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2312.15868 2026-05-08 cs.CV

Restoration-Oriented Video Frame Interpolation with Region-Distinguishable Priors from SAM

Yan Han, Xiaogang Xu, Yingqi Lin, Jiafei Wu, Zhe Liu, Ming-Hsuan Yang

Comments Code will be released

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英文摘要

In existing restoration-oriented Video Frame Interpolation (VFI) approaches, the motion estimation between neighboring frames plays a crucial role. However, the estimation accuracy in existing methods remains a challenge, primarily due to the inherent ambiguity in identifying corresponding areas in adjacent frames for interpolation. Therefore, enhancing accuracy by distinguishing different regions before motion estimation is of utmost importance. In this paper, we introduce a novel solution involving the utilization of open-world segmentation models, e.g., SAM2 (Segment Anything Model2) for frames, to derive Region-Distinguishable Priors (RDPs) in different frames. These RDPs are represented as spatial-varying Gaussian mixtures, distinguishing an arbitrary number of areas with a unified modality. RDPs can be integrated into existing motion-based VFI methods to enhance features for motion estimation, facilitated by our designed play-and-plug Hierarchical Region-aware Feature Fusion Module (HRFFM). HRFFM incorporates RDP into various hierarchical stages of VFI's encoder, using RDP-guided Feature Normalization (RDPFN) in a residual learning manner. With HRFFM and RDP, the features within VFI's encoder exhibit similar representations for matched regions in neighboring frames, thus improving the synthesis of intermediate frames. Extensive experiments demonstrate that HRFFM consistently enhances VFI performance across various scenes.

2312.06409 2026-05-08 cs.CV

LiCamPose: Combining Multi-View LiDAR and RGB Cameras for Robust Single-timestamp 3D Human Pose Estimation

Zhiyu Pan, Zhicheng Zhong, Wenxuan Guo, Yifan Chen, Jianjiang Feng, Jie Zhou

Comments Accepted by WACV2025

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英文摘要

Several methods have been proposed to estimate 3D human pose from multi-view images, achieving satisfactory performance on public datasets collected under relatively simple conditions. However, there are limited approaches studying extracting 3D human skeletons from multimodal inputs, such as RGB and point cloud data. To address this gap, we introduce LiCamPose, a pipeline that integrates multi-view RGB and sparse point cloud information to estimate robust 3D human poses via single frame. We demonstrate the effectiveness of the volumetric architecture in combining these modalities. Furthermore, to circumvent the need for manually labeled 3D human pose annotations, we develop a synthetic dataset generator for pretraining and design an unsupervised domain adaptation strategy to train a 3D human pose estimator without manual annotations. To validate the generalization capability of our method, LiCamPose is evaluated on four datasets, including two public datasets, one synthetic dataset, and one challenging self-collected dataset named BasketBall, covering diverse scenarios. The results demonstrate that LiCamPose exhibits great generalization performance and significant application potential. The code, generator, and datasets will be made available upon acceptance of this paper.

2605.06628 2026-05-08 eess.IV cs.LG cs.MM eess.AS eess.SP

LiVeAction: a Lightweight, Versatile, and Asymmetric Neural Codec Design for Real-time Operation

Dan Jacobellis, Neeraja J. Yadwadkar

Comments DCC 2026

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英文摘要

Modern sensors generate rich, high-fidelity data, yet applications operating on wearable or remote sensing devices remain constrained by bandwidth and power budgets. Standardized codecs such as JPEG and MPEG achieve efficient trade-offs between bitrate and perceptual quality but are designed for human perception, limiting their applicability to machine-perception tasks and non-traditional modalities such as spatial audio arrays, hyperspectral images, and 3D medical images. General-purpose compression schemes based on scalar quantization or resolution reduction are broadly applicable but fail to exploit inherent signal redundancies, resulting in suboptimal rate-distortion performance. Recent generative neural codecs, or tokenizers, model complex signal dependencies but are often over-parameterized, data-hungry, and modality-specific, making them impractical for resource-constrained environments. We introduce a Lightweight, Versatile, and Asymmetric neural codec architecture (LiVeAction), that addresses these limitations through two key ideas. (1) To reduce the complexity of the encoder to meet the resource constraints of the execution environments, we impose an FFT-like structure and reduce the overall size and depth of the neural-network-based analysis transform. (2) To allow arbitrary signal modalities and simplify training, we replace adversarial and perceptual losses with a variance-based rate penalty. Our design produces codecs that deliver superior rate-distortion performance compared to state-of-the-art generative tokenizers, while remaining practical for deployment on low-power sensors. We release our code, experiments, and python library at https://github.com/UT-SysML/liveaction .

2605.06608 2026-05-08 stat.ML cs.LG stat.ME

DARTS: Targeting Prognostic Covariates in Budget-Constrained Sequential Experiments

Kateryna Husar, Alexander Volfovsky

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英文摘要

Randomized controlled trials typically assume that prognostic covariates are known and available at no cost. In practice, obtaining high-dimensional pretreatment data is costly, forcing a trade-off between covariate-adaptive precision and a measurement budget. We introduce Dynamic Adaptive Rerandomization via Thompson Sampling (DARTS), which treats covariate acquisition as a sequential optimization problem embedded within a design-based causal inference task. A budgeted combinatorial Thompson sampler learns which covariates are most prognostic across successive batches; selected covariates then drive rerandomization and regression adjustment to reduce batch-level average treatment effect variance. Our primary theoretical contribution is a decoupling result: adaptive covariate selection based on past batches preserves batch-level randomization validity, and the cumulative inverse-variance weighted estimator achieves at least nominal asymptotic coverage. We further derive a Bayes risk bound for the acquisition layer that matches the minimax lower bound up to logarithmic factors. Empirically, DARTS systematically concentrates the budget on informative features, significantly closing the efficiency gap to oracle designs while maintaining strict inferential validity.

2605.06601 2026-05-08 cs.CR cs.AI

Patch2Vuln: Agentic Reconstruction of Vulnerabilities from Linux Distribution Binary Patches

Isaac David, Arthur Gervais

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英文摘要

Security updates create a short but important window in which defenders and attackers can compare vulnerable and patched software. Yet in many operational settings, the most accessible artifacts are binary packages rather than source patches or advisory text. This paper asks whether a language-model agent, restricted to local binary-derived evidence, can reconstruct the security meaning of Linux distribution updates. Patch2Vuln is a local, resumable pipeline that extracts old/new ELF pairs, diffs them with Ghidra and Ghidriff, ranks changed functions, builds candidate dossiers, and asks an offline agent to produce a preliminary audit, bounded validation plan, and final audit. We evaluate Patch2Vuln on 25 Ubuntu `.deb` package pairs: 20 security-update pairs and five negative controls, all manually adjudicated against private source-patch and binary-function ground truth. The agent localizes a verified security-relevant patch function in 10 of 20 security pairs and assigns an accepted final root-cause class in 11 of 20. Oracle diagnostics show that six security pairs fail before model reasoning because the binary differ or ranker omits the right function, with one additional context-export miss. A separate bounded validation pass produces two target-level minimized behavioral old/new differentials, both for tcpdump, but no crash, timeout, sanitizer finding, or memory-corruption proof; all five negative controls are classified as unknown and produce no validation differentials. These results support agentic vulnerability reconstruction from binary patches as a useful research target while showing that binary-diff coverage and local behavioral validation remain the limiting components.

2605.06596 2026-05-08 cs.CR cs.LG

FedAttr: Towards Privacy-preserving Client-Level Attribution in Federated LLM Fine-tuning

Su Zhang, Junfeng Guo, Heng Huang

Comments 39 pages, 4 figures, 21 tables (including appendix)

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英文摘要

Watermark radioactivity testing type of methods can detect whether a model was trained on watermarked documents, and have become key tools for protecting data ownership in the fine-tuning of large language models (LLMs). Existing works have proved their effectiveness in centralized LLM fine-tuning. However, this type of method faces several challenges and remains underexplored in federated learning (FL), a widely-applied paradigm for fine-tuning LLMs collaboratively on private data across different users. FL mainly ensures privacy through secure aggregation (SA), which allows the server to aggregate updates while keeping clients' updates private. This mechanism preserves privacy but makes it difficult to identify which client trained on watermarked documents. In this work, we propose FedAttr, a new client-level attribution protocol for FL. FedAttr identifies which clients trained on watermarked data via a paired-subset-difference mechanism, while preserving the privacy guarantees of SA and FL performance. FedAttr proceeds in three steps: (i) estimate each client's update by differencing two SA queries, (ii) score the estimate with the watermark detector via differential scoring, and (iii) combine scores across rounds via Stouffer method. We theoretically show that FedAttr produces an unbiased estimator of each client's update with bounded mutual information leakage (i.e., $O(d^*/N)$ per-round update). Moreover, FedAttr empirically achieves 100% TPR and 0% FPR, outperforming all baselines by at least 44.4% in TPR or 19.1% in FPR, with only 6.3% overhead relative to FL training time. Ablation studies confirm that FedAttr is robust to protocol parameters and configurations.

2605.06564 2026-05-08 stat.ML cs.LG

Dynamic Treatment on Networks

Bengusu Nar, Jiguang Li, Veronika Ročková, Panos Toulis

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英文摘要

In networks, effective dynamic treatment allocation requires deciding both whom to treat and also when, so as to amplify policy impact through spillovers. An early intervention at a well-connected node can trigger cascades that change which nodes are worth targeting in the next period. Existing treatment strategies under network interference are largely static while dynamic treatment frameworks typically ignore network structure altogether. We integrate these perspectives and propose Q-Ising, a three-stage pipeline that (i) estimates network adoption dynamics via a Bayesian dynamic Ising model from a single observed panel, (ii) augments treatment adoption histories with continuous posterior latent states, and (iii) learns a dynamic policy via offline reinforcement learning. The Bayesian mechanism enables uncertainty quantification over dynamic decisions, yielding posterior ensemble policies with interpretable spillover estimates. We provide a finite-sample regret upper bound that decomposes into standard offline-RL uncertainty, network abstraction error, and first stage error in Ising state estimation. We apply our method to data from Indian village microfinance networks and synthetic stochastic block models under simulated heterogeneous susceptible-infected-susceptible (SIS) dynamics and demonstrate that adaptive targeting outperforms static centrality benchmarks.

2605.06557 2026-05-08 cs.MA cs.AI cs.LG

Coordination Matters: Evaluation of Cooperative Multi-Agent Reinforcement Learning

Maria Ana Cardei, Matthew Landers, Afsaneh Doryab

Comments 27 pages. Submitted and under review

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英文摘要

Cooperative multi-agent reinforcement learning (MARL) benchmarks commonly emphasize aggregate outcomes such as return, success rate, or completion time. While essential, these metrics often fail to reveal how agents coordinate, particularly in settings where agents, tasks, and joint assignment choices scale combinatorially. We propose a coordination-aware evaluation perspective that supplements return with process-level diagnostics. We instantiate this perspective using STAT, a controlled commitment-constrained spatial task-allocation testbed that systematically varies agents, tasks, and environment size while holding observation access and task rules fixed. We evaluate six representative value-based MARL methods across varying levels of centralization. Our results show that similar return trends can reflect distinct coordination mechanisms, including differences in redundant assignment, assignment diversity, and task-completion efficiency. We find that in commitment-constrained task allocation, performance under scale is shaped not only by nominal action-space size, but also by assignment pressure, sparse decision opportunities, and redundant choices among interdependent agents. Our findings motivate coordination-aware evaluation as a necessary complement to return-based benchmarking for cooperative MARL.

2605.06520 2026-05-08 cs.GT cs.LG cs.MA stat.ME

Optimizing Social Utility in Sequential Experiments

Ander Artola Velasco, Stratis Tsirtsis, Manuel Gomez-Rodriguez

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英文摘要

Regulatory approval of products in high-stakes domains such as drug development requires statistical evidence of safety and efficacy through large-scale randomized controlled trials. However, the high financial cost of these trials may deter developers who lack absolute certainty in their product's efficacy, ultimately stifling the development of `moonshot' products that could offer high social utility. To address this inefficiency, in this paper, we introduce a statistical protocol for experimentation where the product developer (the agent) conducts a randomized controlled trial sequentially and the regulator (the principal) partially subsidizes its cost. By modeling the protocol using a belief Markov decision process, we show that the agent's optimal strategy can be found efficiently using dynamic programming. Further, we show that the social utility is a piecewise linear and convex function over the subsidy level the principal selects, and thus the socially optimal subsidy can also be found efficiently using divide-and-conquer. Simulation experiments using publicly available data on antibiotic development and approval demonstrate that our statistical protocol can be used to increase social utility by more than $35$$\%$ relative to standard, non-sequential protocols.

2605.06516 2026-05-08 math.OC cs.AI

Learning to Cut: Reinforcement Learning for Benders Decomposition

Haochen Cai, Xian Yu

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英文摘要

Benders decomposition (BD) is a widely used solution approach for solving two-stage stochastic programs arising in real-world decision-making under uncertainty. However, it often suffers from slow convergence as the master problem grows with an increasing number of cuts. In this paper, we propose Reinforcement Learning for BD (RLBD), a framework that adaptively selects cuts using a neural network-based stochastic policy. The policy is trained using a policy gradient method via the REINFORCE algorithm. We evaluate the proposed approach on a two-stage stochastic electric vehicle charging station location problem and compare it with vanilla BD and LearnBD, a supervised learning approach that classifies cuts using a support vector machine. Numerical results demonstrate that RLBD achieves substantial improvements in computational efficiency and exhibits strong generalization to problems with similar structures but varying data inputs and decision variable dimensions.

2605.06508 2026-05-08 cs.CR cs.AI

On the Security of Research Artifacts

Nanda Rani, Christian Rossow

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英文摘要

Research artifacts are widely shared to support reproducibility, and artifact evaluation (AE) has become common at many leading conferences. However, AE mainly checks whether artifacts work as claimed and can be reproduced. It largely overlooks potential security risks. Since these artifacts are publicly released and reused, they may unintentionally create opportunities for misuse and raise concerns about safe and responsible sharing. We study 509 research artifacts from top-tier security venues and find that many contain insecure code patterns that may introduce potential attack vectors. We propose a taxonomy for context-aware security assessment to enable structured analysis of such risks. We perform static analysis and examine the resulting findings, filtering false positives and identifying real security risks. Our analysis shows that 41.60% of the prevalent findings may pose security concerns under practical usage. To support scalable analysis, we introduce SAFE (Security-Aware Framework for Artifact Evaluation), a first step toward an autonomous framework that analyzes tool-reported findings by considering code semantics, execution context, and practical exploitability. SAFE achieves 84.80% accuracy and 84.63% F1-score in distinguishing security and non-security risks. Overall, our results show that security is also important in AE for promoting safe and responsible research sharing. The source code is available at: https://github.com/nanda-rani/SAFE

2605.06484 2026-05-08 stat.ME cs.LG stat.ML

Estimate Level Adjustment For Inference With Proxies Under Random Distribution Shifts

Steven Wilkins-Reeves, Alexandra N. M. Darmon, Deeksha Sinha

Comments 10 pages, 5 figures

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英文摘要

In many scientific domains, including experimentation, researchers rely on measurements of proxy outcomes to achieve faster and more frequent reads, especially when the primary outcome of interest is challenging to measure directly. While proxies offer a more readily accessible observation for inference, the ultimate goal is to draw statistical inferences about the primary outcome parameter and proxy data are typically imperfect in some ways. To correct for these imperfections, current statistical inference methods often depend on strict identifying assumptions (such as surrogacy, covariate/label shift, or missingness assumptions). These assumptions can be difficult to validate and may be violated by various additional sources of distribution shift, potentially leading to biased parameter estimates and miscalibrated uncertainty quantification. We introduce an estimate-level framework, inspired by domain adaptation techniques, to empirically calibrate proxy-based inference. This framework models the proxy-primary metric discrepancy as a random effect at the parameter level, estimating its distribution from aggregated historical observations across past domains (e.g., experiments, time periods, or distinct segments). This method avoids the requirement for retaining individual-level response data. Additionally, this adjustment can be layered on top of existing proxy-correction methods (such as prediction-powered inference or importance weighting) to account for additional biases not addressed by those corrections. To manage uncertainty when the number of historical domains is limited, we provide both a method-of-moments estimator and a domain bootstrap procedure. We further validate this approach using publicly available datasets and real-world experiments.

2605.06479 2026-05-08 stat.ML cs.LG math.ST stat.TH

Risk-Controlled Post-Processing of Decision Policies

Sunay Joshi, Tao Wang, Hamed Hassani, Edgar Dobriban

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英文摘要

Predictive models are often deployed through existing decision policies that stakeholders are reluctant to change unless a risk constraint requires intervention. We study risk-controlled post-processing: given a deterministic baseline policy, choose a new policy that maximizes agreement with the baseline subject to a chance constraint on a user-specified loss. At the population level, we show that the optimal policy has a threshold structure: it follows the baseline except on contexts where switching to the oracle fallback policy yields a large reduction in conditional violation risk. At the finite-sample level, given a fitted fallback policy and score, we develop a post-processing algorithm that uses calibration data to select a threshold. Leveraging tools from algorithmic stability and stochastic processes, we show that under regularity conditions, in the i.i.d. setting, the expected excess risk of the post-processed policy is $O(\log n/n)$. In the special case when an exact-safe fallback policy is available, the algorithm achieves precise expected risk control under exchangeability. In this setting, we also give high-probability near-optimality guarantees on the post-processed policy. Experiments on a COVID-19 radiograph diagnosis task, an LLM routing problem, and a synthetic multiclass decision task show that targeted post-processing can meet or nearly meet risk budgets while preserving substantially more agreement with the baseline than score-blind random mixing.

2605.06469 2026-05-08 math.OC cs.LG cs.SY eess.SY

Dynamic Controlled Variables Based Dynamic Self-Optimizing Control

Chenchen Zhou, Shaoqi Wang, Hongxin Su, Xinhui Tang, Yi Cao, Shuang-Hua Yang

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Journal ref
Journal of Process Control, 2024, 138: 103228
英文摘要

Self-optimizing control is a strategy for selecting controlled variables, where the economic objective guides the selection and design of controlled variables, with the expectation that maintaining the controlled variables at constant values can achieve optimization effects, translating the process optimization problem into a process control problem. Currently, self-optimizing control is widely applied to steady-state optimization problems. However, the development of process systems exhibits a trend towards refinement, highlighting the importance of optimizing dynamic processes such as batch processes and grade transitions. This paper formally introduces the self-optimizing control problem for dynamic optimization, termed the dynamic self-optimizing control problem, extending the original definition of self-optimizing control. A novel concept, "dynamic controlled variables" (DCVs), is proposed, and an implicit control policy is presented based on this concept. The paper theoretically analyzes the advantages and generality of DCVs compared to explicit control strategies and elucidates the relationship between DCVs and traditional controllers. Moreover, this paper puts forth a data-driven approach to designing self-optimizing DCVs, which considers DCV design as a mapping identification problem and employs deep neural networks to parameterize the variables. Three case studies validate the efficacy and superiority of DCVs in approximating multi-valued and discontinuous functions, as well as their application to dynamic optimization problems with non-fixed horizons, which traditional self-optimizing control methods are unable to address.

2605.06445 2026-05-08 cs.SE cs.AI

Constraint Decay: The Fragility of LLM Agents in Backend Code Generation

Francesco Dente, Dario Satriani, Paolo Papotti

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英文摘要

Large Language Model (LLM) agents demonstrate strong performance in autonomous code generation under loose specifications. However, production-grade software requires strict adherence to structural constraints, such as architectural patterns, databases, and object-relational mappings. Existing benchmarks often overlook these non-functional requirements, rewarding functionally correct but structurally arbitrary solutions. We present a systematic study evaluating how well agents handle structural constraints in multi-file backend generation. By fixing a unified API contract across 80 greenfield generation tasks and 20 feature-implementation tasks spanning eight web frameworks, we isolate the effect of structural complexity using a dual evaluation with end-to-end behavioral tests and static verifiers. Our findings reveal a phenomenon of constraint decay: as structural requirements accumulate, agent performance exhibits a substantial decline. Capable configurations lose 30 points on average in assertion pass rates from baseline to fully specified tasks, while some weaker configurations approach zero. Framework sensitivity analysis exposes significant performance disparities: agents succeed in minimal, explicit frameworks (e.g., Flask) but perform substantially worse on average in convention-heavy environments (e.g., FastAPI, Django). Finally, error analysis identifies data-layer defects (e.g., incorrect query composition and ORM runtime violations) as the leading root causes. This work highlights that jointly satisfying functional and structural requirements remains a key open challenge for coding agents.

2605.06439 2026-05-08 cs.CY cs.CV cs.ET

From Review to Design: Ethical Multimodal Driver Monitoring Systems for Risk Mitigation, Incident Response, and Accountability in Automated Vehicles

Bilal Khana, Waseem Shariff, Rory Coyne, Muhammad Ali Farooq, Peter Corcoran

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英文摘要

As vehicles transition toward higher levels of automation, Driver Monitoring Systems (DMS) have become essential for ensuring human oversight, safety, and regulatory compliance in a vehicle. These systems rely on multimodal sensing and AI-driven inference to assess driver attention, cognitive state, and readiness to take control. While technologically promising, their deployment introduces a complex set of ethical and legal challenges - ranging from privacy and consent to data ownership and algorithmic fairness. While overarching frameworks such as the GDPR, EU AI Act, and IEEE standards offer important guidance, they lack the specificity required for addressing the unique risks posed by in-cabin sensing technologies. This paper adopts a review-to-design perspective, critically examining existing regulatory instruments and ethical frameworks -- such as the GDPR, the EU AI Act, and IEEE guidelines -- and identifying gaps in their applicability to the distinctive risks posed by multimodal, AI-enabled in-cabin monitoring. Building on this review, we propose a modular ethical design framework tailored specifically to Driver Monitoring Systems. The framework translates high-level principles into actionable design and deployment guidance, including user-configurable consent mechanisms, fairness-aware model development, transparency and explainability tools, and safeguards for driver emotional well-being. Finally, the paper outlines a risk analysis and failure mitigation strategy, emphasizing proactive incident response and accountability mechanisms tailored to the DMS context. Together, these contributions aim to inform the development of transparent, trustworthy, and human-centered driver monitoring systems for next-generation autonomous vehicles.

2605.06438 2026-05-08 stat.ML cs.LG q-fin.RM

Neural-Actuarial Longevity Forecasting: Anchoring LSTMs for Explainable Risk Management

Davide Rindori

Comments 26 pages, 12 figures. Code available at https://github.com/davide-rindori/Actuarial-DS-Portfolio/tree/main/04_Multi_Population_Longevity_XAI

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英文摘要

Traditional multi-population models, such as the Li-Lee framework, rely on the assumption of mean-reverting country-specific deviations. However, recent data from high-longevity clusters suggest a systemic break in this paradigm. We identify a stationarity paradox where mortality residuals in countries like Sweden and West Germany exhibit persistent unit roots, leading to a systematic mispricing of longevity risk in linear models. To address these non-linearities, we propose Hybrid-Lift, a neural-actuarial framework that combines Hierarchical LSTM networks with a Mean-Bias Correction (MBC) anchoring mechanism. Positioned as a governance-friendly model challenger rather than a replacement of classical approaches, the framework exhibits selective superiority on out-of-sample validation (2012-2020): it outperforms Li-Lee by 17.40% in Sweden and 12.57% in West Germany, while remaining comparable for near-linear regimes such as Switzerland and Japan. We complement the predictive model with an integrated governance suite comprising SHAP-based cross-country influence mapping, a dual uncertainty framework for regulatory capital calibration (Swiss ES 99.0% of +1.153 years), and a reverse stress test identifying the critical shock threshold for solvency buffer exhaustion. This research provides evidence that neural networks, when properly anchored by actuarial principles, can serve as effective model challengers for longevity risk management under the SST and Solvency II standards.

2605.06413 2026-05-08 stat.ML cs.LG

Decoupled PFNs: Identifiable Epistemic-Aleatoric Decomposition via Structured Synthetic Priors

Richard Bergna, Stefan Depeweg, José Miguel Hernández-Lobato

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英文摘要

Prior-Fitted Networks (PFNs) amortize Bayesian prediction by meta-learning over a synthetic task prior, but their standard output is a posterior predictive distribution over noisy observations. For sequential decision-making, such as active learning and Bayesian optimization, acquisition should prioritize epistemic uncertainty about the latent signal rather than irreducible aleatoric observation noise. We show that this epistemic--aleatoric split is not identifiable in general from the posterior predictive distribution alone, even when that distribution is known exactly. We then exploit a distinctive advantage of PFNs: because the synthetic data-generating process is under our control, each task can contain an explicit latent signal and noise function, and the generator can provide query-level labels for both the noiseless target and the observation-noise variance. We use these labels to train a decoupled PFN with separate latent-signal and aleatoric heads. The observation-level predictive is induced by convolving the latent signal distribution with the learned noise model. Empirically, epistemic-only acquisition mitigates the failure mode of total-variance exploration in noisy and heteroscedastic settings. In matched comparisons, decoupled models usually improve over tuned observation-level baselines, with the clearest gains in HPO; in broader sweeps, a decoupled model obtains the best average rank in both HPO and synthetic BO.

2605.06407 2026-05-08 eess.AS cs.AI cs.CL

WavCube: Unifying Speech Representation for Understanding and Generation via Semantic-Acoustic Joint Modeling

Guanrou Yang, Tian Tan, Qian Chen, Zhikang Niu, Yakun Song, Ziyang Ma, Yushen Chen, Zeyu Xie, Tianrui Wang, Yifan Yang, Wenxi Chen, Qi Chen, Wenrui Liu, Shan Yang, Xie Chen

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英文摘要

Integrating speech understanding and generation is a pivotal step toward building unified speech models. However, the different representations required for these two tasks currently pose significant compatibility challenges. Typically, semantics-oriented features are learned from self-supervised learning (SSL), and acoustic-oriented features from reconstruction. Such fragmented representations hinder the realization of truly unified speech systems. We present WavCube, a compact continuous latent derived from an SSL speech encoder that simultaneously supports speech understanding, reconstruction, and generation. WavCube employs a two-stage training scheme. Stage 1 trains a semantic bottleneck to filter off-manifold redundancy that makes raw SSL features intractable for diffusion. Stage 2 injects fine-grained acoustic details via end-to-end reconstruction, while a semantic anchoring loss ensures the representation remains grounded within its original semantic manifold. Comprehensive experiments show that WavCube closely approaches WavLM performance on SUPERB despite an 8x dimensional compression, attains reconstruction quality on par with existing acoustic representations, delivers state-of-the-art zero-shot TTS performance with markedly faster training convergence, and excels in speech enhancement, separation, and voice conversion tasks on the SUPERB-SG benchmark. Systematic ablations reveal that WavCube's two-stage recipe resolves two intrinsic flaws of SSL features for generative modeling, paving the way for future unified speech systems. Codes and checkpoints are available at https://github.com/yanghaha0908/WavCube.

2605.06386 2026-05-08 econ.EM cs.LG math.ST stat.ME stat.ML stat.TH

Covariate Balancing and Riesz Regression Should Be Guided by the Neyman Orthogonal Score in Debiased Machine Learning

Masahiro Kato

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英文摘要

This position paper argues that, in debiased machine learning, balancing functions should be derived from the Neyman orthogonal score, not chosen only as functions of covariates. Covariate balancing is effective when the regression error entering the score can be represented by functions of covariates alone, and it is the natural finite-dimensional approximation for targets such as ATT counterfactual means. For ATE estimation under treatment effect heterogeneity, however, the score error generally contains treatment-specific components because the outcome regression is a function of the full regressor $X=(D,Z)$. In that case, balancing common functions of $Z$ can leave the treatment-specific component unbalanced. We therefore advocate regressor balancing, implemented by Riesz regression with basis functions of $X$, as the general balancing principle for DML. The position is not that covariate balancing is invalid, but that covariate balancing should be understood as the special case that is appropriate when the score-relevant regression error is a function of covariates alone.

2605.06377 2026-05-08 cs.GT cs.LG cs.MA

Independent Learning of Nash Equilibria in Partially Observable Markov Potential Games with Decoupled Dynamics

Philip Jordan, Maryam Kamgarpour

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英文摘要

We study Nash equilibrium learning in partially observable Markov games (POMGs), a multi-agent reinforcement learning framework in which agents cannot fully observe the underlying state. Prior work in this setting relies on centralization or information sharing, and suffers from sample and computational complexity that scales exponentially in the number of players. We focus on a subclass of POMGs with independent state transitions, where agents remain coupled through their rewards, and assume that the underlying fully observed Markov game is a Markov potential game. For this class, we present an independent learning algorithm in which players, observing only their own actions and observations and without communication, jointly converge to an approximate Nash equilibrium. Due to partial observability, optimal policies may in general depend on the full action-observation history. Under a filter stability assumption, we show that policies based on finite history windows provide sufficient approximation guarantees. This enables us to approximate the POMG by a surrogate Markov game that is near-potential, leading to quasi-polynomial sample and computational complexity for independent Nash equilibrium learning in the underlying POMG.

2605.06373 2026-05-08 stat.ML cs.LG

Beyond the Independence Assumption: Finite-Sample Guarantees for Deep Q-Learning under $τ$-Mixing

Leon Halgryn, Sophie Langer, Janusz M. Meylahn, E. Moritz Hahn

Comments 48 pages total. 6 figures; 3 tables

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英文摘要

Finite-sample analyses of deep Q-learning typically treat replayed data as independent, even though it is sampled from temporally dependent state-action trajectories. We study the Deep Q-networks (DQN) algorithm under explicit dependence by modelling the minibatches used for updating the network as $τ$-mixing. We show that this assumption holds under certain dependence conditions on the underlying trajectories and the mechanism used to sample minibatches. Building on this observation, we extend statistical analyses of DQN with fully connected ReLU architectures to dependent data. We formulate each update as a nonparametric regression problem with $τ$-mixing observations and derive finite-sample risk bounds under this dependence structure. Our results show that temporal dependence leads to a degradation in the statistical rate by inducing an additional dimensionality penalty in the rate exponent, reflecting the reduced effective sample size of $τ$-mixing data. Moreover, we derive the sample complexity of DQN under $tau$-mixing from these risk bounds. Finally, we empirically demonstrate on standard Gymnasium environments that the independence assumption is systematically violated and that replay sampling yields approximately exponentially decaying correlations, supporting our theoretical framework.

2605.06367 2026-05-08 stat.ML cond-mat.dis-nn cs.LG

The Interplay of Data Structure and Imbalance in the Learning Dynamics of Diffusion Models

Flavio Nicoletti, Chenxiao Ma, Enrico Ventura, Luca Saglietti, Stefano Sarao Mannelli

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英文摘要

Real-world datasets are inherently heterogeneous, yet how per-class structural differences and sampling imbalance shape the training dynamics of diffusion models-and potentially exacerbate disparities-remains poorly understood. While models typically transition from an initial phase of generalization to memorizing the training set, existing theory assumes homogeneous data, leaving open how class imbalance and heterogeneity reshape these dynamics. In this work, we develop a high-dimensional analytical framework to study class-dependent learning in score-based diffusion models. Analyzing a random-features model trained on Gaussian mixtures, we derive the feature-covariance spectrum to characterize per-class generalization and memorization times. We reveal the explicit hierarchy governing these dynamics: class variance is the primary determinant of learning order-consistently favoring higher-variance classes-while centroid geometry plays a secondary role. Sampling imbalance acts as a modulator that can reverse this ordering and, under strong imbalance, forces minority classes to acquire distinct, delayed speciation times during backward diffusion. Together, these results suggest that diffusion models can memorize some classes while others remain insufficiently learned. We validate our theoretical predictions empirically using U-Net models trained on Fashion MNIST.

2605.06359 2026-05-08 eess.SP cs.CV

The frame-level leakage trap: rethinking evaluation protocols for intrinsic image decomposition, with source-separable uncertainty as a case study

Jihwan Woo

Comments Submitted to Journal of Electronic Imaging. 25 pages, 10 figures. Addresses evaluation protocol issues in intrinsic image decomposition and proposes source-separable uncertainty estimation

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英文摘要

Evaluation protocols for learned intrinsic image decomposition on MPI Sintel have been inconsistent. Several prior works split the dataset by frames, which allows spatially similar frames of the same scene to appear in both train and test partitions. We quantify this leakage effect for the first time, across three architectures: a frame-level split inflates test R_PSNR by 1.6 to 2.0 dB (p less than 0.01 for all three, paired t-test across 3 seeds) relative to a scene-level split, confirming an architecture-independent protocol effect. A three-point gradient (random/temporal/scene) shows the gap is continuous, and under extended training the frame-level inflation exceeds 10 dB. We advocate scene-level splits as the community standard and provide reference numbers for six representative models under this protocol. As a case study within the corrected protocol, we present a physics-informed decomposition I = R composed with S + N with a source-separable three-way heteroscedastic uncertainty head. We empirically verify channel specialization: the non-Lambertian uncertainty channel shows r = 0.67 cross-correlation with non-Lambertian residual error, more than 4 times the texture channel's correlation. We further demonstrate downstream utility: filtering out the 75% highest-uncertainty pixels reduces reconstruction MSE by 77% on retained pixels, whereas random filtering produces no improvement. The specialization also holds on out-of-distribution real photographs. We report negative results for a more elaborate variant combining frequency decomposition, cross-task supervision, evidential learning, contrastive loss, and test-time adaptation. Our method reaches 15.98 plus or minus 0.41 dB R_PSNR, within 0.8 dB of a 5-member Deep Ensemble at one-fifth the cost, with the unique capability of source-separated uncertainty.

2605.06347 2026-05-08 cs.HC cs.AI

Human-AI Co-Evolution and Epistemic Collapse: A Dynamical Systems Perspective

Xuening Wu, Yanlan Kang, Qianya Xu, Kexuan Xie, Jiaqi Mi, Honggang Wang, Yubin Liu, Zeping Chen

Comments 5 pages, 3 figures, ICML EIML Workshop submitted

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Large language models (LLMs) are reshaping how knowledge is produced, with increasing reliance on AI systems for generation, summarization, and reasoning. While prior work has studied cognitive offloading in humans and model collapse in recursive training, these effects are typically considered in isolation. We propose a unified perspective: humans and language models form a coupled dynamical system linked by a feedback loop of usage, generation, and retraining. We introduce a minimal model with three variables -- human cognition, data quality, and model capability -- and show that this feedback can give rise to distinct dynamical regimes. Our analysis identifies three regimes: co-evolutionary enhancement, fragile equilibrium, and degenerative convergence. Through a simple simulation, we demonstrate that increasing reliance on AI can induce a transition toward a low-diversity, suboptimal equilibrium. From an information-theoretic perspective, this transition corresponds to an emergent information bottleneck in the human-AI loop, where entropy reduction reflects loss of diversity and support under closed-loop feedback rather than beneficial compression. These results suggest that the trajectory of AI systems is shaped not only by model design, but by the dynamics of human-AI co-evolution.

2605.06341 2026-05-08 cs.NE cs.AI math.OC

CoupleEvo: Evolving Heuristics for Coupled Optimization Problems Using Large Language Models

Thomas Bömer, Bastian Amberg, Max Disselnmeyer, Anne Meyer

Comments accepted at GECCO 2026, San Jose, Costa Rica, Workshop

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Many real-world optimization problems consist of multiple tightly coupled subproblems whose solutions must be coordinated to achieve high overall performance. However, existing large language model driven automated heuristic design approaches are limited to single-problem settings. In this paper, we propose CoupleEvo. CoupleEvo proposes three evolutionary coordination strategies to evolve heuristics for coupled optimization problems: the sequential strategy evolves heuristics for one subproblem after the other; the iterative strategy alternates the evolution of heuristics for different subproblems over successive generations; and the integrated strategy evolves heuristics for all problems simultaneously. The approach is evaluated on two representative coupled optimization problems. Experimental results show that decomposition-based strategies (sequential and iterative) provide more stable convergence and higher solution quality, while the integrated evolution strategy suffers from increased search complexity and variability. These findings highlight the importance of coordinating evolutionary search across interdependent subproblems and demonstrate the potential of LLM-driven heuristic design for complex coupled optimization problems. The code is available: https://github.com/tb-git-kit-research/CoupleEvo.

2605.06340 2026-05-08 cs.CY cs.GT cs.LG

A Benchmark for Strategic Auditee Gaming Under Continuous Compliance Monitoring

Florian A. D. Burnat, Brittany I. Davidson

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Continuous post-deployment compliance audits, mandated by emerging regulations such as the EU AI Act and Digital Services Act, create a class of strategic gaming distinct from the one-shot input/output gaming studied in prior work. Regulated systems can delay outcome reporting, drift their reports within plausible noise envelopes, exploit longitudinal sample attrition, and cherry-pick among ambiguous metric definitions. We formalize continuous auditing as a $T$-round Stackelberg game between an auditor that commits to a temporal policy and an adaptive auditee, and identify a structural feature of any noise-aware static-auditor design: a cover regime in which coverage gaps and granularity gaps cannot be closed simultaneously. We make this formal as Observation 1 and show that two minimal extension policies, each derived from the observation, close the regime along orthogonal axes: a sample-size-aware static rule (Periodic-with-floor) closes the granularity-failure case, while a history-conditioned suspicion-escalation policy closes the coverage-failure case for the naive Drift strategy -- and neither closes both, exactly as the observation predicts; an audit-aware OffAuditDrift strategy that exploits Stackelberg commitment defeats both. To support empirical study we contribute a non-additive harm decomposition (welfare loss $W$, coverage loss $C$) that exposes how attrition shifts harm from the regulator-accountable surface to a regulator-invisible one; an initial library of five auditee strategies (Delay, Drift, Cherry-pick, Attrition, OffAuditDrift) and five auditor policies, calibrated to summary statistics from published audits of the DSA Transparency Database; and a reproducible simulator with a small, extensible Python interface.

2605.06330 2026-05-08 cs.CR cs.AI

Fine-Tuning Small Language Models for Solution-Oriented Windows Event Log Analysis

Siraaj Akhtar, Saad Khan, Simon Parkinson

Comments 27 pages, 14 figures, 5 tables

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Large language models (LLMs) have shown promise for event log analysis, but their high computational requirements, reliance on cloud infrastructure, and security concerns limit practical deployment. In addition, most existing approaches focus only on the identification of the problem and do not provide actionable remediation. Small language models (SLMs) present a light-weight alternative that can be fine-tuned for a specific purpose and hosted locally. This paper investigates whether SLMs, when fine-tuned for a specific task, can serve as a practical alternative for event log analysis while also generating solutions. We first create a large-scale synthetic Windows event log dataset that contains remediation actions using a high-performing LLM. We then fine-tune multiple SLMs and LLMs using the LoRA parameter-efficient fine-tuning technique and evaluate their performance by comparing with expert assessment. The results show that the dataset accurately reflects real-world scenarios and that fine-tuned SLMs consistently outperform LLMs in identifying issues and providing relevant remediation, while requiring fewer computational resources.

2605.06324 2026-05-08 cs.CR cs.CY cs.LG

Gaming the Metric, Not the Harm: Certifying Safety Audits against Strategic Platform Manipulation

Florian A. D. Burnat, Brittany I. Davidson

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Online-safety regulation under the UK Online Safety Act and the EU Digital Services Act increasingly treats scalar metrics as compliance evidence. Once announced, such a metric also becomes an optimization target: a strategic platform can improve its score by routing recommendations through semantically equivalent content variants, without reducing true harm. We ask when such an audit metric can still certify a genuine reduction in harm. The protocol is modeled as a published transformation graph whose connected components form semantic classes, and the metric itself is treated as a security object. Three results follow. First, any metric that scores variants directly is manipulable as soon as two equivalent variants in a harmful class disagree in score. Second, the semantic-envelope lift, which assigns each variant the maximum score in its class, is the unique pointwise minimum among conservative classwise-constant repairs. Third, a class-stratified certificate, $H^\star(x) \le (1/\hatα) M_{\mathrm{Env}(m)}(x) + \barη$, holds for every platform strategy, with $\barη$ absorbing annotation and protocol error. We check the claims at three levels: exhaustive enumeration on a finite-state grid of mixed strategies, an SMT encoding in Z3 cross-replayed in cvc5, and a bounded single-player MDP encoded in PRISM-games. The fragile metric fails manipulation invariance and cannot support the same useful predeclared class-coverage certificate; under the envelope-level certificate, it produces large violations at every tested instance, with a large mean gaming gap across random catalogs at a fixed audit budget. The semantic-envelope metric exhibits no such violation in the tested instances.

2605.06320 2026-05-08 cs.MA cs.AI cs.CL

Improving the Efficiency of Language Agent Teams with Adaptive Task Graphs

Elizabeth Mieczkowski, Alexander Ku, Tiwalayo Eisape, Dilip Arumugam, John Matters, Katherine M. Collins, Ilia Sucholutsky, Thomas L. Griffiths

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Large language models (LLMs) are increasingly deployed in teams, yet existing coordination approaches often occupy two extremes. Highly structured methods rely on fixed roles, pipelines, or task decompositions assigned a priori. In contrast, fully unstructured teams enable adaptability and exploration but suffer from inefficiencies such as error propagation, inter-agent conflicts, and wasted resources (measured in time, tokens, or file operations). We introduce Language Agent Teams for Task Evolution (LATTE), a framework for coordinating LLM teams inspired by distributed systems, where processors must operate under partial observability and communication constraints. In LATTE, a team of agents collaboratively construct and maintain a shared, evolving coordination graph which encodes sub-task dependencies, individual agent assignment, and the current state of sub-task progress. This protocol maintains consistency while empowering agents to dynamically allocate work, adapt coordination, and discover new tasks. Across multiple collaborative tasks and a variety of base models, we demonstrate how LATTE reduces token usage, wall-clock time, communication, and coordination failures (e.g. file conflicts and redundant outputs) while matching or exceeding the accuracy of standard designs including MetaGPT, decentralized teams, top-down Leader-Worker hierarchies, and static decompositions.