均值检验到更广泛的条件序贯设置的结果。

英文摘要

We explicitly characterise the full class of e-processes for testing conditional non-parametric hypotheses, defined by finitely many conditional constraints. Our main result is a complete-class theorem: every e-process for such a hypothesis is point-wise dominated by a predictable product of affine one-step e-variables. Therefore, for a broad class of conditional testing problems, arbitrary e-processes can be replaced without loss by test supermartingales. This extends previous complete-class results from single-step constrained testing and bounded one-dimensional conditional mean testing to a broader conditional sequential setting.

2606.06768 2026-06-08 math.CO 新提交

2-cell embeddings of cubic graphs I. The unstable dual

三次图的2-胞腔嵌入 I. 不稳定对偶

MacKenzie Carr, Bojan Mohar

AI总结 本文通过局部旋转引入描述三次图2-胞腔嵌入空间的新方法,定义不稳定对偶子图,并从不稳定对偶性质恢复嵌入亏格,刻画亏格≤2的3-连通平面三次图的不稳定对偶,用于生成亏格3且连通度≤2的嵌入。

Comments 27 pages, 19 figures

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AI中文摘要

本文是两部分系列中的第一部分,探讨三次图的2-胞腔嵌入,特别是那些具有小亏格的嵌入。利用局部旋转,我们引入了一种新的方式来描述任意固定(三次)图的2-胞腔嵌入空间及其相互关系。我们引入了三次图嵌入的不稳定对偶,即对偶图的一个子图,并描述了如何从不稳定对偶的性质恢复相应嵌入的亏格。最后,我们刻画了三次循环5-边连通平面图的亏格至多为2的嵌入的不稳定对偶,并利用这些来生成亏格为3且连通度至多为2的嵌入。

英文摘要

In this paper, the first of a two-part series, we explore 2-cell embeddings of cubic graphs, particularly those with small genus. Using local rotations, we introduce a new way of describing the space of 2-cell embeddings and their mutual relationship for any fixed (cubic) graph. We introduce the unstable dual of an embedding of a cubic graph, a subgraph of the dual graph, and describe how the genus of the corresponding embedding can be recovered from properties of the unstable dual. Finally, we characterize the unstable duals of embeddings with genus at most 2 of cubic cyclically 5-edge connected planar graphs and use these to generate those of genus 3 that have connectivity at most 2.

2606.06757 2026-06-08 math.PR math.OC 新提交

Path-Dependent Ergodic Optimal Control and Backward Stochastic Differential Equations

路径依赖遍历最优控制与倒向随机微分方程

Xuyang Lin, Mathieu Lise, Nizar Touzi

AI总结 研究一类无限时域倒向随机微分方程,用于处理时间和路径依赖的遍历最优控制问题,通过确定性函数的渐近行为刻画最优遍历成本,并推广了马尔可夫情形下的适定性、验证和稳定性结果。

Comments 33 pages

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AI中文摘要

我们研究了一类新的无限时域倒向随机微分方程,用于遍历最优控制,其中成本和状态动态是时间和路径依赖的。状态过程定义在无界底层域上,并满足扩展的耗散条件。与时间齐次马尔可夫设定相比,我们框架中的最优遍历成本由确定性函数的渐近行为刻画,而不是由单个实常数决定。我们获得了适定性、验证和稳定性性质,这些性质推广了文献中关于马尔可夫情形的先前结果。

英文摘要

We investigate a new class of infinite-horizon backward stochastic differential equations for ergodic optimal control where the cost and state dynamics are time and path-dependent. The state process is defined on an unbounded underlying domain and satisfies an extended dissipativity condition. In contrast with the time-homogeneous Markovian setting, the optimal ergodic cost in our framework is characterized by the asymptotic behavior of a deterministic function, rather than by a single real constant. We obtain well-posedness, verification and stability properties, which extend the previous results in the literature on the Markov case.

2606.06750 2026-06-08 math.NA cs.NA 新提交

Linear poroelasticity with solid incompressibility: consistent formulation and scalable numerical solution

固体不可压缩的线性孔隙弹性:一致公式与可扩展数值解法

Nicolás A. Barnafi, Andrés E. Rubiano, Ricardo Ruiz-Baier

AI总结 通过线性化全非线性孔隙弹性方程,提出固体相不可压缩的一致模型,并基于Schur补形式构建可扩展求解器,验证了低阶inf-sup稳定有限元空间。

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AI中文摘要

在这项工作中,我们通过线性化全非线性孔隙弹性方程,提出一个仅固体相不可压缩的一致模型。该重新公式化规避了标准原始形式非线性孔隙弹性中遇到的一些不一致性问题,同时保留了其关键的物理耦合机制。我们展示了一个适定且一致的离散化策略,并基于Schur补形式构建了可扩展求解器。该模型的一个显著特点是它允许使用最低阶、inf-sup稳定的有限元空间族。提供了二维和三维数值测试以验证所提出的方法和求解器框架。

英文摘要

In this work we propose, by linearizing the equations of fully nonlinear poroelasticity, a consistent model in which only the solid phase is incompressible. This reformulation circumvents some inconsistency issues encountered in standard primal formulations of nonlinear poroelasticity while still retaining its key physical coupling mechanisms. We show a well-posed and consistent discretization strategy and also formulate scalable solvers based on a Schur complement formalism. A distinctive feature of the model is that it allows for a lowest order, inf-sup stable family of Finite Elements (FE) spaces. Numerical tests in two and three dimensions are provided to validate the proposed method and solver framework.

2606.06739 2026-06-08 math.PR 新提交

The relationship between the transition functions of the labeled and unlabeled versions of the infinitely-many-neutral-alleles diffusion model

标记与未标记的无穷多中性等位基因扩散模型的转移函数之间的关系

S. N. Ethier

AI总结 本文从标记的无穷多中性等位基因扩散模型的转移函数出发,简化推导了未标记模型的转移函数。

Comments 10 pages

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AI中文摘要

Zhou (2015) 所表达的未标记无穷多中性等位基因扩散模型的转移函数,是从标记的无穷多中性等位基因扩散模型的转移函数推导出来的,本文略微简化了 Feng (2010) 的推导过程。

英文摘要

The transition function of the unlabeled infinitely-many-neutral-alleles diffusion model, as expressed by Zhou (2015), is derived from the transition function of the labeled infinitely-many-neutral-alleles diffusion model, slightly simplifying the derivation by Feng (2010).

2606.06736 2026-06-08 cs.IT math.IT 新提交

Quantum Hierarchical Locally Recoverable Codes

量子分层局部可恢复码

Venkatesan Guruswami, Rutuja Kshirsagar, Pranav Trivedi

AI总结 本文研究量子局部可恢复码(QLRC)的分层扩展,提出(r,δ) QLRC和h层QHLRC的随机与显式构造,并给出量子Tamo-Barg码的有效译码算法及Singleton-like界。

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AI中文摘要

量子局部可恢复码(QLRC)最近作为一种实现高效量子存储并具备局部恢复能力的框架受到关注。类似于经典对应物,QLRC允许仅使用少量其他量子位来重建丢失的量子位,从而减少恢复中的资源和操作开销。在这项工作中,我们通过考虑具有局部参数$r$和局部距离$\delta \geq 2$的$(r,\delta)$ QLRC来扩展QLRC的研究。我们提出了随机和显式$(r,\delta)$ QLRC的构造,包括基于量子Tamo-Barg构造的显式族。我们还为这些量子Tamo-Barg码提出了一种高效的译码算法。此外,我们引入了量子分层局部可恢复码(QHLRC),它将局部恢复扩展到多个分层级别。对于任意整数$h\geq 2$,我们构造了随机和显式的$h$层QHLRC,后者是$h$层量子Tamo-Barg码,并利用由对偶包含经典码构建的CSS框架为这些码建立了类似Singleton的界。这些结果推进了量子擦除恢复的理论基础,并为设计高效量子存储架构做出了贡献。

英文摘要

Quantum locally recoverable codes (QLRCs) have recently gained attention as a framework for achieving efficient quantum storage with local recovery capabilities. Analogous to their classical counterparts, QLRCs allow a lost qudit to be reconstructed using only a small subset of other qudits, thereby reducing the resource and operational overhead in recovery. In this work, we extend the study of QLRCs by considering $(r,δ)$ QLRCs characterized by locality parameter $r$ and local distance $δ\geq 2$. We present constructions of both random and explicit $(r,δ)$ QLRCs, including explicit families based on the quantum Tamo--Barg construction. We also present an efficient decoding algorithm for these quantum Tamo--Barg codes. Furthermore, we introduce quantum \emph{hierarchical} locally recoverable codes (QHLRCs), which extend local recovery to multiple hierarchical levels. For any integer $h\geq 2$, we construct both random and explicit $h$-level QHLRCs, the latter being $h$-level quantum Tamo--Barg codes, and establish a Singleton-like bound for these codes using a CSS framework built from dual-containing classical codes. These results advance the theoretical foundations of quantum erasure recovery and contribute to the design of efficient quantum storage architectures.

2606.06733 2026-06-08 math.AG hep-th math-ph math.MP 新提交

Compactified supermoduli space is almost never projected

紧致化超模空间几乎从不投射

Mauricio Corrêa, Simone Noja

AI总结 本文解决了所有亏格至少为2的紧致无孔超模堆的投射性问题,证明了在亏格2时奇分量分裂而偶分量非投射,在亏格≥3时两个奇偶分量均非投射。

Comments 24 pages, comments welcome!

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AI中文摘要

我们解决了每个亏格至少为2的紧致无孔超模堆的投射性问题。在亏格2时,奇分量是分裂的,而偶分量是非投射的。在每个亏格$g\geq 3$时,两个紧致奇偶分量都是非投射的。

英文摘要

We settle the projectedness problem for the compactified unpunctured supermoduli stack in every genus at least two. In genus two, the odd component is split, whereas the even component is non-projected. In every genus $g\geq 3$, both compactified parity components are non-projected.

2606.06729 2026-06-08 math.AP 新提交

Determination of radial nonlocal nonlinearities from the scattering map

从散射图确定径向非局部非线性项

Luccas Campos, Rowan Killip, Jason Murphy, Monica Visan

AI总结 本文证明对于一类具有径向Hartree型非线性的非线性薛定谔方程,小数据散射图唯一确定非线性项,卷积核仅需在无穷远处有轻微衰减且允许原点处局部可积奇异性。

Comments 12 pages

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AI中文摘要

我们证明,对于一类具有径向Hartree型非线性的非线性薛定谔方程,小数据散射图唯一确定非线性项。我们对卷积核的假设仅要求其在无穷远处具有轻微的衰减条件,并允许在原点处存在局部可积的奇异性。

英文摘要

We show that the small-data scattering map uniquely determines the nonlinearity for a class of nonlinear Schrödinger equations with radial, Hartree-type nonlinearities. Our assumptions on the convolution kernel require only a mild decay condition at infinity and permit a locally integrable singularity at the origin.

2606.06720 2026-06-08 math.NA cs.NA 新提交

A Spectral-Based Method for Network-Formation PDEs

一种基于谱方法的网络形成偏微分方程求解方法

Pedro Aceves-Sanchez, Pierre Degond, Sara Merino-Aceituno, Claudia Wytrzens

AI总结 提出一种基于傅里叶变换的谱方法求解网络形成连续模型,结合分裂法和共轭梯度法,高效模拟压力与电导率演化,并验证参数对网络形态的影响。

Comments 17 pages, 8 figures

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AI中文摘要

我们提出并研究了一种简单且可扩展的基于傅里叶变换的谱方法,用于周期边界条件下网络形成的连续模型。该模型描述了压力 $p$ 和电导率 $m$ 随时间的变化。$p$ 的演化由各向异性泊松方程给出,而 $m$ 的方程包含三项:扩散项、依赖于压力梯度的网络激活项,以及作为衰减项的松弛项。该系统是非凸能量泛函的形式 $L^2$-梯度流。我们的算法结合了两个部分:(i) 对 $m$ 方程采用分裂法,其中激活和松弛部分解析求解,扩散部分通过快速傅里叶变换 (FFT) 求解;(ii) 对压力方程采用 FFT 结合共轭梯度 (CG) 法。这使得该方案比隐式格式更易实现,并且自然可扩展到均匀周期网格上的三维问题。为了展示该方法,我们重现了先前文献中激活强度 $c$、扩散系数 $D$ 和代谢指数 $\gamma$ 对涌现网络形态的影响,并报告了网格收敛性结果。

英文摘要

We propose and study a simple and scalable Fourier-based spectral method for a continuum model of network formation under periodic boundary conditions. The model provides the evolution of the pressure $p$ and the conductivity $m$ over time. The evolution of $p$ is given by an anisotropic Poisson equation, while the equation for $m$ contains three terms corresponding to a diffusion and an activation term of the network -- that depends on the gradient of the pressure -- as well as a relaxation term that acts as a decaying term. This system arises as a formal $L^2$-gradient flow of a non-convex energy functional. Our algorithm combines two ingredients: (i) a splitting method for the equation for $m$, where the activation and relaxation parts are solved analytically, and the diffusion part is solved via Fast Fourier Transform (FFT), and (ii) an FFT combined with the Conjugate Gradient (CG) method applied to the equation for the pressure. This makes the scheme easy to implement compared to implicit schemes and naturally extensible to three dimensions on uniform periodic grids. To showcase the method, we recover the previously documented influence of the activation strength $c$, the diffusion coefficient $D$, and the metabolic exponent $γ$ on the morphology of emergent networks, and report grid convergence results.

2606.06719 2026-06-08 math.NA cs.NA 新提交

High-order conforming finite elements for the Cahn-Hilliard equation: Relative-energy stability and energy defects

Cahn-Hilliard方程的高阶协调有限元:相对能量稳定性与能量缺陷

Aaron Brunk, Marvin Fritz

AI总结 研究使用高阶协调有限元离散Cahn-Hilliard方程,建立精确能量平衡并引入可计算能量缺陷,通过相对能量论证证明半离散先验误差估计。

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AI中文摘要

我们研究了使用高阶协调有限元空间的Cahn-Hilliard方程的半离散单场Galerkin逼近。具体来说,全局$C^1$有限元具有$H^2$-协调试验空间,包括Argyris、Bell和Bogner-Fox-Schmit单元,允许对四阶形式进行直接离散化并精确保持质量。主要结构结果是物理Cahn-Hilliard能量的精确能量平衡。除了预期的离散耗散外,该平衡包含一个可显式计算的能量缺陷。该缺陷对于拉普拉斯不变周期空间(如Fourier空间)为零,但对于经典$C^1$有限元通常非零。因此,它量化了离散梯度流结构的精确损失。我们通过相对能量论证证明了半离散先验误差估计。该估计使用增广相对能量和逆离散拉普拉斯算子的离散椭圆重构界来闭合。所得收敛速度与预期逼近阶一致。使用Bell和Argyris单元的数值实验证实了这些速度,并通过与Fourier参考离散化的比较展示了缺陷机制。

英文摘要

We study a semidiscrete single-field Galerkin approximation of the Cahn-Hilliard equation using high-order conforming finite element spaces. More specifically, globally $C^1$ finite elements with $H^2$-conforming trial spaces, including Argyris, Bell, and Bogner-Fox-Schmit elements, allow a direct discretization of the fourth-order formulation and preserve mass exactly. The main structural result is an exact energy balance for the physical Cahn-Hilliard energy. Besides the expected discrete dissipation, the balance contains an explicitly computable energy defect. This defect vanishes for Laplacian-invariant periodic spaces, such as Fourier spaces, but is generally nonzero for classical $C^1$ finite elements. It therefore quantifies the precise loss of a discrete gradient-flow structure. We prove semidiscrete a priori error estimates by a relative-energy argument. The estimate is closed using an augmented relative energy and a discrete elliptic reconstruction bound for the inverse discrete Laplacian. The resulting convergence rates match the expected approximation orders. Numerical experiments with Bell and Argyris elements confirm the rates and demonstrate the defect mechanism by comparison with a Fourier reference discretization.

2606.06713 2026-06-08 math.NT 新提交

Tamagawa number formula for Jacobians

Jacobian 的 Tamagawa 数公式

Tim Dokchitser

AI总结 本文给出离散赋值域上 Jacobian 的 Tamagawa 数乘积公式,包含四个项:单幂、环面、算术和上同调,通过推广流-割构造、利用对偶图边上的度量以及扩展 Bosch-Liu 的上同调项描述来证明。

Comments 20 pages; first version; comments welcome!

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AI中文摘要

我们给出了在具有完美剩余域 k 的离散赋值域上 Jacobian 的 Tamagawa 数的乘积公式。它由四个项的乘积组成——单幂项、环面项、算术项和(有些复杂的)上同调项。证明通过以下步骤完成:(1) 将经典的流-割构造从半稳定曲线推广到任意曲线,由 Raynaud 的结果,当 k 是代数闭时给出公式;(2) 观察到该公式尊重对偶图边上的自然度量,从而可以商掉 Galois 作用;(3) 当 k 是有限域时,扩展 Bosch-Liu 对上同调项的描述。特别地,这回答了 Bosch-Liu 的一个问题,并给出了 Poonen-Stoll 的上同调障碍用特征描述的另一种形式。

英文摘要

We give a product formula for the Tamagawa numbers of Jacobians over a discrete valuation field with perfect residue field k. It comes as a product of four terms - unipotent, toric, arithmetic and (somewhat intricate) cohomological. It is proved by (1) extending the classical flow-cut construction from semistable to arbitrary curves, which, by Raynaud's results, gives the formula when k is algebraically closed; (2) observing that this formula respects the natural metric on the edges of the dual graph, which allows to quotient out the Galois action; (3) extending Bosch-Liu's description of the cohomological term when k is finite. In particular, this answers a question of Bosch-Liu, and gives an alternative description of Poonen-Stoll's cohomological obstruction in terms of characters.

2606.06707 2026-06-08 math.CO math.LO 新提交

Strong marker sets for arbitrary generating sets of $\mathbb Z^n$

$\mathbb Z^n$ 的任意生成集的强标记集

Jing Yu

AI总结 本文通过幺模坐标变换,将任意有限生成集转化为全支撑位置,从而将高-王定理从特殊支撑情形推广到一般有限生成集。

Comments 3 pages

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AI中文摘要

高和王证明了在假设每个生成元的支撑大小为 $1$ 或 $n$ 的条件下,$\mathbb Z^n$ 的有限生成集存在强开标记定理。我们证明了这个支撑假设可以被移除。证明是一个简短的共轭论证:经过幺模坐标变换后,任意有限个非零格向量可以置于全支撑位置,从而可以应用高和王的定理,并将得到的标记集共轭回来。

英文摘要

Gao and Wang proved a strong clopen marker theorem for finite generating sets of $\mathbb Z^n$ under the assumption that each generator has support of size either $1$ or $n$. We show that this support assumption can be removed. The proof is a short conjugacy argument: after a unimodular change of coordinates, any finite set of nonzero lattice vectors can be put in full-support position, allowing one to apply the theorem of Gao and Wang and conjugate the resulting marker set back.

2606.06701 2026-06-08 math.NT 新提交

Vanishing Coefficients in Products of Quintuple Products

五重积乘积中系数的消失

Taylor Daniels, Tim Huber, James McLaughlin, Dongxi Ye

AI总结 本文通过整数格上的对合变换,推导出模素数p≡1 mod 4的显式算术级数,使得五重积乘积展开中的系数为零。

Comments 13 pages

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AI中文摘要

推导出模素数 $p \equiv 1 \pmod{4}$ 的显式算术级数,其中五重积乘积展开中的系数消失。特别地,若 $p = m^{2} + n^{2}$,$b$ 为正整数,且 $$\sum_{n=0}^{\infty} a_{n}q^{n} = \frac{(q^{2bm},q^{p-2bm};q^{2bn},q^{p-2bn};q^p)_{\infty}}{(q^p,-q^{b m},-q^{p-bm},-q^{bn},-q^{p-bn};q^p)_{\infty}^2},$$ 我们确定 $\alpha = \alpha(m,n,p)$ 使得 $a_{pt+ \alpha}=0$。我们的结果通过整数格上的对合变换证明。

英文摘要

Explicit arithmetic progressions modulo primes $p \equiv 1 \pmod{4}$ are derived in which the coefficients in the expansions of products of quintuple products vanish. In particular, if $p = m^{2} + n^{2}$, and $b$ is a positive integer, and $$\sum_{n=0}^{\infty} a_{n}q^{n} = \frac{(q^{2bm},q^{p-2bm};q^{2bn},q^{p-2bn};q^p)_{\infty}}{(q^p,-q^{b m},-q^{p-bm},-q^{bn},-q^{p-bn};q^p)_{\infty}^2},$$ we determine $α= α(m,n,p)$ such that $a_{pt+ α}=0$. Our results are proven using involutive transformations on integer lattices.

2606.06688 2026-06-08 math.CO 新提交

Correlation inequalities for Schur positivity

Schur 正性的相关性不等式

Swee Hong Chan, Hong Chen, Igor Pak, Daniel Soskin

AI总结 将 Ahlswede-Daykin 不等式推广为 Schur 正性的 ADS 不等式,并解决 Mihalcea 关于稳定 Grothendieck 多项式对数超模性的猜想。

Comments 41 pages, 7 figures

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AI中文摘要

我们将 Ahlswede--Daykin 不等式 (1978) 推广为 Schur 正性的 \emph{ADS 不等式},其中也包含 Lam--Postnikov--Pylyavskyy 不等式 (2007) 作为特例。然后我们给出进一步推广和应用。值得注意的是,我们解决了 Mihalcea 关于稳定 Grothendieck 多项式对数超模性的猜想。

英文摘要

We generalize the Ahlswede--Daykin inequality (1978) to a Schur positive \emph{ADS inequality}, which also contains the Lam--Postnikov--Pylyavskyy inequality (2007) as a special case. We then present a number of further generalizations and applications. Notably, we resolve Mihalcea's conjecture on log-supermodularity of stable Grothendieck polynomials.

2606.06683 2026-06-08 math.RT 新提交

On representations of GL(n) distinguished by GL(1)*GL(n-1) over a quaternion division algebra

关于四元数除代数上被GL(1)*GL(n-1)区分的GL(n)表示

Prem Dagar, Hariom Sharma, Mahendra Kumar Verma

AI总结 本文对非阿基米德局部域上的四元数除代数D,提出了GL_n(D)的不可约光滑表示被H_{1,n-1}区分的猜想分类,并证明了n=3和n=4的情形。

Comments 13 pages, comments are welcome

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AI中文摘要

设$D$是特征为零的非阿基米德局部域$F$上的四元数除代数,$G_n=GL_n(D)$。令$H_{1,n-1}$表示$G_n$中由形如$diag(g_1,g_2)$的块对角矩阵组成的子群,其中$g_1\in G_1$,$g_2\in G_{n-1}$。本文中,我们对$n>2$时$G_n$的不可约光滑$H_{1,n-1}$-区分表示提出了一个猜想分类。我们在$n=3$和$n=4$的情形下证明了该猜想。当$n=2$时,由于多位作者的贡献,结果是众所周知的。

英文摘要

Let $D$ be a quaternion division algebra over a non-Archimedean local field $F$ of characteristic zero, and let $G_n=GL_n(D)$. Let $H_{1,n-1}$ denote the subgroup of $G_n$ consisting of block-diagonal matrices of the form $diag(g_1,g_2)$, where $g_1\in G_1$ and $g_2\in G_{n-1}$. In this article, we formulate a conjectural classification of irreducible smooth $H_{1,n-1}$-distinguished representations of $G_n$ for $n>2$. We prove this conjecture in the cases $n=3$ and $n=4$. When $n=2$, the results are well known due to the contributions by various authors.

2606.06677 2026-06-08 math.AP 新提交

Self-improving properties for a class of elliptic and parabolic equations on bounded domains

有界域上一类椭圆和抛物方程的自改进性质

Tadele Mengesha, Abner J. Salgado

AI总结 本文采用泛函分析方法,通过插值尺度与解析扰动,证明有界域上局部与非局部椭圆、抛物方程解的自改进性质。

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AI中文摘要

我们讨论有界域上一些局部和非局部、椭圆和抛物方程的自改进性质。我们采用一种泛函分析方法,其中解空间位于合适的插值尺度内。利用经典的解析扰动结果,我们将主算子的可逆性从基空间外推到插值族内的邻近空间。

英文摘要

We discuss self improving properties of some local and nonlocal, elliptic and parabolic, equations on bounded domains. We employ a functional analytic approach wherein the solution space sits in a suitable interpolation scale. Utilizing a classical analytic perturbation result, we extrapolate the invertibility of the main operator from the base space to nearby spaces within the interpolation family.

2606.06675 2026-06-08 math.FA math.OA 新提交

Multipliers of Beurling-Fourier algebras

Beurling-Fourier代数的乘子

Mahmood Alaghmandan, Olof Giselsson, Ebrahim Samei, Lyudmila Turowska

AI总结 引入并研究局部紧群G的约化Beurling-Fourier-Stieltjes代数及其加权Fourier代数的完全有界乘子代数,证明在G可交换时两者相等,并给出嵌入条件。

Comments 34 pages

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AI中文摘要

对于局部紧群G,我们引入并研究了约化Beurling-Fourier-Stieltjes代数,它是约化Fourier-Stieltjes代数的加权类似物,以及相关的加权Fourier代数的完全有界乘子代数。我们特别证明了当G是顺从群时,这两个代数相等。对于一般的局部紧群G,我们将它们分别识别为约化Fourier-Stieltjes代数和局部属于Fourier代数的函数空间的子空间。此外,我们建立了群和权重的充分条件,使得加权Fourier代数的完全有界乘子代数嵌入到其非加权对应物中。

英文摘要

For a locally compact group G we introduce and study the reduced Beurling-Fourier-Stieltjes algebra, a weighted analogue of the reduced Fourier-Stieltjes algebra, together with the algebra of completely bounded multipliers of the associated weighted Fourier algebra. We show, in particular, that these two algebras coincide when G is amenable. For a general locally compact group G, we identify them as subspaces of the reduced Fourier-Stieltjes algebra and of the space of functions that locally belong to the Fourier algebra, respectively. Furthermore, we establish sufficient conditions on the group and the weight under which the algebra of completely bounded multipliers of the weighted Fourier algebra embeds into its unweighted counterpart.

2606.06669 2026-06-08 math.CA math.CO math.FA math.GR 新提交

The Sidon Decomposition Problem in Abelian Groups of Bounded Torsion

有界挠阿贝尔群中的Sidon分解问题

Mark Lewko

AI总结 本文证明了当对偶群有界挠时,Sidon集是拟独立集的有限并,从而完全解决了Malliavin等人遗留的剩余情形。

Comments 11 pages

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AI中文摘要

设 $G$ 是一个紧阿贝尔群,其对偶群 $\Gamma=\widehat{G}$ 具有有界挠。1967年,Malliavin-Brameret 和 Malliavin 证明了当 $\Gamma$ 具有素指数时,$\Gamma$ 中的每个 Sidon 集都是拟独立集的有限并。后来 Varopoulos 和 Bourgain 将其推广到无平方因子指数的情况。我们证明了剩余的有界挠情形。因此,如果 $\widehat{G}$ 有有界挠,那么 $\Lambda\subset \widehat{G}\setminus\{0\}$ 是 Sidon 集当且仅当它是拟独立集的有限并。

英文摘要

Let $G$ be a compact abelian group whose dual group $Γ=\widehat{G}$ has bounded torsion. In 1967, Malliavin-Brameret and Malliavin proved that every Sidon set in $Γ$ is a finite union of quasi-independent sets when $Γ$ has prime exponent. This was later extended to squarefree exponents in work of Varopoulos and Bourgain. We prove the remaining bounded-torsion case. Consequently, if $\widehat{G}$ has bounded torsion, then a subset $Λ\subset \widehat{G}\setminus{0}$ is Sidon if and only if it is a finite union of quasi-independent sets.

2606.06655 2026-06-08 math.CO math.PR 新提交

Letter frequency in shifts of finite type with one forbidden word

具有一个禁止词的有限型移位中的字母频率

Miklós Bóna, Balázs Maga, Jacob Richey

AI总结 研究禁止单个模式的二进制有限型移位中1的平均频率,通过边界多项式刻画字母频率变化,并猜想同长禁止词中字母频率关于1的个数单调。

Comments 23 pages

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AI中文摘要

本文考虑有限型移位的组合与统计方面,这些移位是有限字母表上避免一类固定禁止子词的单词族。我们感兴趣的核心问题是:移位空间中均匀随机元素的局部统计如何依赖于禁止集的组合特征?我们专注于二进制字母表$\{0,1\}$,即禁止单个模式的移位空间,以及1的平均频率(等价于在给定位置观察到1的概率)。在这种情况下,相关组合信息由与禁止词相关的二元自相关多项式编码,我们称之为边界多项式。我们提出了几个结果和例子,刻画了所有单词按其字母频率的排序:例如,我们描述了当禁止某些模式时,导致1的频率增加、减少或恰好保持$1/2$的模式集合。我们猜想,在相同长度的禁止模式中(除了四个例外单词),字母频率关于禁止词中1的个数是单调的。我们的方法包括新颖的显式局部注入和双射、生成函数分析以及与字母频率的概率概念的关联。

英文摘要

This work considers combinatorial and statistical aspects of {\em{shifts of finite type}}, which are families of words over a finite alphabet which avoid a fixed class of {\emph{forbidden}} sub-words. The overarching question we are interested in is: how do local statistics of a uniformly random element of the shift space depend on combinatorial features of the forbidden set? We focus on the binary alphabet $\{0,1\}$, the class of shift spaces where a single pattern is forbidden, and the average frequency of $1$s (equivalently, the probability of observing $1$ at a given position). In this case, the relevant combinatorial information is encoded by a two-variable auto-correlation polynomial associated to the forbidden word, which we call the {\em{border polynomial}}. We present several results and examples characterizing the ordering of all words by their letter frequencies: for example, we describe the set of patterns which, when forbidden, cause the frequency of $1$s to increase, decrease, or stay exactly $1/2$. We conjecture that, among forbidden patterns of the same length (except for four exceptional words), the letter frequency is monotone with respect to the number of $1$s in the forbidden word. Our methodologies include novel explicit local injections and bijections, generating function analysis, and a connection with a probabilistic notion of letter frequency.

2606.06654 2026-06-08 math.AP 新提交

Euler Immersion

欧拉浸入

Igor Kukavica, Amjad Tuffaha, Qi Xu

AI总结 研究弹性体浸入不可压缩无粘欧拉流体的流体-结构相互作用问题,证明在速度匹配边界条件下解析空间的局部适定性,并给出速度与应力匹配边界条件同时施加时解不存在的反例。

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AI中文摘要

我们研究欧拉浸入问题,这是一个流体-结构相互作用问题,其中弹性体浸入由欧拉方程控制的不可压缩无粘流体中。我们证明系统损失了一个导数,并将问题表述在解析函数空间中。然后,我们证明在速度匹配边界条件下,解析空间中的局部适定性。最后,通过一个例子,我们表明当同时施加速度和应力匹配边界条件时,解析空间中解不存在。

英文摘要

We address the Euler immersion problem, a fluid-structure interaction problem in which an elastic body is immersed in an incompressible inviscid fluid governed by the Euler equations. We show that the system exhibits a loss of one derivative and formulate the problem in analytic function spaces. We then prove local well-posedness in analytic spaces under velocity-matching boundary conditions. Finally, by means of an example, we show that existence fails in analytic spaces when both velocity and stress-matching boundary conditions are prescribed.

2606.06648 2026-06-08 math.RT 新提交

On universal deformation rings and stable equivalences of Gorenstein-projective modules

关于Gorenstein-投射模的泛形变环与稳定等价

Shengyong Pan, Jose A. Velez-Marulanda

AI总结 研究在奇异Morita型等价下,Gorenstein-投射模的泛形变环的同构性,推广了Gorenstein代数情形的结果。

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AI中文摘要

设$\mathbf{k}$是一个域,$\Lambda$和$\Gamma$是有限维$\mathbf{k}$-代数。假设${_\Gamma}X_\Lambda$和${_\Lambda}Y_\Gamma$是双模,它们定义了$\Lambda$和$\Gamma$之间带层次的Morita型奇异等价(按Z. Wang的意义),并且诱导了有限生成Gorenstein-投射模的稳定范畴$\Lambda$-$\underline{\text{Gproj}}$和$\Gamma$-$\underline{\text{Gproj}}$之间的等价。我们证明:如果$V$是$\Lambda$-$\underline{\text{Gproj}}$中的一个不可分解对象,且$\underline{\mathrm{End}}_\Lambda(V)\cong \mathbf{k}$,那么$X\otimes_\Lambda V$是$\Gamma$-$\underline{\text{Gproj}}$中的一个对象,满足$\underline{\mathrm{End}}_\Gamma(X\otimes_\Lambda V)\cong \mathbf{k}$,并且泛形变环(按F.M. Bleher和第二作者的意义)$R(\Lambda,V)$和$R(\Gamma, X\otimes_\Lambda V)$同构。这一结果推广了第二作者在假设$\Lambda$和$\Gamma$是Gorenstein $\mathbf{k}$-代数时得到的结论。

英文摘要

Let $\mathbf{k}$ be a field and let $Λ$ and $Γ$ finite dimensional $\mathbf{k}$-algebras. Assume that ${_Γ}X_Λ$ and ${_Λ}Y_Γ$ are bimodules that define a singular equivalence of Morita type with level (in the sense of Z. Wang) between $Λ$ and $Γ$ and which also induce an equivalence between the stable categories of finitely generated Gorenstein-projective modules $Λ$-$\underline{\text{Gproj}}$ and $Γ$-$\underline{\text{Gproj}}$. We prove that if $V$ is an indecomposable object in $Λ$-$\underline{\text{Gproj}}$ with $\underline{\mathrm{End}}_Λ(V)\cong \mathbf{k}$, then $X\otimes_ΛV$ is an object in $Γ$-$\underline{\text{Gproj}}$ such that $\underline{\mathrm{End}}_Γ(X\otimes_ΛV)\cong \mathbf{k}$ and the universal deformation rings (in the sense of F.M. Bleher and the second author) $R(Λ,V)$ and $R(Γ, X\otimes_ΛV)$ are isomorphic. This result generalizes the one obtained by the second author assuming that $Λ$ and $Γ$ are Gorenstein $\mathbf{k}$-algebras.

2606.06643 2026-06-08 math.CO math.GT 新提交

New relations for the Penrose polynomial

Penrose多项式的新关系

Scott Baldridge, Ben McCarty

AI总结 引入五边形和四边形的新关系,通过新型带状图多项式证明n=4时Penrose多项式的求值,并将n=3时的关系推广到所有n。

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AI中文摘要

我们引入了两个涉及五边形和四边形的新关系,用于在$n=4$时求值Penrose多项式,这些关系通过一种新型的带状图多项式得到证明。此外,我们将几个用于在$n=3$时求值Penrose多项式的关系推广到了所有$n$。

英文摘要

We introduce two new relations involving the pentagon and the quadrilateral for the evaluation of the Penrose polynomial at $n=4$ that is proven using a new type of ribbon graph polynomial. Additionally, we extend several relations for the evaluation of the Penrose polynomial at $n=3$ to all $n$.

2606.06639 2026-06-08 math.CA 新提交

Quasi-Orthogonal Polynomials and Exceptional Sequences

拟正交多项式与例外序列

Rachel Bailey, Roman Gavrilov

AI总结 受例外正交多项式(XOPs)启发,通过经典族的线性组合构造缺失单个次数的首一正交多项式序列,并将其与二阶拟正交多项式关联。

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AI中文摘要

受例外正交多项式(XOPs)最新发展的启发,这类多项式具有缺失有限个次数的正交多项式序列,我们利用经典族的线性组合构造了缺失单个次数的首一正交多项式序列。然后我们将这些多项式族与二阶拟正交多项式联系起来。

英文摘要

Motivated by recent developments in Exceptional Orthogonal Polynomials (XOPs), which feature sequences of orthogonal polynomials missing finitely many degrees, we develop a construction of monic orthogonal polynomial sequences that omit a single degree using linear combinations of classical families. We then relate these polynomial families to quasi-orthogonal polynomials of order 2.

2606.06636 2026-06-08 math.AP 新提交

On a rod-Kadomtsev-Petviashvili shallow water equation in two dimensions

关于二维 rod-Kadomtsev-Petviashvili 浅水方程

Tiantian Zhao, Kai Yan

AI总结 本文从三维 Euler 方程导出二维 rod-KP 方程,证明局部适定性,通过守恒律构造全局解或有限时间爆破解,并研究行波解与对称性。

Comments 36 pages

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AI中文摘要

本文中,我们从浅水尺度下的不可压缩无旋三维 Euler 方程推导出一个新的二维 rod-Kadomtsev-Petviashvili (rod-KP) 方程。我们在合适的 Sobolev 空间中建立了 Cauchy 问题的局部适定性,并通过能量方法推导了强解的爆破准则。然后,通过探索 rod-KP 方程的两个适当的守恒律,我们能够在物理无量纲参数 $\sigma=0$ 时构造其全局强解,另一方面,在 $\sigma \neq 0$ 的某些条件下产生有限时间爆破解。此外,我们给出了解的唯一连续性性质。最后,我们研究行波解的存在性以突出弱横向效应对波稳定性的影响,并展示了孤立波在传播方向上的对称性。

英文摘要

In this paper, we derive a new two-dimensional rod-Kadomtsev-Petviashvili (rod-KP) equation from the incompressible and irrotational three-dimensional Euler equation under the shallow water scaling. We establish the local well-posedness of the Cauchy problem in a suitable Sobolev space and derive the blow-up criterion for strong solutions via the energy method. Then, by exploring two appropriate conservation laws of the rod-KP equation, we are able to construct its global strong solution when the physical dimensionless parameter $σ=0$, and on the other hand produce the finite-time blow up solutions under some certain conditions when $σ\neq 0$. Furthermore, we present a uniqueness continuation property for the solutions. Finally, we investigate the existence of traveling-wave solutions in order to highlight the influence of weak transverse effects on wave stability, and we also exhibit the symmetry of solitary waves in the propagation direction.

2606.06632 2026-06-08 math.ST cs.NA eess.IV eess.SP math.NA stat.TH 新提交

Smooth Hard-Thresholding for Singular Values with Stein's Unbiased Risk Estimate

奇异值的平滑硬阈值与Stein无偏风险估计

Guanzhong Yang

AI总结 针对低秩矩阵去噪,提出基于Stein无偏风险估计的平滑硬阈值谱估计器,解决传统硬阈值不连续问题,并证明其无偏风险估计性质。

Comments 24 pages, 9 figures, 4 tables

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AI中文摘要

低秩矩阵去噪是基于补丁的图像恢复和许多其他逆问题的核心原语。经典的基于SVD的图像去噪方法通常通过将残差奇异值能量与估计的噪声能量匹配来选择截断秩,但这一规则并非有限样本风险原则,因为拟合的低秩近似不可避免地吸收了部分噪声。本文基于Stein无偏风险估计(SURE)开发了一种数学上严格的替代方案。由于奇异值硬阈值是不连续的,且不满足Stein引理的假设,我们引入了一种逻辑平滑硬阈值谱估计器。我们证明了平滑收缩器满足Stein引理的谱估计器版本所需的正则条件,因此在高斯噪声下允许精确无偏的固定阈值风险估计。对于固定的观测矩阵和一组与观测奇异值分离的候选阈值,固定阈值平滑SURE目标的排序最终与一个简单的极限分数一致。该极限分数具有与有偏硬阈值SURE公式相同的代数形式,但在此仅用作排序有限候选的计算工具。选择最小化阈值是一个数据自适应的调整步骤;所选的SURE值不应被解释为最终选择的估计器的无偏风险估计。

英文摘要

Low-rank matrix denoising is a central primitive in patch-based image restoration and many other inverse problems. Classical SVD-based image denoising methods often choose a truncation rank by matching residual singular-value energy with an estimated noise energy, but this rule is not a finite-sample risk principle because a fitted low-rank approximation inevitably absorbs part of the noise. This paper develops a mathematically rigorous alternative based on Stein's unbiased risk estimate (SURE). Since singular value hard thresholding is discontinuous and does not satisfy the hypotheses of Stein's lemma, we introduce a logistic smooth hard-threshold spectral estimator. We prove that the smooth shrinker satisfies the regularity conditions required by a spectral-estimator version of Stein's lemma, and therefore admits an exactly unbiased fixed-threshold risk estimate under Gaussian noise. For a fixed observed matrix and a finite set of candidate thresholds separated from the observed singular values, the ordering of the fixed-threshold smooth SURE objective eventually agrees with a simple limiting score. The limiting score has the same algebraic form as the biased hard-threshold SURE formula, but here it is used only as a computational device for ranking finite candidates. Selecting the minimizing threshold is a data-adaptive tuning step; the selected SURE value should not be interpreted as an unbiased risk estimate of the finally selected estimator.

2606.06619 2026-06-08 math.DG math.GT 新提交

On the structure of complete $G_2$-solitons

关于完备 $G_2$-孤立子的结构

Haozhao Li, Yuanqing Ma, Kai Zheng

AI总结 在标量曲率下界和势函数增长条件下,证明完备梯度 $G_2$-孤立子的紧致性定理,并通过 epsilon-正则性估计得到光滑收敛。

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AI中文摘要

本文中,我们在标量曲率下界和与梯度向量场相关的势函数的广泛增长条件下,建立了完备梯度 $G_2$-孤立子的紧致性定理。在首先证明此类序列的 Gromov-Hausdorff 收敛后,我们通过推导 epsilon-正则性估计来加强这一结果。作为推论,在具有半维数一致能量界时,我们得到了光滑收敛。

英文摘要

In this work, we establish compactness theorems for complete gradient $G_2$-solitons under the assumptions of a lower bound on the scalar curvature and a broad growth condition on the potential function associated with the gradient vector field. After first proving Gromov-Hausdorff convergence for such sequences, we sharpen this result by deriving epsilon-regularity estimates. As a consequence, we obtain smooth convergence provided there is a uniform energy bound at half the dimension.